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USCB Insider Filing: Aida Levitan Acquires 10,000 Shares via Option Exercise

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Aida Levitan (Director) reported transactions in USCB Financial Holdings, Inc. (USCB) on 09/12/2025 showing acquisition of common stock and exercise of stock options. The filing lists two option exercises on 09/12/2025 that resulted in 7,500 and 2,500 shares being acquired at an exercise price of $7.50 each, and an existing grant of 4,000 options at a $11.35 strike. After the reported transactions, Ms. Levitan directly owned 10,000 shares and indirectly held 14,968 shares through the Aida T. Levitan Living Trust. The form is signed by a power of attorney on 09/16/2025.

Positive

  • Director increased direct ownership by acquiring 10,000 shares via exercised options at $7.50
  • Clear disclosure of indirect holdings through the Aida T. Levitan Living Trust totaling 14,968 shares
  • Form filed and signed (by P.O.A.), indicating compliance with Section 16 reporting requirements

Negative

  • None.

Insights

TL;DR: Insider exercised options to acquire 10,000 shares and continues to hold indirect trust shares, a routine insider ownership update.

The Form 4 documents option exercises executed 09/12/2025 converting vested stock options with a $7.50 exercise price into 10,000 shares and confirms outstanding options with an $11.35 strike. Direct ownership increased to 10,000 shares while indirect holdings via the named trust total 14,968 shares. This disclosure is a standard Section 16 update reflecting compensation-related option exercises and trust-held beneficial ownership without additional corporate actions disclosed.

TL;DR: The filing shows compliance with reporting rules and clarifies direct versus indirect holdings through a trust.

The submission identifies the reporting person as a director and indicates the use of a power of attorney to file. It specifies the reporting of both direct acquisitions and indirect ownership through a revocable living trust. The filing contains clear exercise prices, share counts, and expiration dates for option grants, meeting disclosure conventions for insider transactions.

Insider LEVITAN AIDA
Role Director
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) 7,500 $0.00 --
Exercise Stock Option (Right to Buy) 2,500 $0.00 --
Exercise Class A Voting Common Stock 7,500 $7.50 $56K
Exercise Class A Voting Common Stock 2,500 $7.50 $19K
holding Stock Option (Right to Buy) -- -- --
holding Class A Voting Common Stock -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 0 shares (Direct); Class A Voting Common Stock — 7,500 shares (Direct); Class A Voting Common Stock — 14,968 shares (Indirect, See footnote)
Footnotes (1)
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
LEVITAN AIDA
(Last) (First) (Middle)
C/O USCB FINANCIAL HOLDINGS, INC.
2301 N.W. 87TH AVENUE
(Street)
DORAL FL 33172
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
USCB FINANCIAL HOLDINGS, INC. [ USCB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Voting Common Stock 09/12/2025 M 7,500 A $7.5 7,500 D
Class A Voting Common Stock 09/12/2025 M 2,500 A $7.5 10,000 D
Class A Voting Common Stock 14,968 I See footnote(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $7.5 09/12/2025 M 7,500 03/22/2016 03/22/2026 Common Stock 7,500 $0 0 D
Stock Option (Right to Buy) $7.5 09/12/2025 M 2,500 07/23/2018 07/23/2028 Common Stock 2,500 $0 0 D
Stock Option (Right to Buy) $11.35 09/23/2019 09/23/2029 Common Stock 4,000 4,000 D
Explanation of Responses:
1. By The Second Restatement of the Aida T. Levitian Living Trust u/t/d December 20, 2012.
/s/ Robert Anderson by P.O.A. for Aida Levitan 09/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Aida Levitan report for USCB (USCB)?

The report shows option exercises on 09/12/2025 converting 7,500 and 2,500 options into shares at an exercise price of $7.50, totaling 10,000 acquired shares.

How many USCB shares does Aida Levitan beneficially own after the transactions?

The filing reports 10,000 shares owned directly and 14,968 shares held indirectly through the Aida T. Levitan Living Trust.

Were any derivative securities disclosed in the Form 4?

Yes. The Form 4 discloses exercised stock options (convertible to common stock) and an outstanding option grant of 4,000 shares with a $11.35 exercise price expiring 09/23/2029.

What were the exercise prices and relevant dates in the filing?

Options exercised on 09/12/2025 had a $7.50 exercise price; another option grant shows a $11.35 strike with a 09/23/2019 grant date and 09/23/2029 expiration.

Who signed the Form 4 and when was it dated?

The Form 4 was signed by Robert Anderson by P.O.A. for Aida Levitan and dated 09/16/2025.