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Trade Desk (TTD) Initial Form 3 Shows Zero Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

The filing is an initial Form 3 for The Trade Desk, Inc. (TTD) reporting by director Omar Tawakol. The form states the event date as 08/11/2025 and explicitly declares that no securities are beneficially owned by the reporting person. The form is signed by an attorney-in-fact on 08/13/2025. This indicates the director currently holds no direct or indirect equity positions requiring Section 16 disclosure.

Positive

  • Transparent initial disclosure filed for a newly reported director
  • Clear statement that no direct or indirect securities are beneficially owned

Negative

  • None.

Insights

Director filed an initial statement reporting zero ownership.

The filing records Omar Tawakol as a director of The Trade Desk, Inc. (TTD) and the event date as 08/11/2025. It is an initial Form 3 and the declarant states no beneficial ownership of the issuer's securities at the time of the filing.

This outcome reduces immediate Section 16 monitoring obligations for this individual because there are no shares or derivative positions to track. Investors and compliance teams may note the filing date 08/13/2025 for recordkeeping; future Forms 4 or 5 would be expected if ownership changes.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Tawakol Omar

(Last) (First) (Middle)
C/O THE TRADE DESK, INC.
42 NORTH CHESTNUT STREET

(Street)
VENTURA CA 93001

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2025
3. Issuer Name and Ticker or Trading Symbol
Trade Desk, Inc. [ TTD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Kelli Faerber, Attorney-in-Fact for Omar Tawakol 08/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Omar Tawakol's Form 3 for TTD state?

It states no securities are beneficially owned by Omar Tawakol as of the event date 08/11/2025.

When was the Form 3 signed for TTD director Omar Tawakol?

The form bears a signature by an attorney-in-fact dated 08/13/2025.

Does this Form 3 show any stock or option holdings for TTD director?

No. The filing explicitly notes no securities are beneficially owned and lists no holdings in Tables I or II.

What should investors expect next after a Form 3 with no ownership?

If the director acquires or disposes of securities, subsequent Section 16 filings (Form 4 or Form 5) will disclose those transactions and positions.
The Trade Desk

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