STOCK TITAN

Taiwan Semiconductor (NYSE: TSM) VP adds shares through ESPP purchase

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD VP Hsu Kuo-Chin purchased 54 Common Shares (2330.TW) on 2026-08-07 at $73.3100 per share. The shares were bought by the administrator of the company’s Employee Stock Purchase Plan (ESPP) and are held indirectly via an ESPP Trust. After this purchase, Hsu’s reported positions include direct holdings of Common Shares and American Depositary Shares (ADS), as well as additional indirect holdings through a Long-Term Incentive (LTI) trust and a spouse.

Positive

  • None.

Negative

  • None.
Insider Hsu Kuo-Chin
Role VP
Bought 54 shs ($4K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F2, F3, F4 54 $73.31 $4K
holding Common Shares (2330.TW) -- -- --
holding American Depositary Shares (TSM) F1 -- -- --
holding Common Shares (2330.TW) F5 -- -- --
holding Common Shares (2330.TW) -- -- --
holding American Depositary Shares (TSM) F1 -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 6,674 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 178,924 shares (Direct); American Depositary Shares (TSM) — 6,050 shares (Direct); Common Shares (2330.TW) — 7,036 shares (Indirect, By LTI Trust); Common Shares (2330.TW) — 12,000 shares (Indirect, By Spouse); American Depositary Shares (TSM) — 1,988 shares (Indirect, By Spouse)
Footnotes (5)
  1. F1. Each American Depositary Share represents five (5) Common Shares.
  2. F2. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  3. F3. The price was translated from the average purchase price of NT$2,367.1117 in New Taiwan dollars, at the rate of NT$32.288 to US$1.
  4. F4. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
  5. F5. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Shares purchased 54 Common Shares (2330.TW) Purchased on 2026-08-07 under Employee Stock Purchase Plan
Purchase price $73.3100 per share Translated from NT$2,367.1117 at NT$32.288 to US$1
Indirect ESPP holdings 6,674 Common Shares (2330.TW) Common Shares held by ESPP Trust after purchase
Direct common share holdings 178,924 Common Shares (2330.TW) Directly held after the reported transaction
Direct ADS holdings 6,050 American Depositary Shares (TSM) Each ADS represents five Common Shares
Indirect LTI trust holdings 7,036 Common Shares (2330.TW) Held indirectly by LTI Trust after the transaction
Spouse common share holdings 12,000 Common Shares (2330.TW) Indirectly held by spouse
Spouse ADS holdings 1,988 American Depositary Shares (TSM) Indirectly held by spouse; each ADS equals five Common Shares
Employee Stock Purchase Plan financial
"Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP")"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
American Depositary Shares financial
"American Depositary Shares (TSM), each representing five (5) Common Shares"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
Long-Term Incentive ("LTI") Bonus Plan financial
"Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan"
ESPP Trust financial
"Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP") by ESPP Trust"
investment control financial
"over which the filer has obtained investment control"

FAQ

What did TSM VP Hsu Kuo-Chin report in this Form 4 transaction?

Hsu Kuo-Chin reported a purchase of 54 Common Shares of Taiwan Semiconductor on 2026-08-07 at $73.3100 per share. The shares were acquired through the company’s Employee Stock Purchase Plan (ESPP) and are held indirectly via an ESPP Trust.

At what price did TSM VP Hsu buy the 54 shares reported here?

The 54 Common Shares were purchased at an average price of $73.3100 per share. This price was translated from NT$2,367.1117 using an exchange rate of NT$32.288 to US$1, as disclosed in the filing’s footnotes.

What are Hsu Kuo-Chin’s direct share and ADS holdings in TSM after this filing?

After the reported transaction, Hsu directly holds 178,924 Common Shares (2330.TW) and 6,050 American Depositary Shares (TSM). A footnote states that each ADS represents five Common Shares, giving context for the ADS position reported.

What indirect TSM holdings does Hsu Kuo-Chin report, including trusts and spouse positions?

Indirectly, Hsu reports 6,674 Common Shares via an ESPP Trust, 7,036 Common Shares via an LTI Trust, 12,000 Common Shares held by a spouse, and 1,988 ADS held by the spouse, in addition to the directly held positions.

Were the TSM shares bought under a plan like an ESPP or 10b5-1 arrangement?

The purchase was made under the company’s Employee Stock Purchase Plan (ESPP), with terms predetermined by the issuer. The filing’s Rule 10b5-1 checkbox is not marked as an affirmative trading plan for this transaction.

How many total ESPP and LTI trust shares of TSM does Hsu report after this transaction?

Following the transaction, the ESPP Trust holds 6,674 Common Shares for Hsu, and an LTI Trust holds 7,036 Common Shares. Both positions are reported as indirect ownership, with the LTI trust described as having investment control obtained by the filer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hsu Kuo-Chin

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)178,924D
American Depositary Shares (TSM)(1)6,050D
Common Shares (2330.TW)08/07/2026(2)P54A$73.31(3)6,674(4)IBy ESPP Trust
Common Shares (2330.TW)7,036(5)IBy LTI Trust
Common Shares (2330.TW)12,000IBy Spouse
American Depositary Shares (TSM)(1)1,988IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each American Depositary Share represents five (5) Common Shares.
2. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
3. The price was translated from the average purchase price of NT$2,367.1117 in New Taiwan dollars, at the rate of NT$32.288 to US$1.
4. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
5. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)