STOCK TITAN

USCB (USCB) director Abadin sells 6,552 shares, retains options

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

USCB Financial Holdings director Ramon Abadin sold shares in the company. He completed an open-market sale of 6,552 shares of Class A Voting Common Stock at $18.03 per share, leaving him with 24,561 shares held directly. He also continues to hold stock options covering 4,000 shares at an exercise price of $11.35 expiring in 2029 and 5,000 shares at $7.50 expiring in 2027.

Positive

  • None.

Negative

  • None.
Insider ABADIN RAMON
Role null
Sold 6,552 shs ($118K)
Type Security Shares Price Value
Sale Class A Voting Common Stock 6,552 $18.03 $118K
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
Holdings After Transaction: Class A Voting Common Stock — 24,561 shares (Direct, null); Stock Option (Right to Buy) — 5,000 shares (Direct, null)
Footnotes (1)
Shares sold 6,552 shares Open-market sale of Class A Voting Common Stock
Sale price per share $18.03 per share Price for the 6,552-share sale
Shares held after sale 24,561 shares Direct holdings of Class A Voting Common Stock after transaction
Option underlying shares (2029) 4,000 shares Underlying Class A Voting Stock at $11.35 exercise price, expiring 2029
Option underlying shares (2027) 5,000 shares Underlying Class A Voting Stock at $7.50 exercise price, expiring 2027
Option exercise price 1 $11.35 Stock option (Right to Buy) exercise price, expires 2029-09-23
Option exercise price 2 $7.50 Stock option (Right to Buy) exercise price, expires 2027-01-23
Class A Voting Common Stock financial
"security_title: "Class A Voting Common Stock""
Stock Option (Right to Buy) financial
"security_title: "Stock Option (Right to Buy)""
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
exercise price financial
"conversion_or_exercise_price: "11.3500" and "7.5000""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ABADIN RAMON

(Last)(First)(Middle)
C/O USCB FINANCIAL HOLDINGS, INC.
2301 N.W. 87TH AVENUE

(Street)
DORAL FLORIDA 33172

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
USCB FINANCIAL HOLDINGS, INC. [ USCB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Voting Common Stock05/13/2026S6,552D$18.0324,561D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$7.501/23/201801/23/2027Class A Voting Stock5,0005,000D
Stock Option (Right to Buy)$11.3509/23/202009/23/2029Class A Voting Stock4,0004,000D
Explanation of Responses:
/s/ Robert Anderson by P.O.A. for Ramon Abadin05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did USCB director Ramon Abadin report on this Form 4 for USCB?

Director Ramon Abadin reported an open-market sale of 6,552 shares of USCB Class A Voting Common Stock at $18.03 per share, reducing but not eliminating his direct equity stake in USCB Financial Holdings, Inc.

How many USCB shares does Ramon Abadin hold after the reported Form 4 sale?

After selling 6,552 shares, Ramon Abadin directly holds 24,561 shares of USCB Class A Voting Common Stock. This figure reflects his position immediately following the reported open-market sale on the transaction date in the Form 4.

At what price did USCB director Ramon Abadin sell his shares according to the Form 4?

The Form 4 shows that Ramon Abadin sold 6,552 shares of USCB Class A Voting Common Stock at $18.03 per share. This price represents the transaction price per share for the reported open-market sale on the specified transaction date.

What stock options does Ramon Abadin still hold in USCB after this transaction?

Ramon Abadin holds stock options covering 4,000 USCB Class A Voting shares at an $11.35 exercise price expiring in 2029 and 5,000 shares at a $7.50 exercise price expiring in 2027, according to the derivative holdings disclosed in the Form 4.

Was the USCB insider transaction a purchase or sale of shares?

The reported insider transaction was an open-market sale. Ramon Abadin sold 6,552 shares of USCB Class A Voting Common Stock, as indicated by transaction code “S” and the description “Sale in open market or private transaction” in the Form 4.