Trinity Capital Inc. (TRIN) lists equity investments, warrants, secured loans and equipment financings across healthcare, software, space, energy, transportation, consumer products and other sectors. Entries identify named companies and often specify investment dates, security classes or preferred series, loan maturities and pricing terms. TMRW Life Sciences' secured loan carries a variable rate of Prime + 5.0% or a floor rate of 8.8% and matures May 1, 2027. Cellares Corporation's secured loan carries Prime + 3.3% or a floor rate of 11.8%, with maturity February 1, 2027. Commonwealth Fusion Systems' equipment financing has a fixed interest rate of 13.2% and matures July 1, 2030. Other entries reference SOFR- or Prime-based pricing, fixed-rate equipment financing and PIK interest. The list also includes warrants with stated expiration dates and equity holdings identified by class or series.
Trinity Capital Inc. (TRIN) reported third-quarter 2026 net investment income of $49.9 million, up 34.9% year over year, and total investment income of $98.4 million, up 30.2%. Net investment income was $0.52 per basic share, and net assets resulting from operations increased $46.9 million, or $0.49 per basic share. Net asset value was $13.61 per share at September 30, versus $13.47 at June 30.
During the quarter, gross investment fundings totaled $614.1 million, gross investment commitments were $880.5 million, and exits and repayments totaled $494.8 million. Loans to three portfolio companies with a total fair value of $17.2 million, or 0.7% of the debt portfolio, were on non-accrual status. Trinity declared $0.17 monthly distributions for October, November and December, totaling $0.51 for the fourth quarter. Its ATM program raised $57.8 million net from 3,280,462 shares at a $17.82 weighted-average price; from October 1 to November 2, 2026, it raised $23.5 million net from 1,423,221 shares at a $16.65 weighted-average price. On October 5, it issued $350.0 million aggregate principal of unsecured 7.500% notes due 2032; proceeds paid down part of its KeyBank credit-agreement debt and were for general corporate purposes.
Trinity Capital Inc. (TRIN) reported $880 million of new commitments and approximately $614 million in gross investments funded in the third quarter of 2026. Commitments comprised $534 million in secured loans, $270 million in equipment financings and $76 million in equity investments; funded investments comprised $378 million in secured loans, $159 million in equipment financings and $77 million in warrant and equity investments. Gross proceeds received from repayments and exits totaled approximately $495 million, including $237 million from debt investments sold, $195 million from early debt repayments and refinancings, $57 million from scheduled/amortizing debt payments and $6 million from warrant and equity exits.
For the first three quarters of 2026, Trinity reported approximately $2.0 billion in new commitments, approximately $1.5 billion in gross investments funded and approximately $1.1 billion in gross proceeds from repayments and exits. The company will release its complete third-quarter financial results on November 4, 2026, and discuss them on a conference call that day at 12:00 p.m. ET.
Trinity Capital Inc. (TRIN) completed an offering of $350 million aggregate principal amount of 7.500% notes due 2032 on October 5, 2026. Net proceeds were approximately $342.61 million after underwriting discounts and estimated offering expenses; the company intends to use them to repay outstanding secured indebtedness under its credit agreement with KeyBank National Association.
The notes mature January 15, 2032, bear interest at 7.500% per year payable semi-annually each January 15 and July 15, beginning January 15, 2027. Trinity may redeem them in whole or in part before December 15, 2031, at par plus a make-whole premium, and at par on or after that date.
They are direct, general unsecured obligations, ranking pari passu with the company’s unsecured unsubordinated debt, effectively junior to secured debt to the extent of collateral value, and structurally junior to obligations of subsidiaries and financing vehicles. The indenture includes asset-coverage and information covenants, subject to limitations and exceptions. Following a defined change-of-control repurchase event, Trinity will generally offer to buy the notes for 100% of principal plus accrued and unpaid interest.
Trinity Capital Inc. (TRIN) reported that officer Sarah Stanton, GC, CCO, and Secretary, had 3,310 shares of common stock withheld on September 15, 2026 to satisfy tax obligations related to vesting of restricted shares, at a price of $17.79 per share. Following this tax-withholding disposition, she holds 129,118 shares of Trinity Capital common stock directly and 51,639 shares indirectly through the Heilman Stanton Family Trust.
Trinity Capital Inc. (TRIN) reported that Chief Operating Officer Gerald Harder had 4,653 shares of common stock withheld on September 15, 2026 to satisfy tax obligations related to vesting of restricted shares, at a reference price of $17.79 per share. This disposition was reported as exempt from Section 16(b) under Rule 16b-3 and no Rule 10b5-1 trading plan is indicated. After this tax-withholding event, he directly holds 215,955 shares and indirectly holds 150,962 shares through the Harder Family Living Trust.
Trinity Capital Inc. (TRIN) reported that CEO, President and CIO Kyle Steven Brown had 10,744 shares of common stock withheld on September 15, 2026 to satisfy tax obligations arising from the vesting of restricted shares, at a reference price of $17.79 per share. This tax-withholding disposition was reported as exempt from Section 16(b) under Rule 16b-3 and was not made under a Rule 10b5-1 trading plan. Following this event, Brown held 601,517.74 shares directly, plus indirect holdings of 651,663 shares through The Kyle and Amy Brown Family Trust and 12,908.53 shares held by his spouse.
Trinity Capital Inc. (TRIN) reported a Form 4 for Chief Credit Officer Ronald Kundich showing a disposition related to equity compensation on September 15, 2026. 3,981 shares of common stock were withheld at $17.79 per share to satisfy his tax obligations upon vesting of restricted shares, and he held 230,325 shares directly after this transaction. The company reports that this tax-withholding transaction is exempt from Section 16(b) under Rule 16b3, and no Rule 10b5-1 trading plan is indicated.
Trinity Capital Inc. (TRIN) reports that CFO and Treasurer Michael Testa had 2,601 shares of common stock withheld on September 15, 2026 to satisfy his tax obligations in connection with the vesting of restricted shares at a reference price of $17.79 per share. After this tax-withholding disposition, he holds 138,564 shares of Trinity Capital common stock directly. The company states the transaction is exempt from Section 16(b) under Rule 16b-3, and no Rule 10b5-1 trading plan is reported.
Trinity Capital Inc. (TRIN) insider Steve Louis Brown, Executive Chairman, reported two Form 4 transactions in Common Stock. On September 14 and 15, 2026, a total of 14,254 shares were withheld to satisfy tax obligations upon vesting of restricted shares, at prices around $17.75–$17.79 per share. These are coded as tax-withholding dispositions exempt under Rule 16b-3 and are not open-market sales. Following these events, Brown is reported to hold 940,745 shares indirectly through The Steven and Patricia Brown Family Trust.