USCB EVP uses 441 shares for tax payment

USCB Financial Holdings EVP Oscar Gomez reported a tax-related share transfer involving 441 shares of Class A Voting Common Stock.

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Rhea-AI Filing Summary

USCB Financial Holdings EVP Oscar Gomez reported a tax-related share transfer involving 441 shares of Class A Voting Common Stock. These shares, valued at $18.45 each, were disposed of to cover a tax liability by delivering securities, rather than through an open-market sale.

After this transaction, Gomez directly holds 33,168 Class A Voting Common Stock shares. His position also includes vested and unexercised options to purchase 20,000 shares at $12.05 per share expiring on September 27, 2031, and 8,000 shares at $7.50 per share expiring on July 1, 2027.

Insider Trade Summary

Exercise Price or Tax Liability: 441 shares

Exercise Price or Tax Liability 3 txns

Insider GOMEZ OSCAR

Role EVP, Global Banking

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Voting Common Stock	441	$18.45	$8K
holding	Options to Purchase Class A Voting Stock	--	--	--
holding	Options to Purchase Class A Voting Stock	--	--	--

Holdings After Transaction: Class A Voting Common Stock — 33,168 shares (Direct); Options to Purchase Class A Voting Stock — 28,000 contracts (Direct)

Footnotes (3)

F1. Includes 957 shares of restricted stock from a grant of 2,872 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, 4,078 shares of restricted stock from a grant of 6,118 shares which commenced vesting at a rate of one-third per year on January 21, 2026 and 6,177 shares of restricted stock which vest at the rate of one-third per year commencing on January 27, 2027.
F2. The options vested at a rate of one-third per year commencing on September 27, 2022.
F3. The options vested at a rate of one-third per year commencing on July 1, 2018.

FAQ

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What did USCB (USCB) executive Oscar Gomez report on this Form 4?

Oscar Gomez, EVP Global Banking at USCB, reported using 441 shares of Class A Voting Common Stock, at $18.45 per share, to satisfy a tax liability by delivering securities, leaving him with 33,168 directly held shares after the transaction.

Was the USCB (USCB) Form 4 transaction an open-market sale?

No, the Form 4 shows a tax-withholding disposition, not an open-market sale. Code F indicates payment of a tax liability by delivering 441 shares at $18.45 each, so the shares were used to cover taxes rather than sold in the market.

How many USCB (USCB) shares does Oscar Gomez hold after this filing?

Following the tax-related disposition, Oscar Gomez directly holds 33,168 shares of USCB Class A Voting Common Stock. This figure includes restricted stock amounts described in the footnotes, which vest over several years under previously granted stock awards.

What stock options for USCB (USCB) does Oscar Gomez retain?

Gomez retains options to purchase 20,000 USCB Class A Voting Common Stock shares at $12.05 per share expiring September 27, 2031, and options for 8,000 shares at $7.50 per share expiring July 1, 2027, all held directly according to the filing.

How many shares were used for tax withholding in the USCB (USCB) Form 4?

The Form 4 reports that 441 shares of USCB Class A Voting Common Stock were disposed of at $18.45 per share. The transaction is coded as tax withholding, indicating these shares were delivered to satisfy a tax liability associated with equity compensation.

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Accepted by SEC EDGAR 03/10/2026 - 04:04 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GOMEZ OSCAR

(Last)

(First)

(Middle)

C/O USCB FINANCIAL HOLDINGS, INC.

2301 N.W. 87TH AVENUE

(Street)

DORAL

33172

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
USCB FINANCIAL HOLDINGS, INC. [ USCB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, Global Banking

3. Date of Earliest Transaction (Month/Day/Year)
03/08/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Voting Common Stock	03/08/2026		F		441	D	$18.45	33,168⁽¹⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Options to Purchase Class A Voting Stock	$12.05							09/27/2022⁽²⁾	09/27/2031	Class A Voting Common Stock	20,000		20,000	D
Options to Purchase Class A Voting Stock	$7.5							07/01/2018⁽³⁾	07/01/2027	Class A Voting Common Stock	8,000		8,000	D

Explanation of Responses:

1. Includes 957 shares of restricted stock from a grant of 2,872 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, 4,078 shares of restricted stock from a grant of 6,118 shares which commenced vesting at a rate of one-third per year on January 21, 2026 and 6,177 shares of restricted stock which vest at the rate of one-third per year commencing on January 27, 2027.

2. The options vested at a rate of one-third per year commencing on September 27, 2022.

3. The options vested at a rate of one-third per year commencing on July 1, 2018.

	/s/ Robert Anderson by P.O.A. for Oscar Gomez	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR