STOCK TITAN

TSMC VP Jun He buys 46 shares at $76.20

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD (TSM) officer Jun He, a VP, reported purchasing 46 Common Shares on September 7, 2026 through an Employee Stock Purchase Plan (ESPP) trust at $76.20 per share, with the price translated from an average cost of NT$2,404.3453 at NT$31.552 to US$1. After this ESPP transaction, the ESPP trust holds 5,407 Common Shares for his benefit, he holds 128,294 Common Shares directly, a long-term incentive (LTI) trust holds 7,036 Common Shares over which he has investment control, and his spouse holds 216 American Depositary Shares indirectly; each ADS represents five Common Shares. No Rule 10b5-1 trading plan is reported.

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Insider He Jun
Role VP
Bought 46 shs ($4K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F3, F4, F5 46 $76.20 $4K
holding Common Shares (2330.TW) -- -- --
holding American Depositary Shares (TSM) F1 -- -- --
holding American Depositary Shares (TSM) F1, F2 -- -- --
holding Common Shares (2330.TW) F6 -- -- --
holding American Depositary Shares (TSM) F1 -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 5,407 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 128,294 shares (Direct); American Depositary Shares (TSM) — 1,154 shares (Direct); Common Shares (2330.TW) — 7,036 shares (Indirect, By LTI Trust); American Depositary Shares (TSM) — 216 shares (Indirect, By Spouse)
Footnotes (6)
  1. F1. Each American Depositary Share represents five (5) Common Shares.
  2. F2. Represents American Depositary Shares held in a joint account with the reporting person's spouse.
  3. F3. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  4. F4. The price was translated from the average purchase price of NT$2,404.3453 in New Taiwan dollars, at the rate of NT$31.552 to US$1.
  5. F5. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
  6. F6. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Common Shares purchased 46 shares ESPP purchase on September 7, 2026
Purchase price per Common Share $76.20 per share Translated from NT$2,404.3453 at NT$31.552 to US$1
ESPP trust holdings after transaction 5,407 Common Shares Held under issuer’s Employee Stock Purchase Plan
Direct Common Share holdings 128,294 Common Shares Direct ownership position reported as of September 7, 2026
LTI trust holdings 7,036 Common Shares Purchased by trust with Long-Term Incentive Bonus Plan cash
Spouse ADS holdings 216 American Depositary Shares Indirect ownership by spouse; each ADS equals five Common Shares
ADS to Common Share ratio 5 Common Shares per ADS Ratio for TSM American Depositary Shares
Employee Stock Purchase Plan financial
"Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Long-Term Incentive ("LTI") Bonus Plan financial
"Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive"
American Depositary Shares financial
"Each American Depositary Share represents five (5) Common Shares"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
investment control financial
"over which the filer has obtained investment control"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did TSM VP Jun He buy in this Form 4 filing?

Jun He purchased 46 Common Shares of TSM on September 7, 2026 through the company’s Employee Stock Purchase Plan (ESPP), with the shares held indirectly by an ESPP trust.

What price did Jun He pay per TSM share in this Form 4?

The reported purchase price was $76.20 per Common Share, translated from an average purchase price of NT$2,404.3453 using an exchange rate of NT$31.552 to US$1.

How many TSM Common Shares does Jun He hold directly after this filing?

Following the reported transactions, Jun He holds 128,294 Common Shares of TSM in a direct ownership capacity, separate from any shares held through trusts or as American Depositary Shares.

How many TSM shares are held for Jun He under the ESPP and LTI plans?

After the ESPP purchase, the ESPP trust holds 5,407 Common Shares for Jun He, and a separate LTI trust holds 7,036 Common Shares purchased with Long-Term Incentive (LTI) Bonus Plan cash, over which he has obtained investment control.

Was Jun He’s TSM share purchase under a Rule 10b5-1 trading plan?

No. The Rule 10b5-1 checkbox is not marked as affirmative, and the filing does not state that the reported ESPP purchase was made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
He Jun

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
09/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)128,294D
American Depositary Shares (TSM)(1)302D
American Depositary Shares (TSM)(1)852D(2)
Common Shares (2330.TW)09/07/2026(3)P46A$76.2(4)5,407(5)IBy ESPP Trust
Common Shares (2330.TW)7,036(6)IBy LTI Trust
American Depositary Shares (TSM)(1)216IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each American Depositary Share represents five (5) Common Shares.
2. Represents American Depositary Shares held in a joint account with the reporting person's spouse.
3. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
4. The price was translated from the average purchase price of NT$2,404.3453 in New Taiwan dollars, at the rate of NT$31.552 to US$1.
5. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
6. Represents Common Shares purchased by a trust with cash received under the issuer's Long-Term Incentive ("LTI") Bonus Plan, over which the filer has obtained investment control.
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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