Tigo Energy approves 1M-share employee stock plan

Q: What plan did TIGO ENERGY, INC. (TYGO) approve in this 8-K/A?

Tigo Energy approved an Employee Stock Purchase Plan (ESPP). The board adopted it on March 25, 2026, and stockholders approved it at the May 19, 2026 annual meeting, enabling employee purchases of company common stock under specified terms.

Q: How many TYGO shares are reserved under the new ESPP?

The ESPP reserves an aggregate of 1,000,000 shares of Tigo Energy common stock for issuance. This pool defines the maximum number of shares that can be purchased by employees through the plan, subject to its terms.

Q: When did Tigo Energy’s board and stockholders approve the ESPP for TYGO?

The board of directors adopted the ESPP on March 25, 2026. Company stockholders then approved the plan at the May 19, 2026 annual meeting, satisfying the stockholder-approval condition stated for the plan’s effectiveness.

Q: Have any offering or purchase periods started under Tigo Energy’s ESPP for TYGO?

No. As of the date of the report, no offering period or purchase period has occurred under Tigo Energy’s ESPP, and there are no participants in the plan yet.

Tigo Energy gained board and stockholder approval for a new ESPP covering up to 1,000,000 common shares, though no offering periods have started yet.

Filing Impact

(Neutral)

Filing Sentiment

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Form Type

8-K/A

Rhea-AI Filing Summary

Tigo Energy, Inc. (TYGO) adopted a new Employee Stock Purchase Plan (ESPP) on March 25, 2026, effective as of board approval and subject to stockholder approval. Stockholders approved the ESPP at the May 19, 2026 annual meeting, authorizing up to 1,000,000 shares of common stock for issuance under the plan.

The ESPP’s material terms are described in the company’s April 4, 2026 proxy statement and the full plan is filed as an exhibit. As of the report date, no offering period or purchase period has begun and there are no participants in the ESPP.

8-K Event Classification

2 items: 5.02, 9.01

2 items

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

Key Figures

ESPP share pool: 1,000,000 shares Board approval date: March 25, 2026 Stockholder approval date: May 19, 2026

3 metrics

ESPP share pool 1,000,000 shares Aggregate number of Tigo Energy common shares available for issuance under the ESPP

Board approval date March 25, 2026 Date the board of directors adopted the ESPP

Stockholder approval date May 19, 2026 Date stockholders approved the ESPP at the 2026 annual meeting

Key Terms

Employee Stock Purchase Plan, offering period, purchase period, definitive proxy statement

4 terms

Employee Stock Purchase Plan financial

"adopted the Tigo Energy, Inc. Employee Stock Purchase Plan (the “ESPP”)"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

offering period financial

"no offering period or purchase period has occurred under the ESPP"

purchase period financial

"no offering period or purchase period has occurred under the ESPP"

definitive proxy statement regulatory

"described in the Company’s definitive proxy statement on Schedule 14A"

A Definitive Proxy Statement is a detailed document that a company sends to its shareholders before a big meeting, like voting on important decisions. It explains what's being voted on and gives important information so shareholders can make informed choices. It matters because it helps shareholders understand and participate in key company decisions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What plan did TIGO ENERGY, INC. (TYGO) approve in this 8-K/A?

Tigo Energy approved an Employee Stock Purchase Plan (ESPP). The board adopted it on March 25, 2026, and stockholders approved it at the May 19, 2026 annual meeting, enabling employee purchases of company common stock under specified terms.

How many TYGO shares are reserved under the new ESPP?

The ESPP reserves an aggregate of 1,000,000 shares of Tigo Energy common stock for issuance. This pool defines the maximum number of shares that can be purchased by employees through the plan, subject to its terms.

When did Tigo Energy’s board and stockholders approve the ESPP for TYGO?

The board of directors adopted the ESPP on March 25, 2026. Company stockholders then approved the plan at the May 19, 2026 annual meeting, satisfying the stockholder-approval condition stated for the plan’s effectiveness.

Have any offering or purchase periods started under Tigo Energy’s ESPP for TYGO?

No. As of the date of the report, no offering period or purchase period has occurred under Tigo Energy’s ESPP, and there are no participants in the plan yet.

Where are the detailed terms of Tigo Energy’s ESPP for TYGO described?

The material features of the ESPP are described in Tigo Energy’s definitive proxy statement on Schedule 14A filed April 4, 2026, in the section “Proposal 3 – Approval of the Employee Stock Purchase Plan,” and the full plan is included as Exhibit 10.1.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/08/2026 - 04:25 PM EDT Accepted by SEC EDGAR 09/08/2026 - 04:25 PM EDT

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K/A

Amendment No. 1

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 19, 2026

TIGO ENERGY, INC.

(Exact name of registrant as specified in its charter)

Delaware		001-40710		83-3583873
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

983 University Avenue, Suite B

Los Gatos, California 95032

(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code: (408) 402-0802

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common stock, par value $0.0001 per share		TYGO		The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On March 25, 2026, the Board of Directors of Tigo Energy, Inc. (the “Company”) adopted the Tigo Energy, Inc. Employee Stock Purchase Plan (the “ESPP”), to be effective as of the date of Board approval, subject to approval by the Company’s stockholders. As reported in the Current Report on Form 8-K filed by the Company with the Securities and Exchange Commission (the “SEC”) on May 20, 2026, at the Company’s 2026 annual meeting of stockholders held on May 19, 2026, the Company’s stockholders approved the ESPP. The aggregate number of shares of common stock of the Company available for issuance under the ESPP is 1,000,000.

The material features of the ESPP are described in the Company’s definitive proxy statement on Schedule 14A filed with the SEC on April 4, 2026 (the “Proxy Statement”) in the section titled “Proposal 3 – Approval of the Employee Stock Purchase Plan” which is incorporated herein by reference. Such description is qualified entirely by reference to the ESPP, a copy of which is filed as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated herein by reference. Additionally, a copy of the ESPP was filed as Appendix A to the Proxy Statement. As of the date of this Current Report on Form 8-K, no offering period or purchase period has occurred under the ESPP and there are no participants in the ESPP.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number		Description
10.1+		Tigo Energy, Inc. Employee Stock Purchase Plan.
104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

+	Indicates management contract or compensatory plan.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: September 8, 2026

	TIGO ENERGY, INC.

	By:	/s/ Bill Roeschlein
	Name:	Bill Roeschlein
	Title:	Chief Financial Officer

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

4 documents

Agreements & Contracts

EX-10.1 TIGO ENERGY, INC. EMPLOYEE STOCK PURCHASE PLAN 71.4 KB