STOCK TITAN

TSMC VP Wu buys 40 shares in ESPP purchase

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD (TSM) reported that Vice President Wu Yi-Huang indirectly purchased 40 common shares on September 7, 2026 at $76.20 per share, through the administrator of the company’s Employee Stock Purchase Plan (ESPP) acting via an ESPP trust under predetermined terms. After this ESPP purchase, 160 shares are held indirectly through the ESPP trust, 44,359 shares are held directly, and 63,000 shares are held indirectly through the spouse. No Rule 10b5-1 trading plan is reported for this transaction.

Positive

  • None.

Negative

  • None.
Insider Wu Yi-Huang
Role VP
Bought 40 shs ($3K)
Type Security Shares Price Value
Purchase Common Shares (2330.TW) F1, F2, F3 40 $76.20 $3K
holding Common Shares (2330.TW) -- -- --
holding Common Shares (2330.TW) -- -- --
Holdings After Transaction: Common Shares (2330.TW) — 160 shares (Indirect, By ESPP Trust); Common Shares (2330.TW) — 44,359 shares (Direct); Common Shares (2330.TW) — 63,000 shares (Indirect, By Spouse)
Footnotes (3)
  1. F1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
  2. F2. The price was translated from the average purchase price of NT$2,404.3453 in New Taiwan dollars, at the rate of NT$31.552 to US$1.
  3. F3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
Shares purchased 40 shares Common Shares (2330.TW) bought on September 7, 2026 via ESPP
Purchase price per share $76.20 per share Price reported for the 40-share ESPP purchase on September 7, 2026
Average ESPP purchase price NT$2,404.3453 Average purchase price in New Taiwan dollars used for currency translation
FX rate used NT$31.552 to US$1 Exchange rate applied to translate ESPP purchase price into U.S. dollars
Indirect ESPP trust holdings after transaction 160 shares Common shares held indirectly by ESPP trust after the purchase
Direct holdings after transaction 44,359 shares Common shares held directly by Wu Yi-Huang
Spousal indirect holdings 63,000 shares Common shares held indirectly through spouse
Net buy-sell direction 40-share net buy Transaction summary for this Form 4 filing
Employee Stock Purchase Plan financial
"Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
ESPP Trust financial
"total shares following transaction held indirectly "By ESPP Trust""
indirect ownership financial
"Ownership type reported as indirect with nature of ownership by ESPP Trust"
average purchase price financial
"The price was translated from the average purchase price of NT$2,404.3453"

FAQ

What insider transaction did TSM report for Vice President Wu Yi-Huang?

Wu Yi-Huang indirectly purchased 40 common shares of TSM on September 7, 2026 at $76.20 per share. The shares were bought by the administrator of TSM’s Employee Stock Purchase Plan (ESPP) on the filer’s behalf under predetermined plan terms.

How many TSM shares does Wu Yi-Huang hold after this Form 4 transaction?

After the reported transaction, Wu Yi-Huang holds 160 shares indirectly through the ESPP trust, 44,359 shares directly, and 63,000 shares indirectly through a spouse, all in TSM common shares.

Was the TSM Form 4 purchase by Wu Yi-Huang made under a Rule 10b5-1 plan?

No. The filing indicates no Rule 10b5-1 trading plan for this transaction. The purchase was executed by the administrator of TSM’s Employee Stock Purchase Plan (ESPP) according to terms predetermined by the issuer.

What price did Wu Yi-Huang effectively pay for the 40 TSM shares?

The transaction reports a price of $76.20 per share. A footnote states this reflects translation from an average purchase price of NT$2,404.3453 using an exchange rate of NT$31.552 to US$1.

Were there any TSM share sales by Wu Yi-Huang in this Form 4 filing?

No. The Form 4 shows only a purchase of 40 common shares through the ESPP. The transaction summary reports net-buy activity of 40 shares and no sales or derivative exercises.

How are Wu Yi-Huang’s indirect TSM holdings structured after the transaction?

Indirect holdings consist of 160 common shares held by an ESPP trust under TSM’s Employee Stock Purchase Plan and 63,000 common shares held by spouse, all reported as indirect ownership interests.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wu Yi-Huang

(Last)(First)(Middle)
NO. 8, LI-HSIN ROAD 6
HSINCHU SCIENCE PARK

(Street)
HSINCHUTAIWAN300096

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD [ TSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP
2a. Foreign Trading Symbol
[2330.TW]
3. Date of Earliest Transaction (Month/Day/Year)
09/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares (2330.TW)44,359D
Common Shares (2330.TW)09/07/2026(1)P40A$76.2(2)160(3)IBy ESPP Trust
Common Shares (2330.TW)63,000IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer.
2. The price was translated from the average purchase price of NT$2,404.3453 in New Taiwan dollars, at the rate of NT$31.552 to US$1.
3. Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP").
Remarks:
/s/ Jen-Chau Huang, as attorney-in-fact09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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