Unity Bancorp (UNTY) director and 10% owner gets 1,200 restricted shares

Rhea-AI Filing Summary

Unity Bancorp Inc. director and 10% owner Robert H. Dallas II reported a grant of 1,200 shares of restricted stock on 1/27/2026 at a price of $0.00 per share. These shares were granted under the 2023 Equity Compensation Plan and vest in four annual installments of 300 shares each from 1/27/2027 through 1/27/2030.

Following this grant, he holds 4,924 restricted shares directly, including dividend reinvestments, and 29,586 shares of common stock directly. He also reports 1,775,735 shares of common stock held indirectly through Dallas Financial Holdings, LLC and 17,300 stock options that are currently exercisable.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider DALLAS ROBERT H II

Role Director, 10% Owner

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock	1,200	$0.00	--
holding	Stock Options (Right to buy)	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock — 4,924 shares (Direct); Stock Options (Right to buy) — 0 shares (Direct); Common Stock — 29,586 shares (Direct); Common Stock — 1,775,735 shares (Indirect, Dallas Financial Holdings, LLC)

Footnotes (1)

1. 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030. 4,000 shares are held in an account at Computershare which have upcoming vesting dates. 924 shares are dividend reinvested shares for a total of 4,924. 29,586 shares are held in an account at Shareworks of which dividends are reinvested quarterly. 195,425 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account totaling 1,775,735. 17,300 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DALLAS ROBERT H II

(Last) (First) (Middle)

C/O UNITY BANCORP INC

64 OLD HIGHWAY 22

(Street)

CLINTON NJ 08809

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNITY BANCORP INC /NJ/ [ UNTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Stock	01/27/2026		A		1,200(1)	A	$0.00	4,924(2)	D
Common Stock								29,586(3)	D
Common Stock								1,775,735(4)	I	Dallas Financial Holdings, LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to buy)	(5)							(5)	(5)	Common Stock	(5)		17,300(5)	D

Explanation of Responses:

1. 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

2. 4,000 shares are held in an account at Computershare which have upcoming vesting dates. 924 shares are dividend reinvested shares for a total of 4,924.

3. 29,586 shares are held in an account at Shareworks of which dividends are reinvested quarterly.

4. 195,425 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account totaling 1,775,735.

5. 17,300 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 1,827,545

	Robert H. Dallas, II, POA Amanda Roche, FVP/Controller	01/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Robert H. Dallas II report for Unity Bancorp (UNTY)?

Robert H. Dallas II reported receiving 1,200 shares of restricted stock in Unity Bancorp on 1/27/2026 at $0.00 per share. The grant comes from the 2023 Equity Compensation Plan and represents additional equity-based compensation rather than an open-market purchase.

How do the 1,200 restricted Unity Bancorp (UNTY) shares vest for Robert H. Dallas II?

The 1,200 restricted Unity Bancorp shares vest in four equal installments of 300 shares. Vesting dates are 1/27/2027, 1/27/2028, 1/27/2029, and 1/27/2030, reflecting a multi-year retention and incentive structure under the 2023 Equity Compensation Plan.

What is Robert H. Dallas II’s reported total beneficial ownership in Unity Bancorp (UNTY)?

Robert H. Dallas II reports total beneficial ownership of 1,827,545 Unity Bancorp shares. This figure includes directly held restricted and common shares, indirectly held common shares through Dallas Financial Holdings, LLC, and 17,300 currently exercisable stock options.

How many Unity Bancorp (UNTY) shares does Dallas Financial Holdings, LLC hold?

Dallas Financial Holdings, LLC holds 1,775,735 Unity Bancorp common shares attributed to Robert H. Dallas II as indirect beneficial ownership. These comprise 195,425 shares in a Computershare account and 1,580,310 shares in a brokerage account, according to the Form 4 footnotes.

What direct Unity Bancorp (UNTY) share holdings does Robert H. Dallas II report?

He reports 4,924 restricted shares held in a Computershare account, which include 4,000 shares with upcoming vesting and 924 dividend reinvestment shares, plus 29,586 common shares held at Shareworks with dividends reinvested quarterly, all categorized as direct ownership.

What stock options in Unity Bancorp (UNTY) does Robert H. Dallas II hold?

He holds 17,300 Unity Bancorp stock options, granted on various dates and vesting schedules. The footnotes state that all 17,300 options are currently exercisable, meaning they are fully vested and available to convert into common shares subject to their terms.