Urban One awards co-president 20,325 restricted shares

The restricted-stock share count was calculated by dividing $75,000 by the Class D closing price of $3.69 on October 30, 2026.

Available on EDGAR 11/03/2026 - 08:06 PM EST Accepted by SEC EDGAR 11/03/2026 - 08:06 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Urban One, Inc. Co-President, Audio Division Lemuel Deon Levingston was awarded 20,325 shares of restricted stock and 10,202 Class D stock options on October 30, 2026. The options have a $3.69 exercise price, expire October 31, 2036, and his reported direct option position afterward was 19,498. The report also records 5,641 shares delivered or withheld for payment of exercise price or tax liability.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Levingston Lemuel Deon

Role Co-President, Audio Division

Type	Security	Shares	Price	Value
Grant/Award	Stock Options (Class D)	10,202	$3.69	$38K
Grant/Award	UONEK F1	20,325	$0.00	$0.00
Exercise Price or Tax Liability	UONEK	5,641	$3.69	$21K

Holdings After Transaction: Stock Options (Class D) — 19,498 contracts (Direct); UONEK — 16,284 shares (Direct)

Holdings Before and After: Stock Options (Class D), 9,296 to 19,498 contracts (Direct)

Footnotes (1)

1. F1. Represents an award of restricted stock pursuant to Rule 16b-3. The number of shares was determined by dividing $75,000 by the closing price of the Company's Class D shares on October 30, 2026. The closing price of Class D shares on that date was $3.69.

Key Figures

Restricted-stock award: 20,325 shares Class D stock options granted: 10,202 options Exercise price: $3.69 per share +4 more

7 metrics

Restricted-stock award 20,325 shares Awarded October 30, 2026

Class D stock options granted 10,202 options Granted October 30, 2026

Exercise price $3.69 per share Class D stock options

Direct options after grant 19,498 options Reported following the October 30, 2026 grant

Option expiration October 31, 2036 Class D stock options

Shares delivered or withheld 5,641 shares For payment of exercise price or tax liability

Restricted-stock share-count calculation amount $75,000 Divided by the Class D closing price to determine the share count

Key Terms

restricted stock, Rule 16b-3, exercise price

3 terms

restricted stock financial

"award of restricted stock pursuant to Rule 16b-3"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Rule 16b-3 regulatory

"restricted stock pursuant to Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

exercise price financial

"payment of exercise price or tax liability"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What awards did UONE's co-president report?

On October 30, 2026, Co-President, Audio Division Lemuel Deon Levingston was awarded 20,325 shares of restricted stock and 10,202 Class D stock options.

How was UONE's restricted-stock share count calculated?

The 20,325-share count was determined by dividing $75,000 by the closing price of the company's Class D shares on October 30, 2026, which was $3.69.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Levingston Lemuel Deon

(Last) (First) (Middle)

9423 TIMBER CREST LANE

(Street)

INDIANAPOLIS INDIANA 46256

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
URBAN ONE, INC. [ UONEK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-President, Audio Division

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
UONEK	10/30/2026		A		20,325(1)	A	$0	21,295	D
UONEK	10/30/2026		F		5,641	D	$3.69	16,284	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Class D)	$3.69	10/30/2026		A		10,202		10/30/2026	10/31/2036	Stock Options (Class D)	10,202	$3.69	19,498	D

Explanation of Responses:

1. Represents an award of restricted stock pursuant to Rule 16b-3. The number of shares was determined by dividing $75,000 by the closing price of the Company's Class D shares on October 30, 2026. The closing price of Class D shares on that date was $3.69.

	Kristopher Simpson	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)