Uber officer West exercises 109973 RSUs

Uber Technologies, Inc. officer Tony West reported multiple compensation-related transactions involving restricted stock units on March 16, 2026.

Accepted by SEC EDGAR 03/18/2026 - 06:56 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Uber Technologies, Inc. officer Tony West reported multiple compensation-related transactions involving restricted stock units on March 16, 2026. He exercised or converted derivative awards covering 109973 RSUs into an equal number of common shares at a conversion price of $0.0000 per share.

To cover tax obligations upon vesting, 54527 common shares were withheld at $74.6600 per share, a non-market tax-withholding disposition rather than an open-market sale. After these transactions, West directly owned 236443 shares of Uber common stock, reflecting a net increase in his equity position.

Insider Trade Summary

109,973 shares exercised/converted

Exercise 15 txns

Insider West Tony

Role See Remarks

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,282	$0.00	$0.00
Exercise	Restricted Stock Units	1,493	$0.00	$0.00
Exercise	Restricted Stock Units	2,911	$0.00	$0.00
Exercise	Restricted Stock Units	3,073	$0.00	$0.00
Exercise	Restricted Stock Units	101,214	$0.00	$0.00
Exercise	Common Stock	1,282	$0.00	$0.00
Exercise	Common Stock	1,493	$0.00	$0.00
Exercise	Common Stock	2,911	$0.00	$0.00
Exercise	Common Stock	3,073	$0.00	$0.00
Exercise	Common Stock	101,214	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	636	$74.66	$47K
Exercise Price or Tax Liability	Common Stock	741	$74.66	$55K
Exercise Price or Tax Liability	Common Stock	1,444	$74.66	$108K
Exercise Price or Tax Liability	Common Stock	1,524	$74.66	$114K
Exercise Price or Tax Liability	Common Stock	50,182	$74.66	$3.75M

Holdings After Transaction: Restricted Stock Units — 116,911 contracts (Direct); Common Stock — 236,443 shares (Direct)

Holdings Before and After: Restricted Stock Units, 226,884 to 116,911 contracts (Direct); Common Stock, 180,997 to 236,443 shares (Direct)

Footnotes (7)

1. F1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
2. F2. Shares withheld to satisfy tax liability upon vesting of RSUs on March 16, 2026.
3. F3. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. F4. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. F5. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. F6. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. F7. Consists of 101,214 RSUs granted to the reporting person on March 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2026. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Tony West report at Uber (UBER)?

Tony West reported exercising or converting 109973 restricted stock units into common stock and related tax-withholding dispositions of 54527 shares on March 16, 2026. These were compensation and tax events, not open-market purchases or sales of Uber shares.

How many Uber shares does Tony West hold after this Form 4 filing?

Following the reported vesting, exercises, and tax-withholding dispositions, Tony West directly holds 236443 shares of Uber common stock. This position reflects his net equity stake after converting restricted stock units and having shares withheld to satisfy tax liabilities.

Were Tony West’s Uber (UBER) transactions open-market buys or sells?

The filing shows no open-market buys or sells. Transactions coded “M” reflect exercises or conversions of restricted stock units, while code “F” entries represent shares withheld at $74.6600 to pay tax liabilities upon vesting, not discretionary market sales.

What price was used for Tony West’s tax-withholding share dispositions at Uber?

For tax-withholding dispositions, 54527 Uber common shares were withheld at a price of $74.6600 per share. This price is used to value shares delivered to satisfy tax obligations triggered by the vesting of restricted stock units on March 16, 2026.

What RSU grants are referenced in Tony West’s Uber Form 4 footnotes?

Footnotes describe RSU grants made on March 1, 2022, March 1, 2023, March 1, 2024, and March 3, 2025, each vesting in 1/48 monthly installments starting the following April 16. Upon vesting, RSUs are payable in cash or common stock on a one-for-one basis.

How many restricted stock units did Tony West exercise or convert at Uber?

The transaction summary shows he exercised or converted 109973 restricted stock units. Each RSU converts into one share of Uber common stock at a conversion price of $0.0000, consistent with the footnote stating a one-for-one RSU-to-common-stock conversion ratio.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

West Tony

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CALIFORNIA 94158

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/16/2026		M		1,282	A	(1)	182,279	D
Common Stock	03/16/2026		M		1,493	A	(1)	183,772	D
Common Stock	03/16/2026		M		2,911	A	(1)	186,683	D
Common Stock	03/16/2026		M		3,073	A	(1)	189,756	D
Common Stock	03/16/2026		M		101,214	A	(1)	290,970	D
Common Stock	03/16/2026		F(2)		636	D	$74.66	290,334	D
Common Stock	03/16/2026		F(2)		741	D	$74.66	289,593	D
Common Stock	03/16/2026		F(2)		1,444	D	$74.66	288,149	D
Common Stock	03/16/2026		F(2)		1,524	D	$74.66	286,625	D
Common Stock	03/16/2026		F(2)		50,182	D	$74.66	236,443	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/16/2026		M			1,282	(3)	(3)	Common Stock	1,282	$0.00	46,150	D
Restricted Stock Units	(1)	03/16/2026		M			1,493	(4)	(4)	Common Stock	1,493	$0.00	35,837	D
Restricted Stock Units	(1)	03/16/2026		M			2,911	(5)	(5)	Common Stock	2,911	$0.00	34,924	D
Restricted Stock Units	(1)	03/16/2026		M			3,073	(6)	(6)	Common Stock	3,073	$0.00	0.00	D
Restricted Stock Units	(1)	03/16/2026		M			101,214	(7)	(7)	Common Stock	101,214	$0.00	0.00	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

2. Shares withheld to satisfy tax liability upon vesting of RSUs on March 16, 2026.

3. The reporting person was granted 61,533 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

4. The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

5. The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

6. The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

7. Consists of 101,214 RSUs granted to the reporting person on March 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2026. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary

	/s/ Carolyn Mo by Power of Attorney for Tony West	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)