Welcome to our dedicated page for Upstart Holdings SEC filings (Ticker: UPST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Upstart Holdings, Inc. filings document the operating results, governance and capital structure of an AI lending marketplace listed on the Nasdaq Global Select Market under UPST. Its 8-K reports include quarterly and annual financial results, non-GAAP reconciliations, share repurchase activity, executive appointments and compensation arrangements, and material definitive agreements.
Proxy materials describe annual meeting matters such as director elections, stockholder voting procedures, board governance and executive compensation. Capital-structure filings include common stock disclosures and convertible senior notes issued under an indenture, including conversion, maturity, reporting-compliance and other note terms.
Upstart Holdings, Inc. officer Natalia Mirgorodskaya sold 866 shares of common stock in an open-market transaction at $28.79 per share. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted on May 30, 2025.
After this sale, she held 25,289 shares of Upstart common stock, some of which are in the form of restricted stock units that convert into shares only if their vesting conditions are met.
Upstart Holdings, Inc. submitted a Form 144 reporting a proposed sale of 866 common shares tied to a Restricted Stock Lapse dated 02/20/2026. The filing lists prior sales by Natalia Mirgorodskaya of 762 shares on 11/25/2025 (29063.00) and 633 shares on 02/20/2026 (18925.00).
Upstart Holdings, Inc. Chief Financial Officer Sanjay Datta reported an open-market sale of 7,982 shares of common stock on February 20, 2026. The shares were sold at a weighted average price of $29.8641 per share to cover tax withholding obligations related to the vesting of restricted stock units.
After this transaction, Datta directly owns 276,688 shares of Upstart common stock. This amount includes 390 shares acquired on February 13, 2026 under the company’s 2020 Employee Stock Purchase Plan, as well as restricted stock units that convert into common shares as they vest.
Upstart Holdings, Inc. officer Natalia Mirgorodskaya reported an open-market sale of 633 shares of common stock on February 20, 2026 at a weighted-average price of $29.8971 per share. According to the filing, the sale was made to cover tax withholding obligations from vesting restricted stock units, and she continued to hold 26,155 shares afterward.
Upstart Holdings' Chief Legal Officer Scott Darling reported insider transactions involving company common stock. Entities associated with him sold a net 6,868 shares on February 20, 2026, with open-market sales priced around $29.854 and $30.25 per share.
Footnotes state that part of the sale was to cover tax withholding from vesting restricted stock units, and that one sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on May 30, 2025. Other zero-price entries reflect a change in ownership form, moving 6,638 shares between direct holdings and the Darling Family Trust.
Upstart Holdings: Form 144 filed reporting a proposed sale of common stock by Natalia Mirgorodskaya. The notice lists a proposed sale date of 02/20/2026 routed through Charles Schwab & Co., Inc. It also records prior sales on 11/20/2025 (821) and 11/25/2025 (762).
Upstart Holdings: Form 144 filed reporting a proposed sale of common stock by Natalia Mirgorodskaya. The notice lists a proposed sale date of 02/20/2026 routed through Charles Schwab & Co., Inc. It also records prior sales on 11/20/2025 (821) and 11/25/2025 (762).
Upstart Holdings, Inc. reported a Form 144 notice concerning proposed sales of its common stock by an insider. The filing lists 13,624 shares sold during the three months ended 11/20/2025 for $498,328. The filing also shows 7,982 shares tied to a restricted stock lapse dated 02/20/2026.
Upstart Holdings, Inc. reported a Form 144 notice concerning proposed sales of its common stock by an insider. The filing lists 13,624 shares sold during the three months ended 11/20/2025 for $498,328. The filing also shows 7,982 shares tied to a restricted stock lapse dated 02/20/2026.
Upstart Holdings, Inc. submitted a Form 144 notice to sell 6,478 shares related to a Restricted Stock Lapse dated 02/20/2026.
Including prior reported transactions: Scott Darling sold 7,723 shares on 11/20/2025 and 7,392 shares on 12/12/2025. Shares outstanding were 98,061,276 as of 02/20/2026.
Upstart Holdings, Inc. submitted a Form 144 notice to sell 6,478 shares related to a Restricted Stock Lapse dated 02/20/2026.
Including prior reported transactions: Scott Darling sold 7,723 shares on 11/20/2025 and 7,392 shares on 12/12/2025. Shares outstanding were 98,061,276 as of 02/20/2026.
Scott Darling submitted a Form 144 reporting a proposed sale of 390 common shares of Upstart Holdings via an ESPP transaction dated 02/17/2026. The filing also lists prior insider sales: 7,723 shares on 11/20/2025 for $282,479, 7,392 shares on 12/12/2025 for $3,696,000, and 1,000 shares on 01/05/2026 for $50,000.
Scott Darling submitted a Form 144 reporting a proposed sale of 390 common shares of Upstart Holdings via an ESPP transaction dated 02/17/2026. The filing also lists prior insider sales: 7,723 shares on 11/20/2025 for $282,479, 7,392 shares on 12/12/2025 for $3,696,000, and 1,000 shares on 01/05/2026 for $50,000.
Upstart Holdings, Inc. disclosed that it repurchased $100 million of its common stock in open market transactions under an existing share repurchase program. The company bought 3,193,294 shares at an average price of $31.31 per share between February 12, 2026 and February 18, 2026.
These buybacks were executed pursuant to a $400 million share repurchase program authorized by the board of directors, and $122 million remains available for future repurchases under the program.