STOCK TITAN

USCB FINANCIAL HOLDINGS, INC. SEC Filings

USCB NASDAQ

Welcome to our dedicated page for USCB FINANCIAL HOLDINGS SEC filings (Ticker: USCB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on USCB FINANCIAL HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into USCB FINANCIAL HOLDINGS's regulatory disclosures and financial reporting.

Rhea-AI Summary

USCB Financial Holdings' President and CEO Luis de la Aguilera received a grant of 27,632 shares of Class A voting common stock as restricted stock on January 27, 2026. The grant was at a price of $0 per share and increased his beneficial ownership to 245,893 shares held directly.

The new restricted shares vest in three equal annual installments starting January 27, 2027. He also holds vested stock options to purchase 40,000 shares at $11.35 expiring September 23, 2029, 160,000 shares at $12.05 expiring September 27, 2031, and 10,000 shares at $7.50 expiring April 1, 2026.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

USCB Financial Holdings executive Maricarmen Logrono, EVP and Chief Risk Officer, reported a Form 4 transaction in Class A Voting Common Stock. On January 22, 2026, she disposed of 260 shares at $20.70 per share under transaction code F, and directly held 9,872 shares afterward. She also directly holds options to purchase 15,000 shares of Class A Voting Common Stock at an exercise price of $12.05 per share, which vest in thirds annually beginning on the first anniversary of the September 27, 2021 grant date.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

USCB Financial Holdings executive Martha Guerra-Kattou reported a small share disposal and updated equity holdings. On January 22, 2026, she disposed of 262 shares of Class A voting common stock at a price of $20.70 per share, leaving her with 34,822 shares of the common stock held directly. She also reported a direct holding of 40,000 options to purchase Class A voting common stock at an exercise price of $12.05, which vest in thirds based on prior grant terms described in the filing.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
Rhea-AI Summary

USCB Financial Holdings, Inc. Executive VP, Global Banking Oscar Gomez reported a small disposition of Class A Voting Common Stock. On January 22, 2026, he disposed of 284 shares at $20.7 per share, leaving him with 27,432 shares beneficially owned directly.

This ownership total includes restricted stock: 957 shares from a 2,872-share grant that began vesting on January 22, 2025, 1,813 shares from a 5,439-share grant that began vesting on March 8, 2024, 10,000 shares from a 15,000-share grant that began vesting on October 28, 2025, and 4,078 shares from a 6,118-share grant that began vesting on January 21, 2026. He also directly holds options to purchase 20,000 and 8,000 shares of Class A Voting Common Stock, with vesting that commenced on September 27, 2022 and July 1, 2018, respectively.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

USCB Financial Holdings President and CEO Luis de la Aguilera reported a disposition of 1,511 shares of Class A Voting Common Stock on January 22, 2026 at a price of $20.70 per share, coded as transaction type F. Following this transaction, he beneficially owns 218,261 shares of Class A Voting Common Stock directly.

He also holds stock options giving him the right to buy additional common shares, including 40,000 options at $11.35 per share expiring on September 23, 2029, 160,000 options at $12.05 per share expiring on September 27, 2031, and 10,000 options at $7.50 per share expiring on April 1, 2026. The common stock holdings include multiple grants of restricted stock that vest in installments over several years.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

USCB Financial Holdings insider activity: Executive VP, Operations & IT Andres Collazo reported a disposition of 281 shares of Class A voting common stock on January 22, 2026 at $20.70 per share. After this transaction, he beneficially owned 26,827 shares directly.

The holding includes multiple restricted stock grants that vest one-third per year beginning on January 22, 2025, March 8, 2024, October 28, 2025, and January 21, 2026. Collazo also directly holds options to purchase 30,000 shares of Class A voting common stock at an exercise price of $12.05 per share expiring on September 27, 2031, and options to purchase 8,000 shares at $7.50 per share expiring on April 25, 2026, each series having vested in equal annual installments over three years from their respective start dates.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
Rhea-AI Summary

USCB Financial Holdings executive Nicholas Bustle, EVP and Chief Lending Officer, reported a Form 4 transaction in Class A voting common stock on January 22, 2026. The filing shows 322 shares of Class A voting common stock disposed of at $20.70 per share under transaction code F, typically used for shares withheld to cover taxes on equity awards. After this transaction, Bustle directly held 40,401 shares of Class A voting common stock, which include several tranches of restricted stock that vest in equal annual installments beginning on dates in 2024, 2025 and 2026. He also indirectly owned 9,820 shares through his daughters and 6,250 shares through his spouse, and held stock options for 30,000 shares exercisable at $11.35 until April 17, 2029 and 40,000 shares at $12.05 until September 27, 2031, each vesting in thirds over three years.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

USCB Financial Holdings, Inc. Executive VP and CFO Robert B. Anderson reported a disposition of Class A Voting Common Stock. On January 22, 2026, he disposed of 514 shares in a transaction coded “F” at a price of $20.70 per share. Following this transaction, he beneficially owned 114,823 shares of Class A Voting Common Stock directly.

In addition to common stock, Anderson directly holds derivative awards in the form of stock options. These include 30,000 options to purchase Class A Voting Common Stock at an exercise price of $8.75 per share, expiring on September 10, 2030, and 60,000 options at an exercise price of $12.05 per share, expiring on September 27, 2031. Some of his common stock holdings include restricted shares from multiple grants that vest over several years.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

USCB Financial Holdings EVP and Chief Lending Officer Nicholas Bustle reported a disposition of 687 shares of Class A Voting Common Stock on January 21, 2026 in a code F transaction at $20.38 per share, leaving him with 40,772 directly held shares. He also reports indirect ownership of 9,820 shares held by his daughters and 6,250 shares held by his spouse.

Bustle holds stock options for 30,000 shares at an exercise price of $11.35 expiring on April 17, 2029, which vested one-third per year commencing April 17, 2020, and options for 40,000 shares at $12.05 expiring on September 27, 2031, vesting one-third per year commencing September 27, 2022. His direct holdings include multiple restricted stock grants that vest one-third per year beginning on January 21, 2026, January 22, 2025, March 8, 2024, and October 28, 2025.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
Rhea-AI Summary

USCB Financial Holdings Executive VP and CFO Robert B. Anderson reported a disposition of 1,094 shares of Class A voting common stock on January 21, 2026 in a transaction coded "F" at a price of $20.38 per share. Following this transaction, he beneficially owned 115,337 shares of Class A voting common stock directly.

He also held options for 30,000 shares of Class A voting common stock at an exercise price of $8.75, expiring on September 10, 2030, and options for 60,000 shares at an exercise price of $12.05, expiring on September 27, 2031. The beneficially owned common shares include multiple restricted stock grants that vest in one-third annual installments beginning on various dates in 2024, 2025, and 2026.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider

FAQ

How many USCB FINANCIAL HOLDINGS (USCB) SEC filings are available on StockTitan?

StockTitan tracks 108 SEC filings for USCB FINANCIAL HOLDINGS (USCB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for USCB FINANCIAL HOLDINGS (USCB)?

The most recent SEC filing for USCB FINANCIAL HOLDINGS (USCB) was filed on January 28, 2026.