STOCK TITAN

Uber (NYSE: UBER) director Sugar granted 4,045 RSUs, converts 4,091 into stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc. director Ronald D. Sugar reported compensation-related stock activity with no open-market trades. He received a grant of 4,045 restricted stock units (RSUs) on May 5, 2026 under Uber's 2019 Equity Incentive Plan. These RSUs are scheduled to vest on the date immediately preceding the 2027 annual meeting of stockholders and will be payable in cash or common stock on a one-for-one basis at Uber’s election.

Separately, 4,091 previously granted RSUs vested and were converted into 4,091 shares of common stock on a one-for-one basis. Following these transactions, Sugar holds 4,091 shares of Uber common stock directly and 231,909 shares indirectly through the Sugar Family Trust, for which he serves as trustee.

Positive

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Insider SUGAR RONALD D
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 4,045 $0.00 --
Exercise Restricted Stock Units 4,091 $0.00 --
Exercise Common Stock 4,091 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 4,045 shares (Direct, null); Common Stock — 4,091 shares (Direct, null); Common Stock — 231,909 shares (Indirect, Trust)
Footnotes (1)
  1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Shares are held by the Sugar Family Trust for which Mr. Sugar serves as trustee. The reporting person was granted 4,091 RSUs on May 6, 2025. The RSUs vested on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs became payable in cash or common stock on a one-for-one basis at the election of the Issuer. The reporting person was granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
New RSU grant 4,045 RSUs Granted on May 5, 2026 under 2019 Equity Incentive Plan
RSUs exercised 4,091 RSUs Previously granted RSUs converted into common stock
Direct common stock holding 4,091 shares Shares held directly by Ronald D. Sugar after conversion
Trust common stock holding 231,909 shares Shares held indirectly via Sugar Family Trust
Restricted Stock Units financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Sugar Family Trust financial
"Shares are held by the Sugar Family Trust for which Mr. Sugar serves as trustee."
Equity Incentive Plan financial
"granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan."
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SUGAR RONALD D

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/03/2026M4,091A(1)4,091D
Common Stock231,909ITrust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/03/2026M4,091 (3) (3)Common Stock4,091$0.000.00D
Restricted Stock Units$0.0005/05/2026A4,045 (4) (4)Common Stock4,045$0.004,045D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Shares are held by the Sugar Family Trust for which Mr. Sugar serves as trustee.
3. The reporting person was granted 4,091 RSUs on May 6, 2025. The RSUs vested on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs became payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. The reporting person was granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
/s/ Carolyn Mo by Power of Attorney for Ronald D. Sugar05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What stock award did Uber (UBER) director Ronald D. Sugar receive?

Ronald D. Sugar received a grant of 4,045 restricted stock units (RSUs) on May 5, 2026. The award was made under Uber’s 2019 Equity Incentive Plan and is scheduled to vest before the 2027 annual stockholders’ meeting, payable in cash or common stock one-for-one.

When do Ronald D. Sugar’s new Uber (UBER) RSUs vest and settle?

The 4,045 RSUs granted to Ronald D. Sugar are scheduled to vest on the date immediately preceding Uber’s 2027 annual stockholders’ meeting. Upon vesting, they will become payable in either cash or common stock on a one-for-one basis, at Uber’s election.

What RSUs did Ronald D. Sugar previously receive from Uber (UBER)?

Ronald D. Sugar was granted 4,091 RSUs on May 6, 2025. These RSUs vested immediately before Uber’s 2026 annual stockholders’ meeting and, upon vesting, became payable in cash or common stock on a one-for-one basis at the company’s election.

How many Uber (UBER) shares does Ronald D. Sugar now hold directly?

After the RSU conversion, Ronald D. Sugar holds 4,091 shares of Uber common stock directly. These shares came from vested RSUs that converted into common stock on a one-for-one basis, as reflected in the latest insider ownership report.

What is the Sugar Family Trust’s Uber (UBER) shareholding?

The Sugar Family Trust holds 231,909 shares of Uber common stock. Ronald D. Sugar serves as trustee of this trust, and the position is reported as an indirect ownership interest in the Form 4 insider filing.

Does Ronald D. Sugar’s latest Uber (UBER) filing show any stock sales?

The filing shows no open-market stock sales by Ronald D. Sugar. It reports a grant of 4,045 RSUs and the conversion of 4,091 previously granted RSUs into common stock, all categorized as acquisition or derivative exercise transactions rather than sales.