37,500 shares listed for resale by issuer (ULS) via Morgan Stanley (NYSE: ULS)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice to sell 37,500 shares of common stock, consisting of 24,341 Restricted Stock Units and 13,159 shares from previously exercised stock options. The filing shows the form date 04/01/2026 and lists NYSE as the market.

Insights

Securities Compliance Analyst

Form 144 lists a 37,500-share proposed sale made up of RSUs and exercised options.

The filing itemizes the securities to be sold: 24,341 Restricted Stock Units and 13,159 shares from previously exercised options, totaling 37,500 shares. The listing names Morgan Stanley Smith Barney LLC as the broker-dealer and NYSE as the market.

Cash consideration is noted for the option-derived shares with the dated entries 04/02/2025 and 05/01/2025 for the underlying events. This is a routine resale notice; further trade execution details rely on subsequent transaction reports.

Key Figures

Total shares to be sold: 37,500 shares Restricted Stock Units: 24,341 shares Previously exercised options: 13,159 shares +1 more

4 metrics

Total shares to be sold 37,500 shares Form 144 filing

Restricted Stock Units 24,341 shares RSUs listed with date <date>05/01/2025</date>

Previously exercised options 13,159 shares Shares from previously exercised options dated <date>04/02/2025</date>

Form date 04/01/2026 Form 144 entry date

Key Terms

Form 144, Restricted Stock Units, Previously Exercised Stock Options

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information | 144: Issuer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Securities To Be Sold ... Restricted Stock Units ... 24341"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Previously Exercised Stock Options financial

"Securities To Be Sold ... Previously Exercised Stock Options ... 13159"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	37500	3214125.00	77287211	04/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/01/2025	Restricted Stock Units	Issuer			24341	05/01/2025	N/A
Common	04/02/2025	Previously Exercised Stock Options	Issuer			13159	04/02/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ULS Form 144 for 37,500 shares mean?

It notifies the broker and SEC of an intended sale of 37,500 shares. The filing lists 24,341 RSUs and 13,159 shares from exercised options, giving the broker permission to proceed under Rule 144 resale procedures.

Who is listed as the broker in the ULS Form 144?

The broker-dealer is Morgan Stanley Smith Barney LLC. The filing includes broker contact details and indicates NYSE as the market where resale may occur, per the form entries shown in the excerpt.

Are the 37,500 shares in ULS Form 144 restricted or free-trading?

The filing distinguishes types: 24,341 Restricted Stock Units and 13,159 previously exercised stock option shares. The form lists them for resale under Rule 144 procedures; actual free-trading status depends on lock-up and holding-period conditions not shown here.

What dates are tied to the securities in the ULS filing?

The form date is 04/01/2026. The RSUs reference 05/01/2025 and the exercised options reference 04/02/2025, which are the dates shown next to each security type in the excerpt.

Does the ULS Form 144 disclose sale proceeds or trade execution?

No sale proceeds or execution prices are provided in the excerpt. The form records the types and amounts of shares being offered for resale but does not state transaction prices or completed trade details.