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Nikesh Arora (UBER) updates Form 3 to disclose 1,304 trust-held shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Uber Technologies, Inc. director Nikesh Arora filed an amended initial ownership report to correct previously reported holdings. The filing shows indirect ownership of 1,304 shares of common stock, held by the Aurora Trust, of which he is the sole trustee and beneficiary. The amendment explains these shares were inadvertently omitted from the original Form 3 and does not report any new purchase or sale.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Arora Nikesh

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/31/2025
3. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
06/10/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,304(1) I Trust(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were inadvertently omitted from the reporting person's original Form 3.
2. Shares are held by the Aurora Trust of which the reporting person is the sole trustee and beneficiary.
Remarks:
/s/ Carolyn Mo by Power of Attorney for Nikesh Arora 02/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Nikesh Aroras Form 3/A filing for UBER report?

The Form 3/A reports that Nikesh Arora indirectly owns 1,304 shares of Uber common stock. These shares were previously omitted from his original Form 3 and are now properly disclosed as held through the Aurora Trust.

How many Uber (UBER) shares does Nikesh Arora report in this amendment?

The amendment reports indirect ownership of 1,304 shares of Uber common stock. This total represents holdings that were inadvertently left out of his original Form 3 and are now being corrected in this Form 3/A.

Is the Nikesh Arora Form 3/A for UBER a new transaction or a correction?

The Form 3/A is a correction, not a new transaction. It states that 1,304 shares were inadvertently omitted from the original Form 3 and are now properly reported as indirectly owned through the Aurora Trust.

How does Nikesh Arora hold his reported UBER shares?

The 1,304 Uber shares are held indirectly through the Aurora Trust. The filing notes that Nikesh Arora is the sole trustee and beneficiary of this trust, so the position is attributed to him as indirect ownership.

Does the UBER Form 3/A show Nikesh Arora buying or selling shares?

The Form 3/A does not show a buy or sell transaction. It classifies the entry as a holding, explaining that 1,304 indirectly owned shares were previously omitted from the original Form 3 and are now being disclosed.

What is the Aurora Trust mentioned in the UBER Form 3/A?

The Aurora Trust is the entity that holds the 1,304 Uber shares reported in the amendment. According to the filing, Nikesh Arora is the sole trustee and beneficiary, so the trusts shares are treated as his indirect ownership.
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