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USCB Financial (USCB) EVP reports 600-share stock disposition

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

USCB Financial Holdings executive Andres Collazo, Executive VP of Operations & IT, reported a disposition of Class A Voting Common Stock. On January 21, 2026, he had a transaction in which 600 shares of Class A Voting Common Stock were disposed of at $20.38 per share, leaving 27,144 shares beneficially owned directly.

The reported holdings include restricted stock from several grants that vest at a rate of one-third per year starting on January 22, 2025, March 8, 2024, October 28, 2025, and January 21, 2026. Collazo also directly holds derivative securities in the form of stock options: options to purchase 30,000 shares of Class A Voting Common Stock at an exercise price of $12.05 per share, expiring on September 27, 2031, and options to purchase 8,000 shares at $7.50 per share, expiring on April 25, 2026.

Positive

  • None.

Negative

  • None.
Insider COLLAZO ANDRES
Role Executive VP, Operations & IT
Type Security Shares Price Value
Tax Withholding Class A Voting Common Stock 600 $20.38 $12K
holding Options to Purchase Class A Voting Stock -- -- --
holding Options to Purchase Class A Voting Stock -- -- --
Holdings After Transaction: Class A Voting Common Stock — 27,144 shares (Direct); Options to Purchase Class A Voting Stock — 30,000 shares (Direct)
Footnotes (1)
  1. Includes 948 shares of restricted stock from a grant of 2,846 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,763 shares of restricted stock from a grant of 5,289 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025 and 4,042 shares of restricted stock from a grant of 6,064 shares which commenced vesting at a rate of one-third per year commencing on January 21, 2026. The options vested at the rate of one-third per year commencing on September 27, 2022. The options vested at a rate of one-third per year commencing on April 25, 2017.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
COLLAZO ANDRES
(Last) (First) (Middle)
C/O USCB FINANCIAL HOLDINGS, INC.
2301 N.W. 87TH AVENUE
(Street)
DORAL FL 33172
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
USCB FINANCIAL HOLDINGS, INC. [ USCB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive VP, Operations & IT
3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Voting Common Stock 01/21/2026 F 600 D $20.38 27,144(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase Class A Voting Stock $12.05 09/27/2022(2) 09/27/2031 Class A Voting Common Stock 30,000 30,000 D
Options to Purchase Class A Voting Stock $7.5 04/25/2017(3) 04/25/2026 Class A Voting Common Stock 8,000 8,000 D
Explanation of Responses:
1. Includes 948 shares of restricted stock from a grant of 2,846 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,763 shares of restricted stock from a grant of 5,289 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025 and 4,042 shares of restricted stock from a grant of 6,064 shares which commenced vesting at a rate of one-third per year commencing on January 21, 2026.
2. The options vested at the rate of one-third per year commencing on September 27, 2022.
3. The options vested at a rate of one-third per year commencing on April 25, 2017.
/s/ Robert Anderson by P.O.A. for Andres Collazo 01/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did USCB (USCB) executive Andres Collazo report?

Executive VP of Operations & IT Andres Collazo reported a Form 4 transaction involving 600 shares of USCB Financial Holdings Class A Voting Common Stock disposed of on January 21, 2026 at $20.38 per share.

How many USCB Financial Holdings shares does Andres Collazo own after this Form 4 transaction?

Following the reported transaction, Andres Collazo beneficially owns 27,144 shares of USCB Financial Holdings Class A Voting Common Stock directly.

What stock options does USCB executive Andres Collazo hold according to this Form 4?

The filing shows Collazo holds options to purchase 30,000 shares of Class A Voting Common Stock at $12.05 per share expiring on September 27, 2031, and options to purchase 8,000 shares at $7.50 per share expiring on April 25, 2026, all directly owned.

What is Andres Collazo’s role at USCB Financial Holdings (USCB)?

In this Form 4, Andres Collazo is identified as an officer of USCB Financial Holdings, serving as Executive VP, Operations & IT, and not as a director or 10% owner.

How do restricted stock grants factor into Andres Collazo’s USCB share holdings?

A footnote explains that Collazo’s 27,144-share beneficial ownership figure includes multiple restricted stock grants that each vest at a rate of one-third per year beginning on January 22, 2025, March 8, 2024, October 28, 2025, and January 21, 2026.

Did the USCB Form 4 disclose vesting schedules for Andres Collazo’s stock options?

Yes. Footnotes state that one option grant vested at a rate of one-third per year starting on September 27, 2022, and another vested at one-third per year starting on April 25, 2017, aligning with the option positions reported as held.