UL Solutions director receives 176 deferred stock units

UL Solutions Inc. director Shannon James M reported receiving 176 deferred stock units on January 5, 2026.

Rhea-AI Filing Summary

UL Solutions Inc. director Shannon James M reported receiving 176 deferred stock units on January 5, 2026. These derivative securities were acquired at a price of $0 per unit and are classified as directly owned.

Each deferred stock unit represents the right to receive one share of UL Solutions’ Class A common stock. After this award, Shannon James M beneficially owns 1,619 deferred stock units, which will be settled in Class A common shares under the company’s Non-Employee Director Deferred Compensation Plan, either on a date selected by the director or as otherwise provided by the plan.

Insider Trade Summary

Grant/Award: 176 shares

Grant/Award 1 txn

Insider Shannon James M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Deferred Stock Units	176	$0.00	$0.00

Holdings After Transaction: Deferred Stock Units — 1,619 contracts (Direct)

Footnotes (2)

1. F1. Each deferred stock unit represents the right to receive one share of the Issuer's Class A Common Stock.
2. F2. The deferred stock units are fully vested and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did UL Solutions Inc. (ULS) disclose for Shannon James M?

UL Solutions Inc. reported that director Shannon James M acquired 176 deferred stock units on January 5, 2026, classified as a derivative security and directly owned.

What do the deferred stock units reported by UL Solutions Inc. (ULS) represent?

Each deferred stock unit represents the right to receive one share of UL Solutions Inc. Class A common stock, according to the footnotes.

How many UL Solutions Inc. (ULS) deferred stock units does the director own after this transaction?

Following the reported transaction, director Shannon James M beneficially owns 1,619 deferred stock units tied to UL Solutions Inc. Class A common stock.

Are the UL Solutions Inc. (ULS) deferred stock units for the director vested?

The filing states that the deferred stock units are fully vested and will be settled in shares of UL Solutions Inc. Class A common stock under the company’s Non-Employee Director Deferred Compensation Plan.

When will the UL Solutions Inc. (ULS) deferred stock units be settled into shares?

The deferred stock units will be settled in shares of Class A common stock either on a date selected by the reporting person under the Non-Employee Director Deferred Compensation Plan or as otherwise provided by that plan.

What was the price per deferred stock unit in the UL Solutions Inc. (ULS) Form 4 filing?

The 176 deferred stock units reported for director Shannon James M were acquired at a price of $0 per unit.

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Accepted by SEC EDGAR 01/07/2026 - 07:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shannon James M

(Last) (First) (Middle)

C/O UL SOLUTIONS INC.

333 PFINGSTEN ROAD

(Street)

NORTHBROOK IL 60062

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Stock Units	(1)	01/05/2026		A		176		(2)	(2)	Class A Common Stock	176	$0	1,619	D

Explanation of Responses:

1. Each deferred stock unit represents the right to receive one share of the Issuer's Class A Common Stock.

2. The deferred stock units are fully vested and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.

	/s/ Ryan Robinson, Attorney-in-Fact	01/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.