Every Form 4 that Trinity Capital Inc. 7.875% Notes Due 2029 (TRINI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow TRINI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full TRINI filings page.
Trinity Capital Inc. director and CEO, President and CIO Kyle Steven Brown purchased 2,296.23 shares of common stock on August 7, 2026 at $18.04 per share in an open-market or private transaction. Following this, he held 612,261.74 shares directly, plus indirect holdings of 662,407 shares through a family trust and 12,908.53 shares held by his spouse.
Trinity Capital Inc. reported that CFO and Treasurer Michael Testa had 2,601 shares of Common Stock withheld at $16.89 per share on June 15, 2026 to satisfy tax obligations on vesting of restricted shares. After this tax-withholding disposition, he directly holds 141,165 shares.
Trinity Capital Inc. director and CEO Kyle Steven Brown reported a tax-related share withholding tied to vesting of restricted stock. On June 15, 2026, 10,743 shares of common stock at $16.89 per share were withheld to satisfy his tax obligations in connection with restricted shares that vested that day. After this transaction, he directly held 609,965.51 common shares. He also reported indirect ownership of 12,908.53 shares held by his spouse and 662,407 shares held by The Kyle and Amy Brown Family Trust dated February 4, 2019. The filing notes the tax-withholding transaction is exempt from Section 16(b) under Rule 16b-3.
Trinity Capital Inc. reported a routine insider share withholding by its General Counsel, Chief Compliance Officer, and Secretary, Sarah Stanton. On June 15, 2026, 3,310 shares of common stock were withheld at $16.89 per share to satisfy her tax obligations related to vesting of restricted shares, a transaction described as exempt from Section 16(b) under Rule 16b-3.
Following this tax-withholding disposition, Stanton directly holds 132,428 shares of Trinity Capital common stock. She also has indirect ownership of 51,639 shares held by the Heilman Stanton Family Trust. No open-market purchases or sales were reported in this filing.
Trinity Capital Inc. Chief Operating Officer Gerald Harder reported a tax-related share disposition and updated holdings. On June 15, 2026, 4,654 shares of common stock were withheld at $16.89 per share to satisfy his tax obligations upon vesting of restricted shares, classified as a tax-withholding disposition rather than an open-market sale. Following this, he directly holds 220,608 common shares. A separate entry shows 150,962 common shares held indirectly through the Harder Family Living Trust, dated May 26, 2000.
Trinity Capital Inc. Chief Credit Officer Ronald Kundich reported a routine tax-related share disposition. On June 15, 2026, 3,982 shares of common stock were withheld at $16.89 per share to cover his tax obligations upon vesting of restricted shares, rather than sold on the open market. After this withholding, he directly owned 234,306 shares. The filing also corrects his previously reported beneficial ownership, which had been overstated by 9,071 shares in earlier reports.
Trinity Capital Inc. Executive Chairman Steve Louis Brown reported routine tax-related share withholdings tied to restricted stock vesting. On June 12, 2026, 662 shares of common stock were withheld at $16.89 per share to cover tax obligations on vesting restricted shares. On June 15, 2026, an additional 13,590 shares were withheld at the same price for the same purpose. Both dispositions are described as exempt from Section 16(b) under Rule 16b-3 and were not open-market sales. After these transactions, Brown held 362,055 common shares directly and 940,745 shares indirectly through The Steven and Patricia Brown Family Trust.
Lockridge Irma reported acquisition or exercise transactions in this Form 4 filing.
Trinity Capital Inc. director Irma Lockridge received a grant of 6,176 shares of Common Stock as equity compensation. The shares were awarded at no cash cost and increased her direct holdings to 26,302 shares.
The footnote explains these are restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. They vest in full on the earlier of June 10, 2027 or the date immediately preceding the company’s next annual meeting of stockholders.
Trinity Capital Inc. director Ronald E. Estes reported two stock transactions involving company common shares. On June 10, 2026, he acquired 6,176 restricted shares as a grant under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual meeting of stockholders. Following this grant, his directly owned holdings were 44,374.46 shares of common stock.
On June 11, 2026, an account associated with Estes, the Estes Revocable Trust dated January 12, 1990, made a bona fide gift transfer of 3,000 common shares. After this gift, the trust held 10,615 shares indirectly. Footnotes also note that his holdings include shares acquired through a broker dividend reinvestment program.
HAMADA RICHARD P reported acquisition or exercise transactions in this Form 4 filing.
Trinity Capital director Richard P. Hamada received a grant of 6,176 shares of common stock as a restricted stock award priced at $0.00 per share. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual stockholder meeting. Following this award, Hamada directly holds 103,354 shares of Trinity Capital common stock.
Trinity Capital Inc. director Michael Zacharia reported an equity grant and updated holdings. He received 6,176 shares of common stock as restricted shares under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan at a stated price of $0.00 per share, reflecting a compensation award rather than an open-market purchase. These restricted shares vest in full on the earlier of June 10, 2027 or the date immediately preceding the next annual meeting of stockholders. Following the grant, Zacharia directly holds 23,343.87 shares of common stock and indirectly holds 46,906.54 shares through The 2001 Michael E and Debra L Zacharia Trust, which also includes shares acquired under a broker dividend reinvestment program.
Trinity Capital Inc. Chief Operating Officer Gerald Harder reported compensation-related stock transactions. On March 13, 2026, he received 104,022 shares of Common Stock as a restricted stock award under the 2019 Long Term Incentive Plan. The award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the twelve full calendar quarters immediately after that date, subject to continued employment. On the same date, 10,928 shares were withheld at $14.42 per share to satisfy tax obligations tied to vesting, a non-market disposition. Following these events, he directly holds 225,262 shares, and 150,962 shares are held indirectly through the Harder Family Living Trust.
Trinity Capital Inc. director Ronald E. Estes reported an open-market purchase of 800 shares of Common Stock at a price of $14.1600 per share. Following this transaction, he directly owns 40,443.2100 shares, which include 3,443 restricted shares that are scheduled to vest in full on the earlier of June 12, 2026 or the date immediately preceding the next annual meeting of stockholders.
In addition to his direct holdings, Estes is reported as indirectly owning 10,172.0000 shares of Common Stock through The Estes Revocable Trust, dated January 12, 1990.
Trinity Capital Inc. general counsel Sarah Stanton reported compensation-related stock movements, not open‑market trading. On March 13, 2026, 6,370 shares of Common Stock were withheld at $14.42 per share to satisfy her tax obligations on vesting restricted stock.
That same day she received a grant of 55,478 shares of restricted stock under Trinity Capital’s 2019 Long Term Incentive Plan, with 135,738 shares then held directly. The award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the following twelve full calendar quarters, contingent on continued employment.
Stanton also reports 51,639 shares of Common Stock held indirectly through the Heilman Stanton Family Trust, reflecting a transfer from her individually owned shares.
Trinity Capital CEO Kyle Steven Brown reported multiple stock transactions. On March 16, 2026, he made an open-market purchase of 3,532.32 shares of Common Stock at $14.16 per share, bringing his directly held stake to 620,708.51 shares.
On March 13, 2026, he received 256,588 shares of restricted Common Stock under the 2019 Long Term Incentive Plan. According to the award terms, 25% vests on March 15, 2027, and the remaining 75% vests pro rata over the twelve full calendar quarters that follow, subject to his continued employment. Also on March 13, 16,187 shares were withheld to cover his tax obligations upon vesting, a non-market disposition. The filing also shows additional indirect holdings through a family trust and his spouse.
Trinity Capital Inc. CFO and Treasurer Michael Testa reported routine equity compensation activity. On March 13, 2026, he received a grant of 52,011 shares of common stock as a restricted stock award under the company’s 2019 Long Term Incentive Plan.
On the same date, 4,799 shares were withheld to satisfy his tax obligations arising from the vesting of previously granted restricted shares. Following these transactions, he directly holds 143,766 shares of Trinity Capital common stock. The new award vests 25% on March 15, 2027, with the remaining 75% vesting pro rata over the twelve full calendar quarters after that date, subject to continued employment.
Trinity Capital Inc. Chief Credit Officer Ronald Kundich reported routine equity compensation activity. On March 13, 2026, 6,826 shares of common stock were withheld at $14.42 per share to cover tax obligations tied to vesting of restricted stock. The same day, he received a grant of 45,076 restricted shares under the 2019 Long Term Incentive Plan, which vest 25% on March 15, 2027 and the remaining 75% pro rata over the following twelve full calendar quarters, subject to continued employment. After these transactions, he directly holds 247,359 common shares.
Trinity Capital Inc. Executive Chairman Steve Louis Brown reported two recent stock transactions. On March 12, 2026, a family trust associated with him bought 27,109 shares of common stock in the open market at $14.75 per share, increasing his indirect holdings to 940,745 shares. On March 13, 2026, 31,101 directly held shares were withheld at $14.42 per share to cover his tax obligations related to restricted shares that vested on December 15, 2025, leaving 376,307 direct shares. This tax-withholding disposition was not an open-market sale and is described as exempt from Section 16(b) under Rule 16b-3.
Trinity Capital Inc. director and CEO Kyle Steven Brown purchased 3,333 shares of common stock in an open-market transaction at $14.9000 per share, bringing his directly held stake to 376,775.189 shares. He also reports indirect ownership of 662,407 shares through The Kyle and Amy Brown Family Trust and 12,908.534 shares held by his spouse. The filing further corrects a prior Form 4 that understated direct holdings by 60,983 shares and overstated trust holdings by 99,663 shares.
Trinity Capital Inc. director Ronald E. Estes reported an open-market purchase of 200 shares of common stock at $14.73 per share, increasing his directly held stake to 39,038.209 shares. This direct position includes 3,443 restricted shares scheduled to vest in full by the earlier of June 12, 2026 or the date immediately preceding the next annual stockholder meeting. He also reports indirect ownership of 10,172 shares through The Estes Revocable Trust, and some holdings include shares acquired via a dividend reinvestment program.