Upexi, Inc. filings document the regulatory record of a public company operating a Solana-focused digital asset treasury alongside a consumer brands business. The disclosures address treasury strategy, consumer products operations, financial reporting, capital-structure matters, and material events reported on Form 8-K.
The company’s SEC materials include definitive proxy disclosures on director elections, corporate governance, board committees, executive compensation, beneficial ownership, and auditor ratification. Other filings cover earnings communications, investor-event disclosures, material agreements, share-related capital actions, and risk and governance subjects tied to Upexi’s digital asset and consumer products activities.
Upexi, Inc. plans to host its third quarter 2026 earnings conference call on Tuesday, May 12, 2026, at 5:30 p.m. The call details and webcast link are available in the investor relations section of its website, and a replay will be accessible until May 26, 2026.
The company describes itself as a leading digital asset treasury business focused on acquiring and holding Solana (SOL) through capital issuance, staking, and discounted locked token purchases, and notes that it currently holds over two million SOL while also operating consumer product brands.
Upexi, Inc. is calling a 2026 Annual Meeting on June 15, 2026, asking shareholders to elect five directors for one-year terms and ratify GBQ Partners LLC as independent registered public accounting firm for the year ending June 30, 2026.
Holders of 66,916,294 shares of Common Stock (one vote per share) and 150,000 shares of Preferred Stock (ten votes per share) as of April 20, 2026 may vote, with a 33⅓% quorum requirement. The proxy details board independence, committee structure, a code of ethics, an insider trading policy and a clawback policy adopted in 2023.
The statement also outlines executive pay and contracts, including 2025 total compensation of $2.50 million for CEO Allan Marshall and $0.84 million for CFO Andrew Norstrud, along with equity awards and substantial outstanding restricted stock units for senior leaders and directors.
Upexi Inc reports a Schedule 13G disclosure showing Vanguard Capital Management beneficially owns 3,729,099 shares of Common Stock (CUSIP 39959A205).
This stake represents 5.34% of the class and is reported with 346,497 shares of sole voting power and 3,729,099 shares of sole dispositive power. The filing lists Vanguard Capital Management's Malvern, PA address and is signed on 04/30/2026 for holdings as of 03/31/2026.
Upexi, Inc. announced that Chief Strategy Officer Brian Rudick will attend the 13th Annual Scottsdale Capital Event, an investor-focused conference taking place at The Westin Kierland Resort & Spa in Scottsdale from April 10-12, 2026. Rudick will participate in investor meetings, offering a chance for one-on-one discussions with the company’s management team.
Upexi describes itself as a leading digital asset treasury company focused on acquiring and holding Solana (SOL) in a disciplined, accretive way. It uses intelligent capital issuance, staking, and discounted locked token purchases as value-accrual mechanisms and reports holding over two million SOL. The company also owns and operates consumer brands involved in developing, manufacturing, and distributing consumer products.
Upexi, Inc. plans active investor outreach in March 2026. Management will present at the Webull Digital Asset Treasury Crypto Webinar on March 12, where Chief Strategy Officer Brian Rudick will speak virtually, and hold investor meetings at the 38th Annual ROTH Conference from March 22–24 in Dana Point.
The company describes itself as a leading digital asset treasury business focused on Solana and a consumer brands owner. Upexi aims to acquire and hold as much Solana (SOL) as possible using intelligent capital issuance, staking, and discounted locked token purchases, and currently holds over two million SOL while emphasizing a risk-prudent operating approach.
Upexi, Inc. (UPXI) reported a large institutional holder updating its position in a Schedule 13G/A. Polar Asset Management Partners Inc., a Canadian investment adviser, disclosed beneficial ownership of 4,539,473 shares of Upexi common stock issuable upon exercise of warrants.
These warrant shares represent 6.7% of Upexi’s common stock as of the event date of 12/31/2025. Polar reports sole voting and dispositive power over all 4,539,473 underlying shares and certifies that the position is held in the ordinary course of business, without the purpose or effect of changing or influencing control of Upexi.
Upexi, Inc. has two institutional investors reporting a capped 9.99% stake in its common stock. MMCAP International Inc. SPC and Asset Management Inc. jointly report beneficial ownership of 6,276,777 shares of Upexi common stock.
This total includes 2,326,777 outstanding shares and a senior convertible note that is convertible into up to 3,950,000 additional shares. The note contains a 9.99% beneficial ownership limitation, meaning it cannot be converted to the point where the holders would own more than 9.99% of Upexi’s outstanding common shares. The filers state the holdings are not intended to change or influence control of the company.
Kathmere Capital Management, LLC filed an amended Schedule 13G reporting its beneficial ownership of 417,983 Class A shares of Upexi, Inc., representing 0.07% of the class as of the event date.
Kathmere reports no power to vote these shares but has sole power to dispose of them. The firm states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Upexi.
Upexi, Inc., a Solana-focused digital asset treasury company and consumer brands owner, will hold one-on-one investor meetings at A.G.P.’s Digital Asset Innovation Summit on February 22-25, 2026, at the Park Hyatt in Beaver Creek, Colorado. Chief Strategy Officer Brian Rudick is scheduled to attend.
Upexi aims to acquire and hold Solana (SOL) in a disciplined way using capital issuance, staking, and discounted locked token purchases, and currently holds over two million SOL. The company also develops, manufactures, and distributes a range of consumer products.