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Uber (UBER) CFO Balaji Krishnamurthy details RSU and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Uber Technologies, Inc. Chief Financial Officer Balaji Krishnamurthy filed an initial Form 3 reporting his equity holdings in the company. As of February 16, 2026, he directly holds various blocks of restricted stock units, stock options and common stock, reflecting prior equity grants and awards with time-based vesting schedules.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Krishnamurthy Balaji (A)

(Last) (First) (Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CA 94158

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/16/2026
3. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,350 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 26,097 $0.00 D
Stock Options (Right to buy) (2) 12/18/2031 Common Stock 69,307 $61.23 D
Restricted Stock Units (3) (3) Common Stock 12,739 $0.00 D
Restricted Stock Units (4) (4) Common Stock 23,159 $0.00 D
Restricted Stock Units (5) (5) Common Stock 8,489 $0.00 D
Restricted Stock Units (6) (6) Common Stock 691 $0.00 D
Explanation of Responses:
1. The reporting person was granted 32,965 restricted stock units (RSUs) on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
2. The reporting person was granted a stock option on December 18, 2024. The option becomes exercisable as to 1/2 of the shares on June 16, 2026, and becomes exercisable as to 1/2 of the shares on June 16, 2027.
3. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 16,593 RSUs on March 19, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
/s/ Carolyn Mo by Power of Attorney for Balaji Krishnamurthy 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Uber (UBER) CFO Balaji Krishnamurthy report on this Form 3?

Balaji Krishnamurthy reports his initial ownership of Uber equity. The filing lists his direct holdings of restricted stock units, stock options and common stock as of February 16, 2026, primarily reflecting previously granted compensation awards that vest over time.

Are there any Uber (UBER) share purchases or sales in Balaji Krishnamurthy’s Form 3?

The Form 3 does not show any explicit share purchases or sales. It records existing holdings and prior equity grants, with transaction codes and directions marked as unknown, indicating this disclosure focuses on ownership positions rather than new trading activity.

What types of equity awards does Uber (UBER) CFO Balaji Krishnamurthy hold?

He holds restricted stock units, stock options and common stock in Uber. Footnotes describe several RSU grants and one stock option grant, each with monthly time-based vesting schedules and settlement in cash or common stock on a one-for-one basis at Uber’s election.

How do Balaji Krishnamurthy’s RSUs at Uber (UBER) vest according to the filing?

Multiple RSU grants vest monthly over four years. Each grant begins vesting 1/48 of the total units on a specified initial vesting date, with 1/48 vesting each month thereafter, payable in cash or common stock on a one-for-one basis at Uber’s election upon vesting.

What are the key terms of the Uber (UBER) stock option reported by Balaji Krishnamurthy?

The stock option grant dated December 18, 2024 becomes exercisable in two equal installments. One-half of the option vests and becomes exercisable on June 16, 2026, and the remaining half vests and becomes exercisable on June 16, 2027, subject to the grant terms.
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