Patriot funds exercise options in USCB Financial

USCB Financial Holdings insider affiliates reported an option exercise and resulting share holdings.

Rhea-AI Filing Summary

USCB Financial Holdings insider affiliates reported an option exercise and resulting share holdings. Entities associated with Patriot Financial Partners jointly filed to disclose the exercise of an option for 7,500 shares of USCB Class A Voting Common Stock at $7.5 per share on February 5, 2026.

The derivative position for this 7,500-share option was reduced to zero, while another option for 4,000 shares remains reported as held. After the exercise, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,662,420 shares, and Patriot Parallel Fund II holds 193,866 shares. The filing notes that these securities may be regarded as beneficially owned by various Patriot entities and individuals, who each disclaim beneficial ownership beyond their pecuniary interests.

Insider Trade Summary

7,500 shares exercised/converted

Exercise 3 txns

Insider WYCOFF W KIRK, Patriot Financial Partners GP II, L.P., Patriot Financial Partners II, L.P., Patriot Financial Partners Parallel II, L.P., Patriot Financial Partners GP II, LLC, Deutsch James F., LUBERT IRA M, LYNCH JAMES J, Patriot Financial Manager, L.P., Patriot Financial Manager, LLC

Role Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner

Type	Security	Shares	Price	Value
Exercise	Option to Purchase Class A Voting Common Stock	7,500	$0.00	$0.00
Exercise	Class A Voting Common Stock	7,500	$7.50	$56K
holding	Option to Purchase Class A Voting Common Stock	--	--	--

Holdings After Transaction: Option to Purchase Class A Voting Common Stock — 4,000 contracts (Direct); Class A Voting Common Stock — 1,863,786 shares (Direct)

Footnotes (6)

1. F1. This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
2. F2. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee.
3. F3. The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
4. F4. After the option exercise, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,662,420 shares of common stock and Patriot Parallel Fund II holds 193,866 shares of common stock.
5. F5. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein.
6. F6. The options were previously granted to Mr. Wycoff as a director of the Company. Each option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) ten (10) years after its date of grant or (b) the (3) months after the date Mr. Wycoff ceases to serve as a non-employee of the Issuer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did USCB (USCB) report in this Form 4 filing?

The filing reports the exercise of an option for 7,500 shares of USCB Class A Voting Common Stock at $7.50 per share on February 5, 2026. This converted a derivative position into directly held common stock for affiliated Patriot Financial entities.

How many USCB shares are held by the Patriot funds after the reported option exercise?

After the option exercise, the filing states Manager LP holds 7,500 shares, Patriot Fund II holds 1,662,420 shares, and Patriot Parallel Fund II holds 193,866 shares of USCB common stock. These amounts reflect holdings attributed to the funds as of the reported date.

Who are the reporting persons in the USCB (USCB) Patriot-related Form 4?

Reporting persons include Patriot Financial Partners GP II, LP, related Patriot funds and manager entities, and individuals W. Kirk Wycoff, James J. Lynch, Ira M. Lubert, and James F. Deutsch. The form is filed jointly to reflect how the USCB shares are held through these affiliated entities.

What does the beneficial ownership disclaimer mean in this USCB Form 4?

The filing explains the securities owned by the funds may be regarded as beneficially owned by certain Patriot entities and individuals. However, the individuals disclaim beneficial ownership of fund and Manager LP securities, except to the extent of their respective pecuniary interests in those holdings.

Were the USCB options originally granted to an individual or a fund entity?

The filing states the options were previously granted to W. Kirk Wycoff as a director of USCB. It also explains structural relationships among Patriot entities that manage and hold the resulting USCB common shares following the option exercise.

Are any USCB stock options still reported as held after this transaction?

Yes. After exercising the 7,500-share option, the report still shows an option to purchase 4,000 shares of USCB Class A Voting Common Stock as beneficially owned. The filing notes that each option remains exercisable under its specified grant terms for the director recipient.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/06/2026 - 10:24 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

WYCOFF W KIRK

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PA 19087

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
USCB FINANCIAL HOLDINGS, INC. [ USCB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Voting Common Stock	02/05/2026		M		7,500	A	$7.5	1,863,786	D(1)(2)(3)(4)(5)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option to Purchase Class A Voting Common Stock	$7.5	02/05/2026		M			7,500	03/01/2016	(6)	Class A Common Stock	7,500	$0	0	D(6)
Option to Purchase Class A Voting Common Stock	$11.35							09/23/2019	(6)	Class A Common Stock	4,000		4,000	D(6)

1. Name and Address of Reporting Person^*

WYCOFF W KIRK

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Partners GP II, L.P.

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Partners II, L.P.

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Partners Parallel II, L.P.

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Partners GP II, LLC

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Deutsch James F.

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

LUBERT IRA M

(Last) (First) (Middle)

FMC TOWER AT CIRA CENTRE SOUTH

2929 WALNUT STREET, SUITE 1550

(Street)

PHILADELPHIA PA 19104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

LYNCH JAMES J

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Manager, L.P.

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Patriot Financial Manager, LLC

(Last) (First) (Middle)

FOUR RADNOR CORPORATE CENTER

100 MATSONFORD ROAD, SUITE 210

(Street)

RADNOR PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.

2. Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee.

3. The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.

4. After the option exercise, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,662,420 shares of common stock and Patriot Parallel Fund II holds 193,866 shares of common stock.

5. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein.

6. The options were previously granted to Mr. Wycoff as a director of the Company. Each option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) ten (10) years after its date of grant or (b) the (3) months after the date Mr. Wycoff ceases to serve as a non-employee of the Issuer.

	/s/ Patriot Financial Partners II, L.P. By: W. Kirk Wycoff, a member of Patriot LLC, the general partner of Patriot GP, the general partner of Patriot Fund II	02/06/2026
	/s/ Patriot Financial Partners GP II, L.P. By: W. Kirk Wycoff, a member of Patriot LLC, the general partner of Patriot GP, the general partner of Patriot Fund II	02/06/2026
	/s/ Patriot Financial Partners Parallel II, L.P. By: W. Kirk Wycoff, a member of Patriot LLC, the general partner of Patriot GP, the general partner of Patriot Parallel Fund II	02/06/2026
	/s/ Patriot Financial Partners GP II, LLC By: W. Kirk Wycoff, a member	02/06/2026
	/s/ Patriot Financial Manager, L.P. By: W. Kirk Wycoff a member of Manager LLC, the general partner of Manager LP	02/06/2026
	/s/ Patriot Financial Manager LLC By: W. Kirk Wycoff, a member	02/06/2026
	/s/ W. Kirk Wycoff	02/06/2026
	/s/ James F. Deutsch	02/06/2026
	/s/ James J. Murphy by P.O.A. for Ira M. Lubert	02/06/2026
	/s/ James J. Lynch	02/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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