STOCK TITAN

Taiwan Semiconductor (TSM) SVP adds ESPP shares while holding over 662K directly

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD executive Hou Yung-Chin, SVP and Deputy Co-COO, reported an indirect purchase of 63 Common Shares of TSM on 2026-08-07 at $73.31 per share. The shares were bought by the administrator of the company’s Employee Stock Purchase Plan (ESPP) on his behalf under predetermined terms and are held in an ESPP trust. After this ESPP purchase, he reports 7,460 shares held via the ESPP trust, 662,403 shares held directly, 20,190 shares held through a Long-Term Incentive (LTI) bonus plan trust, and 60,802 shares held indirectly through his spouse.

Positive

  • None.

Negative

  • None.
Insider Hou Yung-Chin
Role SVP and Deputy Co-COO
Bought 63 shs ($5K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F1, F2, F3 63 $73.31 $5K
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) F4 -- -- --
holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 7,460 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 662,403 shares (Direct); Common Shares (2330.TW) — 20,190 shares (Indirect, By LTI Trust); Common Shares (2330.TW) — 60,802 shares (Indirect, By Spouse)
Footnotes (4)
  1. F1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  2. F2. The price was translated from the average purchase price of NT$2,367.1117 in New Taiwan dollars, at the rate of NT$32.288 to US$1.
  3. F3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
  4. F4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Shares purchased 63 Common Shares Indirect ESPP purchase on 2026-08-07
Purchase price per share $73.31 per share ESPP purchase executed 2026-08-07
Direct holdings after transaction 662,403 shares Common Shares held directly by Hou Yung-Chin
ESPP trust holdings 7,460 shares Common Shares held indirectly via ESPP trust
LTI trust holdings 20,190 shares Common Shares held indirectly via LTI Bonus Plan trust
Spouse-held shares 60,802 shares Common Shares held indirectly by spouse
NT$ purchase price NT$2,367.1117 Average ESPP purchase price in New Taiwan dollars
FX rate NT$32.288 to US$1 Exchange rate used to translate ESPP price
Employee Stock Purchase Plan financial
"Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Long-Term Incentive ("LTI") Bonus Plan financial
"Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive"
indirect ownership financial
"total_shares_following_transaction 7460.0000, direct_or_indirect I, ownership_type indirect"
ESPP trust financial
"nature_of_ownership By ESPP Trust"

FAQ

What insider transaction did TSM executive Hou Yung-Chin report on this Form 4 for TSM?

Hou Yung-Chin reported an indirect purchase of 63 Common Shares of TSM on 2026-08-07 at $73.31 per share. The shares were acquired through the company’s Employee Stock Purchase Plan (ESPP) and are held in an ESPP trust on his behalf.

How many TSM shares does Hou Yung-Chin hold after the reported transaction?

After the transaction, Hou Yung-Chin reports 662,403 shares held directly, plus 7,460 ESPP shares, 20,190 LTI trust shares, and 60,802 spouse-held shares indirectly. These positions together show substantial direct and indirect ownership in TSM Common Shares.

Was the TSM Form 4 purchase by Hou Yung-Chin made through a plan like an ESPP?

Yes. The 63-share purchase was executed by the administrator of TSM’s Employee Stock Purchase Plan (ESPP) on behalf of Hou Yung-Chin under predetermined terms, and the shares are held for him in an ESPP trust structure.

What price and currency details were disclosed for the TSM ESPP purchase on this Form 4?

The Form 4 lists a per-share price of $73.31, derived from an average purchase price of NT$2,367.1117 converted at NT$32.288 to US$1. These figures reflect the New Taiwan dollar pricing translated into U.S. dollars.

How are indirect holdings like spouse and LTI trust shares reported for TSM’s Hou Yung-Chin?

The filing shows 20,190 shares held indirectly via an LTI Bonus Plan trust where he has investment control, and 60,802 shares held indirectly by his spouse. These are reported separately from his 662,403 directly held shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hou Yung-Chin

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP and Deputy Co-COO
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)662,403D
Common Shares (2330.TW)08/07/2026(1)P63A$73.31(2)7,460(3)IBy ESPP Trust
Common Shares (2330.TW)20,190(4)IBy LTI Trust
Common Shares (2330.TW)60,802IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
2. The price was translated from the average purchase price of NT$2,367.1117 in New Taiwan dollars, at the rate of NT$32.288 to US$1.
3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
4. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)