Uber CFO reports RSU vesting and tax share withholding

Uber Technologies, Inc. Chief Financial Officer Balaji Krishnamurthy reported routine equity compensation activity involving restricted stock units (RSUs).

Accepted by SEC EDGAR 03/18/2026 - 06:53 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Uber Technologies, Inc. Chief Financial Officer Balaji Krishnamurthy reported routine equity compensation activity involving restricted stock units (RSUs). On March 16, 2026, RSUs converted into 3,286 shares of Uber common stock on a one-for-one basis.

To cover associated tax obligations upon vesting, 1,628 shares of common stock were withheld at a reference price of $74.66 per share, a non-market, tax-withholding disposition. After these transactions, Krishnamurthy directly held 30,400 shares of Uber common stock.

Insider Trade Summary

3,286 shares exercised/converted

Exercise 15 txns

Insider Krishnamurthy Balaji (A)

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	687	$0.00	$0.00
Exercise	Restricted Stock Units	489	$0.00	$0.00
Exercise	Restricted Stock Units	1,158	$0.00	$0.00
Exercise	Restricted Stock Units	606	$0.00	$0.00
Exercise	Restricted Stock Units	346	$0.00	$0.00
Exercise	Common Stock	687	$0.00	$0.00
Exercise	Common Stock	489	$0.00	$0.00
Exercise	Common Stock	1,158	$0.00	$0.00
Exercise	Common Stock	606	$0.00	$0.00
Exercise	Common Stock	346	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	341	$74.66	$25K
Exercise Price or Tax Liability	Common Stock	244	$74.66	$18K
Exercise Price or Tax Liability	Common Stock	590	$74.66	$44K
Exercise Price or Tax Liability	Common Stock	277	$74.66	$21K
Exercise Price or Tax Liability	Common Stock	176	$74.66	$13K

Holdings After Transaction: Restricted Stock Units — 64,603 contracts (Direct); Common Stock — 30,400 shares (Direct)

Holdings Before and After: Restricted Stock Units, 67,889 to 64,603 contracts (Direct); Common Stock, 28,742 to 30,400 shares (Direct)

Footnotes (7)

1. F1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. F2. Shares withheld to satisfy tax liability upon vesting of RSUs on March 16, 2026.
3. F3. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. F4. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. F5. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. F6. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. F7. The reporting person was granted 16,593 RSUs on March 19, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Uber (UBER) CFO Balaji Krishnamurthy report?

Uber’s CFO reported RSU vesting and related tax withholding on March 16, 2026. 3,286 RSUs converted into common shares, and a portion of those shares was withheld to satisfy tax liabilities rather than sold on the open market.

How many Uber (UBER) shares did the CFO acquire through RSU vesting?

Balaji Krishnamurthy had 3,286 restricted stock units convert into common stock on March 16, 2026. These RSUs vest monthly under prior grants and convert into Uber common shares on a one-for-one basis, reflecting ongoing equity-based compensation.

How many Uber (UBER) shares were withheld for the CFO’s taxes?

A total of 1,628 Uber common shares were withheld to cover tax liabilities upon RSU vesting. These tax-withholding dispositions used a reference price of $74.66 per share and do not represent open-market sales or discretionary selling activity.

What are the vesting terms of the Uber (UBER) CFO’s RSU grants?

The CFO’s RSU grants from 2022, 2023, 2024, and 2025 generally vest at 1/48 of the total each month after an initial vesting date. Upon vesting, they become payable in cash or common stock at Uber’s election.

How many Uber (UBER) shares does the CFO hold after these transactions?

Following the March 16, 2026 RSU conversions and tax-withholding events, Balaji Krishnamurthy directly held 30,400 shares of Uber common stock. This figure reflects the net position after issuing shares from vested RSUs and withholding some shares to satisfy tax obligations.

Are the Uber (UBER) CFO’s reported transactions open-market buys or sales?

The filing shows RSU conversions and tax-withholding dispositions, not open-market purchases or sales. Shares were issued from vested RSUs at $0.00 exercise price, and a portion was withheld at $74.66 per share solely to pay related tax liabilities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krishnamurthy Balaji (A)

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CALIFORNIA 94158

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/16/2026		M		687	A	(1)	29,429	D
Common Stock	03/16/2026		M		489	A	(1)	29,918	D
Common Stock	03/16/2026		M		1,158	A	(1)	31,076	D
Common Stock	03/16/2026		M		606	A	(1)	31,682	D
Common Stock	03/16/2026		M		346	A	(1)	32,028	D
Common Stock	03/16/2026		F(2)		341	D	$74.66	31,687	D
Common Stock	03/16/2026		F(2)		244	D	$74.66	31,443	D
Common Stock	03/16/2026		F(2)		590	D	$74.66	30,853	D
Common Stock	03/16/2026		F(2)		277	D	$74.66	30,576	D
Common Stock	03/16/2026		F(2)		176	D	$74.66	30,400	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/16/2026		M			687	(3)	(3)	Common Stock	687	$0.00	24,724	D
Restricted Stock Units	(1)	03/16/2026		M			489	(4)	(4)	Common Stock	489	$0.00	11,760	D
Restricted Stock Units	(1)	03/16/2026		M			1,158	(5)	(5)	Common Stock	1,158	$0.00	20,843	D
Restricted Stock Units	(1)	03/16/2026		M			606	(6)	(6)	Common Stock	606	$0.00	7,276	D
Restricted Stock Units	(1)	03/16/2026		M			346	(7)	(7)	Common Stock	346	$0.00	0.00	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

2. Shares withheld to satisfy tax liability upon vesting of RSUs on March 16, 2026.

3. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

4. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

5. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

6. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

7. The reporting person was granted 16,593 RSUs on March 19, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Remarks:

	/s/ Carolyn Mo by Power of Attorney for Balaji Krishnamurthy	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)