STOCK TITAN

TAIWAN SEMICONDUCTOR (TSM) VP buys 39 ESPP shares, holds over 50K directly

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD VP Chin-Sheng Lu reported a purchase of 39 Common Shares (2330.TW) on 2026-08-07 at $73.31 per share. The shares were bought in New Taiwan dollars at an average price of NT$2,367.1117, translated at NT$32.288 to US$1, and acquired by the administrator of the Employee Stock Purchase Plan (ESPP) on his behalf.

After this ESPP transaction, 113 shares are held indirectly via the ESPP trust, while separate holding entries show 50,967 shares held directly and 3,000 shares held indirectly through a spouse.

Positive

  • None.

Negative

  • None.
Insider Lu Chin-Sheng
Role VP
Bought 39 shs ($3K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F1, F2, F3 39 $73.31 $3K
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 113 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 50,967 shares (Direct); Common Shares (2330.TW) — 3,000 shares (Indirect, By Spouse)
Footnotes (3)
  1. F1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  2. F2. The price was translated from the average purchase price of NT$2,367.1117 in New Taiwan dollars, at the rate of NT$32.288 to US$1.
  3. F3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
Shares purchased 39 Common Shares Non-derivative ESPP purchase on 2026-08-07
Purchase price per share $73.31 per share Translated from NT$2,367.1117 at NT$32.288 to US$1
Direct holdings after transaction 50,967 shares Common Shares (2330.TW) held directly
ESPP trust holdings after purchase 113 shares Common Shares held indirectly via ESPP trust
Spouse indirect holdings 3,000 shares Common Shares held indirectly by spouse
FX rate used NT$32.288 to US$1 Rate used to translate NT$ purchase price into U.S. dollars
NT$ average purchase price NT$2,367.1117 Average price per share in New Taiwan dollars under ESPP
Employee Stock Purchase Plan financial
"Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
ESPP trust financial
"Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP")."
indirect ownership financial
"total_shares_following_transaction 113.0000, direct_or_indirect I, nature_of_ownership By ESPP Trust"
Common Shares (2330.TW) financial
"security_title Common Shares (2330.TW)"

FAQ

What did TSM VP Chin-Sheng Lu report in this Form 4?

TSM VP Chin-Sheng Lu reported buying 39 Common Shares on 2026-08-07 at $73.31 per share through the company’s Employee Stock Purchase Plan, with shares acquired by the ESPP administrator on his behalf.

How many TSM shares did Chin-Sheng Lu purchase and at what price?

He purchased 39 Common Shares of TSM at a U.S. dollar-equivalent price of $73.31 per share, based on an average cost of NT$2,367.1117 and an exchange rate of NT$32.288 to US$1.

How are the newly purchased TSM shares held under the ESPP?

The 39 shares are held indirectly under TSM’s Employee Stock Purchase Plan (ESPP). The filing states they were purchased and are held by the ESPP administrator in an ESPP trust on behalf of Chin-Sheng Lu.

What are Chin-Sheng Lu’s reported direct TSM share holdings after this transaction?

Following the reported ESPP purchase, a holding entry shows Chin-Sheng Lu directly owns 50,967 Common Shares of TSM. This figure reflects his direct ownership position as of the transaction date disclosed.

What indirect TSM holdings by Chin-Sheng Lu’s spouse are disclosed?

The filing lists an additional indirect position of 3,000 Common Shares held “By Spouse”. These shares are reported as indirectly owned, separate from his direct holdings and ESPP trust holdings.

Was this TSM share purchase made under a Rule 10b5-1 trading plan?

The document’s Rule 10b5-1 checkbox is unchecked, and the footnotes describe the purchase as made under predetermined ESPP terms rather than under a separate Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Chin-Sheng

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)50,967D
Common Shares (2330.TW)08/07/2026(1)P39A$73.31(2)113(3)IBy ESPP Trust
Common Shares (2330.TW)3,000IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
2. The price was translated from the average purchase price of NT$2,367.1117 in New Taiwan dollars, at the rate of NT$32.288 to US$1.
3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)