STOCK TITAN

Taiwan Semiconductor (TSM) VP adds ESPP shares while holding over 433K directly

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD vice president Pei-Hung Chen reported purchasing 46 Common Shares (2330.TW) on 2026-08-07 at $73.31 per share. The shares were bought in U.S. dollar terms by the administrator of the company’s Employee Stock Purchase Plan and are held indirectly through an ESPP trust, bringing that ESPP-related indirect position to 1,349 shares.

Chen also reported other holdings of Common Shares as of the same date: 433,414 shares held directly, 7,036 shares held indirectly by an LTI trust under the Long-Term Incentive Bonus Plan, and 83,143 shares held indirectly by a spouse.

Positive

  • None.

Negative

  • None.
Insider Chen Pei-Hung
Role VP
Bought 46 shs ($3K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F1, F2, F3 46 $73.31 $3K
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) F4 -- -- --
holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 1,349 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 433,414 shares (Direct); Common Shares (2330.TW) — 7,036 shares (Indirect, By LTI Trust); Common Shares (2330.TW) — 83,143 shares (Indirect, By Spouse)
Footnotes (4)
  1. F1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  2. F2. The price was translated from the average purchase price of NT$2,367.1117 in New Taiwan dollars, at the rate of NT$32.288 to US$1.
  3. F3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
  4. F4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Shares purchased 46 shares Common Shares (2330.TW) bought on 2026-08-07 under ESPP
Purchase price per share $73.31 Price for ESPP purchase of 46 Common Shares
Direct holdings after transaction 433,414 shares Common Shares held directly by Pei-Hung Chen
ESPP trust holdings after transaction 1,349 shares Common Shares held indirectly under the ESPP trust
LTI trust holdings after transaction 7,036 shares Common Shares held indirectly by LTI Bonus Plan trust
Spouse indirect holdings 83,143 shares Common Shares held indirectly by spouse
NT dollar purchase price NT$2,367.1117 Average NT$ price translated to $73.31 per share
FX rate used NT$32.288 to US$1 Exchange rate for translating ESPP purchase price
Employee Stock Purchase Plan financial
"Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
ESPP trust financial
"Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP")."
Long-Term Incentive ("LTI") Bonus Plan financial
"Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan"
indirect ownership financial
"total_shares_following_transaction 7036.0000, direct_or_indirect I, nature_of_ownership By LTI Trust"

FAQ

What transaction did TSM VP Pei-Hung Chen report on this Form 4?

Pei-Hung Chen reported a purchase of 46 Common Shares (2330.TW) on 2026-08-07 at $73.31 per share, executed via the company’s Employee Stock Purchase Plan and held through an ESPP trust.

How many Taiwan Semiconductor (TSM) shares did Chen hold directly after the reported transaction?

After the reported ESPP purchase, Pei-Hung Chen’s direct holdings of Taiwan Semiconductor common shares were 433,414 shares. This direct position is separate from indirect holdings through trusts and a spouse.

What indirect TSM shareholdings did Chen report through trusts and spouse?

Pei-Hung Chen reported 1,349 shares held indirectly via an ESPP trust, 7,036 shares held indirectly by an LTI trust tied to the Long-Term Incentive Bonus Plan, and 83,143 shares held indirectly by a spouse.

Was the TSM Form 4 transaction by Chen part of an Employee Stock Purchase Plan?

Yes. The filing states the 46-share purchase was made by the administrator of the Employee Stock Purchase Plan (ESPP) on Chen’s behalf under predetermined plan terms, with shares then held under the ESPP.

At what price were the TSM shares purchased for Chen under the ESPP?

The 46 common shares were purchased at $73.31 per share. A footnote explains this U.S. dollar price was translated from an average purchase price of NT$2,367.1117 using an exchange rate of NT$32.288 to US$1.

Does the TSM Form 4 indicate any share sales or only purchases for Chen?

The Form 4 for Pei-Hung Chen reports a net-buy activity, specifically a purchase of 46 shares under the ESPP. The transaction summary shows no reported share sales in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chen Pei-Hung

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)433,414D
Common Shares (2330.TW)08/07/2026(1)P46A$73.31(2)1,349(3)IBy ESPP Trust
Common Shares (2330.TW)7,036(4)IBy LTI Trust
Common Shares (2330.TW)83,143IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
2. The price was translated from the average purchase price of NT$2,367.1117 in New Taiwan dollars, at the rate of NT$32.288 to US$1.
3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)