Urban One awards Harrell 20,325 restricted shares

Harrell's reported direct option position stood at 21,462 Class D options after the grant, with a $3.69 exercise price and an October 31, 2036 expiration.

Available on EDGAR 11/03/2026 - 08:31 PM EST Accepted by SEC EDGAR 11/03/2026 - 08:30 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Urban One, Inc. reported that William Edward Harrell Jr., its Co-President, Audio Division, received a 20,325-share restricted stock award on October 30, 2026, under Rule 16b-3. The share count was calculated by dividing $75,000 by the Class D closing price of $3.69.

Harrell also received 10,202 Class D stock options at a $3.69 exercise price; his reported direct option holdings afterward were 21,462, with expiration on October 31, 2036. A separate 6,870-share transaction was reported as shares delivered or withheld for payment of exercise price or tax liability.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Harrell William Edward Jr.

Role Co-President, Audio Division

Type	Security	Shares	Price	Value
Grant/Award	Stock Options (Class D)	10,202	$3.69	$38K
Grant/Award	UONEK F1	20,325	$0.00	$0.00
Exercise Price or Tax Liability	UONEK	6,870	$0.00	$0.00

Holdings After Transaction: Stock Options (Class D) — 21,462 contracts (Direct); UONEK — 23,950 shares (Direct)

Holdings Before and After: Stock Options (Class D), 11,260 to 21,462 contracts (Direct); UONEK, 10,495 to 23,950 shares (Direct)

Footnotes (1)

1. F1. Represents an award of restricted stock, pursuant to Rule 16b-3. The number of shares was determined by dividing $75,000 by the closing price of the Company's Class D shares on October 30, 2026. The closing price of Class D shares on that date was $3.69.

Key Figures

Restricted stock award: 20,325 shares Award calculation amount: $75,000 Class D closing price: $3.69 per share +4 more

7 metrics

Restricted stock award 20,325 shares Awarded October 30, 2026

Award calculation amount $75,000 Used to determine the restricted stock award share count

Class D closing price $3.69 per share October 30, 2026; used to calculate the award share count

Class D stock options granted 10,202 options Granted October 30, 2026

Class D option exercise price $3.69 per share Options granted October 30, 2026

Direct Class D option holdings after transaction 21,462 options Following the October 30, 2026 transaction

Shares delivered or withheld 6,870 shares For payment of exercise price or tax liability

Key Terms

restricted stock, Rule 16b-3, exercise price

3 terms

restricted stock technical

"award of restricted stock, pursuant to Rule 16b-3"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Rule 16b-3 regulatory

"pursuant to Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

exercise price technical

"exercise price of $3.69"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many restricted shares did Urban One (UONE) award William Edward Harrell Jr.?

William Edward Harrell Jr. received a 20,325-share restricted stock award on October 30, 2026. The share count was calculated by dividing $75,000 by the Class D closing price of $3.69.

How many UONE shares were delivered or withheld in William Edward Harrell Jr.'s October 30, 2026 transactions?

The reported transaction involved 6,870 shares delivered or withheld for payment of exercise price or tax liability.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harrell William Edward Jr.

(Last) (First) (Middle)

327 KING FARM BLVD

UNIT 206

(Street)

ROCKVILLE MARYLAND 20850

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
URBAN ONE, INC. [ UONEK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-President, Audio Division

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
UONEK	10/30/2026		A		20,325(1)	A	$0	30,820	D
UONEK	10/30/2026		F		6,870	D	$0	23,950	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Class D)	$3.69	10/30/2026		A		10,202		10/30/2026	10/31/2036	Stock Options (Class D)	10,202	$3.69	21,462	D

Explanation of Responses:

1. Represents an award of restricted stock, pursuant to Rule 16b-3. The number of shares was determined by dividing $75,000 by the closing price of the Company's Class D shares on October 30, 2026. The closing price of Class D shares on that date was $3.69.

	Kristopher Simpson	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)