Uber (NYSE: UBER) CEO converts RSUs to stock as shares withheld for taxes

Rhea-AI Filing Summary

Uber Technologies, Inc. reported that Chief Executive Officer Dara Khosrowshahi had multiple restricted stock unit (RSU) awards vest on March 16, 2026, which were converted into shares of common stock on a one-for-one basis. These transactions are coded as derivative exercises on the Form 4.

In total, 496,958 RSUs were exercised into common shares, increasing his equity position, while 253,700 common shares were automatically withheld at a price of $74.66 per share to cover tax obligations tied to the vesting. After these compensation-related and tax-withholding entries, Khosrowshahi directly holds 1,225,802 shares of Uber common stock, with no remaining RSUs from this group shown in the filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KHOSROWSHAHI DARA

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CALIFORNIA 94158

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/16/2026		M		20,026	A	(1)	1,002,570	D
Common Stock	03/16/2026		M		18,898	A	(1)	1,021,468	D
Common Stock	03/16/2026		M		33,560	A	(1)	1,055,028	D
Common Stock	03/16/2026		M		35,433	A	(1)	1,090,461	D
Common Stock	03/16/2026		M		389,041	A	(1)	1,479,502	D
Common Stock	03/16/2026		F(2)		10,224	D	$74.66	1,469,278	D
Common Stock	03/16/2026		F(2)		9,648	D	$74.66	1,459,630	D
Common Stock	03/16/2026		F(2)		17,133	D	$74.66	1,442,497	D
Common Stock	03/16/2026		F(2)		18,089	D	$74.66	1,424,408	D
Common Stock	03/16/2026		F(2)		198,606	D	$74.66	1,225,802	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/16/2026		M			20,026	(3)	(3)	Common Stock	20,026	$0.00	60,076	D
Restricted Stock Units	(1)	03/16/2026		M			18,898	(4)	(4)	Common Stock	18,898	$0.00	37,797	D
Restricted Stock Units	(1)	03/16/2026		M			33,560	(5)	(5)	Common Stock	33,560	$0.00	33,560	D
Restricted Stock Units	(1)	03/16/2026		M			35,433	(6)	(6)	Common Stock	35,433	$0.00	0.00	D
Restricted Stock Units	(1)	03/16/2026		M			389,041	(7)	(7)	Common Stock	389,041	$0.00	0.00	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

2. Shares withheld to satisfy tax liability upon vesting of RSUs on March 16, 2026.

3. The reporting person was granted 80,102 RSUs on March 3, 2025. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2026 and 1/4 of the total RSUs vest on each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

4. The reporting person was granted 75,594 RSUs on March 1, 2024. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2025 and 1/4 of the total RSUs vest on each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

5. The reporting person was granted 134,240 RSUs on March 1, 2023. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2024 and 1/4 of the total RSUs vest each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

6. The reporting person was granted 141,731 RSUs on March 1, 2022. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2023 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

7. Consists of 389,041 RSUs granted to the reporting person on March 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2026. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

	/s/ Carolyn Mo by Power of Attorney for Dara Khosrowshahi	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Uber (UBER) CEO Dara Khosrowshahi report in this Form 4?

Dara Khosrowshahi reported the vesting and conversion of multiple RSU awards into Uber common stock. These are compensation-related transactions, not open-market trades, and reflect stock-based pay becoming actual shares under previously granted equity awards.

How many Uber RSUs did Dara Khosrowshahi exercise in this filing?

The filing shows exercises of 496,958 RSUs into Uber common stock. Each restricted stock unit converts into one share, so the RSU vesting directly increased his common share holdings by the same number before any tax-related withholdings.

Were any of Dara Khosrowshahi’s Uber shares sold on the market?

No open-market sales are reported. The only dispositions use code F, meaning shares were withheld to pay taxes due on RSU vesting. These withholdings are administrative and do not represent discretionary selling by the CEO.

How many Uber shares were withheld for Dara Khosrowshahi’s tax obligations?

The Form 4 shows 253,700 shares of Uber common stock withheld to satisfy tax liabilities, all at a price of $74.66 per share. This is a standard mechanism for covering taxes when stock awards vest.

What is Dara Khosrowshahi’s Uber shareholding after these transactions?

After the RSU conversions and tax-withholding entries, Dara Khosrowshahi directly holds 1,225,802 shares of Uber common stock. This figure reflects his updated equity stake following the March 16, 2026 vesting activity.

How do Dara Khosrowshahi’s Uber RSUs convert into common stock?

According to the footnotes, each restricted stock unit converts into one share of Uber common stock when vesting conditions are met. Upon vesting, the award becomes payable in cash or shares on a one-for-one basis at Uber’s election.