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USCB Financial Holdings, Inc. filed a report describing an update to the employment agreement of Robert Anderson, Executive Vice President and Chief Financial Officer of both the company and its subsidiary, U.S. Century Bank.
Effective January 28, 2026, Amendment No. 2 modifies the severance provisions so that Mr. Anderson is also entitled to severance if his employment is terminated by the employers without Cause, Disability or death, or by him for Good Reason, more than twelve months after a Change in Control, as defined in the agreement. No other terms of his employment agreement were changed, and the amendment was approved by the company’s Compensation Committee.
USCB Financial Holdings, Inc. insider Luis de la Aguilera, President and CEO, reported an option exercise and share sale. On January 29, 2026, he exercised 10,000 stock options at an exercise price of $7.50 per share for Class A voting common stock.
On the same date, he sold 10,000 Class A voting common shares at a weighted average price of $18.02 per share in multiple trades between $18.00 and $18.16. After these transactions, he directly owned 245,893 Class A voting common shares, including several tranches of restricted stock that vest in annual installments through future dates.
He also holds stock options on 40,000 shares at an exercise price of $11.35 per share expiring on September 23, 2029, and stock options on 160,000 shares at $12.05 per share expiring on September 27, 2031, all reported as directly owned.
A shareholder of USCB has filed a Form 144 indicating an intent to sell 10,000 shares of Class A Voting Common Stock through broker Maxim Group LLC on Nasdaq. The filing lists an aggregate market value of $180,000 for these shares and notes that 18,100,385 shares were outstanding.
The 10,000 shares were acquired on 01/29/2026 via an option exercise from the issuer, with the consideration described as cash withholding on the same date. The signer represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
USCB Financial Holdings EVP and Chief Credit Officer William Turner received a grant of 5,699 shares of Class A voting common stock as restricted stock. The award was made on January 27, 2026, at a price of $0 per share.
The restricted shares vest in three equal annual installments starting January 27, 2027. After this grant, Turner beneficially owns 10,692 shares directly, including 3,694 restricted shares from a prior 5,541-share grant that began vesting on January 21, 2026.
USCB Financial Holdings EVP and Chief Risk Officer Maricarmen Logrono reported a grant of 6,217 shares of restricted Class A voting common stock on January 27, 2026 at a price of $0 per share. These restricted shares vest in three equal annual installments starting on January 27, 2027.
Following this award, Logrono beneficially owns 16,089 shares of Class A voting common stock. She also holds options to purchase 15,000 shares of Class A voting common stock at an exercise price of $12.05 per share, vesting one-third per year beginning on September 27, 2022 and expiring on September 27, 2031.
USCB Financial Holdings, Inc. executive Martha Guerra-Kattou, EVP of Sales and Marketing, received an award of 6,217 shares of Class A voting common stock on January 27, 2026. This grant is in the form of restricted stock that vests in three equal annual installments starting on January 27, 2027.
Following this award, she beneficially owns 41,039 shares of Class A voting common stock directly, along with previously granted options to purchase 40,000 shares of Class A voting common stock that were scheduled to vest in three equal annual installments commencing on January 22, 2022.
USCB Financial Holdings, Inc. Executive VP, Global Banking Oscar Gomez reported a grant of 6,177 shares of Class A voting common stock on January 27, 2026. The restricted stock was granted at $0 per share and increases his directly owned stake to 33,609 shares.
The 6,177 restricted shares vest in three equal annual installments starting January 27, 2027. Gomez also holds options to purchase 20,000 shares at $12.05 per share exercisable until September 27, 2031, and 8,000 shares at $7.50 per share exercisable until July 1, 2027.
USCB Financial Holdings executive Andres Collazo reported a new equity grant. On January 22, 2026, he received 6,123 shares of Class A voting common stock as restricted stock at a price of $0 per share. These restricted shares vest in three equal installments starting January 27, 2027.
After this grant, Collazo beneficially owns 32,950 shares of Class A voting common stock directly, including multiple prior restricted stock awards that each vest over three years. He also holds stock options to purchase 30,000 shares at $12.05 expiring September 27, 2031, and 8,000 shares at $7.50 expiring April 25, 2026.
USCB Financial Holdings, Inc. executive Nicholas Bustle, EVP and Chief Lending Officer, received a grant of 7,015 shares of Class A voting common stock on January 27, 2026. The shares are restricted stock that vest in equal one-third installments each year starting on January 27, 2027.
After this grant, Bustle beneficially owns 47,416 shares of Class A voting common stock directly, along with additional indirect holdings of 9,820 shares held by his daughters and 6,250 shares held by his spouse. He also holds stock options for 30,000 shares exercisable until April 17, 2029 and 40,000 shares exercisable until September 27, 2031.
USCB Financial Holdings Executive VP and CFO Robert B. Anderson received a grant of 8,878 shares of Class A voting common stock on January 27, 2026. The award is in the form of restricted stock that vests in equal one-third installments starting on January 27, 2027.
Following this grant, Anderson beneficially owns 123,701 shares of Class A voting common stock directly. He also holds options to purchase 30,000 shares of Class A voting common stock exercisable until September 10, 2030, and options on 60,000 shares exercisable until September 27, 2031.