Upstart Holdings, Inc. filings document the operating results, governance and capital structure of an AI lending marketplace listed on the Nasdaq Global Select Market under UPST. Its 8-K reports include quarterly and annual financial results, non-GAAP reconciliations, share repurchase activity, executive appointments and compensation arrangements, and material definitive agreements.
Proxy materials describe annual meeting matters such as director elections, stockholder voting procedures, board governance and executive compensation. Capital-structure filings include common stock disclosures and convertible senior notes issued under an indenture, including conversion, maturity, reporting-compliance and other note terms.
Upstart Holdings filed a Rule 144 notice to sell 7,985 shares of Common Stock on 05/20/2026. The filing lists the sale as a Restricted Stock Lapse tied to equity compensation. The reporter named is Sanjay Datta, and the cover shows recent related dispositions of 7,982 shares on 02/20/2026 and 1,817 shares on 05/15/2026.
Upstart Holdings filed a Form 144 reporting proposed sales of common stock tied to equity compensation. The filing lists 6,634 shares with an aggregate price of $190,912.00 dated 05/20/2026 and shows two prior dispositions by Scott Darling of 6,868 shares ($205,191.00) on 02/20/2026 and 727 shares ($21,476.00) on 05/15/2026. The securities to be sold are described as a restricted stock lapse under equity compensation.
Upstart Holdings, Inc. is making a planned change to its Board of Directors. The company appointed former Santander Holdings USA President and CEO Tim Wennes as a Class I director, effective May 28, 2026, under its standard outside director compensation policy and indemnification agreement.
Wennes brings over 35 years of financial services experience, including overseeing businesses with assets in excess of $200 billion at Santander and prior leadership roles at MUFG Union Bank and Countrywide Bank. On the same date, long‑time director Jeff Huber will resign from the Board and its Nominating and Corporate Governance Committee, with the company stating his resignation is not due to any disagreement regarding operations, policies, or procedures.
Upstart Holdings, Inc. officer Natalia Mirgorodskaya exercised employee stock options to acquire 4,600 shares of Common Stock at an exercise price of $1.35 per share. These options were fully vested and exercisable. After the transaction, she directly holds 38,874 shares of Common Stock.
Upstart Holdings, Inc. Chief Financial Officer Andrea Blankmeyer reported selling a total of 7,044 shares of common stock on May 15, 2026 in open-market transactions at weighted average prices around $28.96 to $30.54. According to the filing footnotes, these sales were made to cover tax withholding obligations tied to the vesting of restricted stock units (RSUs), a common administrative step when equity awards vest. After these dispositions, she continues to hold over 160,000 shares directly, indicating the transactions represent a relatively small portion of her overall stake.
Upstart Holdings Chief Legal Officer Scott Darling reported small stock transactions mainly tied to equity compensation. On May 15, 2026, he sold a total of 727 shares of common stock in open-market transactions at weighted average prices around the high-$20s to low-$30s per share to cover tax withholding obligations from restricted stock unit vesting. After these sales, he still holds 102,609 shares directly, and an additional 32,451 shares indirectly through the Darling Family Trust.
Upstart Holdings, Inc. executive Datta Sanjay, President, Capital & Enterprise, sold a total of 1,817 shares of common stock in open-market transactions. The sales were made to cover tax withholding obligations related to the vesting of restricted stock units. After these trades, he continues to hold 336,541 shares directly, indicating the transactions represent a small portion of his overall stake.
Upstart Holdings, Inc. notice of a proposed sale under Form 144 for common stock filed with a broker on 05/15/2026. The filing lists a restricted stock lapse and shows 7,982 shares associated with Sanjay Datta and an aggregate amount of $238,375.00. The transaction was routed through Charles Schwab & Co., Inc. and is described as equity compensation.
Upstart Holdings-related Form 144 filed for resale of shares. The filing lists a Restricted Stock Lapse dated 05/15/2026 and reports securities sold in the past three months on 02/20/2026. The report names Scott Darling and shows 6,868 and 205,191.00 as reported figures within the sale section.