Upstart Holdings, Inc. filings document the operating results, governance and capital structure of an AI lending marketplace listed on the Nasdaq Global Select Market under UPST. Its 8-K reports include quarterly and annual financial results, non-GAAP reconciliations, share repurchase activity, executive appointments and compensation arrangements, and material definitive agreements.
Proxy materials describe annual meeting matters such as director elections, stockholder voting procedures, board governance and executive compensation. Capital-structure filings include common stock disclosures and convertible senior notes issued under an indenture, including conversion, maturity, reporting-compliance and other note terms.
Cooper Kerry Whorton reported acquisition or exercise transactions in this Form 4 filing.
Upstart Holdings, Inc. director Kerry Whorton Cooper reported a new equity award and updated share holdings. She received 6,476 restricted stock units (RSUs), each representing a right to one share of common stock. The RSUs vest 100% on the earlier of May 29, 2027 or the day before Upstart’s 2027 annual stockholder meeting, if she continues as a service provider.
After this grant, she holds 6,476 shares directly, plus indirect holdings of 27,707 shares in the Edward and Kerry Cooper Living Trust and 2,000 shares in her Individual Retirement Account. A footnote notes that 4,314 shares were recently deposited into the living trust.
O'Kelly Ciaran reported acquisition or exercise transactions in this Form 4 filing.
Upstart Holdings director Ciaran O’Kelly received an equity grant of 6,476 restricted stock units. These RSUs vest 100% on the earlier of May 29, 2027 or the day before the company’s 2027 annual shareholder meeting, if he continues as a service provider. Following this award, he directly holds 39,484 shares of common stock.
Upstart Holdings, Inc. director Timothy H. Wennes filed an initial Form 3, which is the SEC’s baseline disclosure of his insider status and ownership in the company. The filing reports no buy, sell, or other insider transactions in Upstart shares.
Upstart Holdings, Inc. reported the results of its annual stockholder meeting held on May 28, 2026. Stockholders elected Class III directors Kerry Cooper, Mary Hentges, and Ciaran O’Kelly to serve until the 2029 annual meeting or until their successors are elected and qualified.
Stockholders ratified the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026. They also approved, on an advisory non-binding basis, the compensation of the Company’s named executive officers.
Upstart Holdings, Inc. officer Natalia Mirgorodskaya reported an open-market sale of Common Stock. On May 26, 2026, she sold 974 shares at a price of $28.99 per share.
After this transaction, she directly holds 37,374 shares of Upstart Holdings, Inc. common stock.
Upstart Holdings, Inc. is the subject of a Form 144 notice showing proposed sale activity in its common stock. The filing lists 974 shares of common stock associated with a restricted stock lapse dated 05/20/2026, with Charles Schwab & Co., Inc. named as broker. The filing also records two prior dispositions by Natalia Mirgorodskaya: 390 shares on 03/02/2026 and 526 shares on 05/20/2026.
Upstart Holdings, Inc. Chief Legal Officer Scott Darling reported an open-market sale of 6,634 shares of common stock at a weighted average price of $28.7778 per share. According to the footnotes, the shares were sold to cover tax withholding obligations related to the vesting of restricted stock units.
Following this transaction, Darling directly holds 88,728 shares of Upstart common stock and indirectly holds 39,698 shares through the Darling Family Trust, reflecting a prior deposit of 7,247 shares into the trust.
Upstart Holdings, Inc. insider Sanjay Datta, President, Capital & Enterprise, reported an open-market sale of 7,985 shares of common stock on May 20, 2026 at a weighted average price of $28.77 per share. According to the footnotes, these shares were sold solely to cover tax withholding obligations tied to vesting restricted stock units. After this transaction, Datta directly holds 328,556 shares of Upstart common stock.
Upstart Holdings, Inc. officer Natalia Mirgorodskaya reported an open-market sale of 526 shares of Common Stock on May 20, 2026 at a weighted average price of $28.7719 per share. According to the filing, these shares were sold to cover tax withholding obligations tied to vesting restricted stock units. After this transaction, she directly holds 38,348 shares of Upstart common stock. The sale occurred through multiple trades at prices between $28.36 and $28.99 per share.
Upstart Holdings notice under Rule 144: an affiliate submitted a notice to sell restricted shares following a restricted stock lapse dated 05/20/2026. The filing lists three reported dispositions in the prior three months: 633, 866, and 390 shares on 02/20/2026, 02/25/2026, and 03/02/2026, respectively.