Welcome to our dedicated page for USCB FINANCIAL HOLDINGS SEC filings (Ticker: USCB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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USCB Financial Holdings executive vice president of operations and IT Andres Collazo exercised options to acquire 8,000 shares of Class A Voting Common Stock at $7.50 per share, then sold 8,000 shares at $18.27 per share. A further 429 shares were disposed of at $18.45 per share to cover tax obligations. After these transactions, he directly holds 32,521 shares and retains options over 30,000 additional shares at an exercise price of $12.05 per share expiring on September 27, 2031.
USCB Financial Holdings EVP and Chief Lending Officer Nicholas Bustle reported a small tax-related share disposition. On 2026-03-08, 497 shares of Class A Voting Common Stock were withheld at $18.45 per share to cover tax obligations, a non-market transaction classified as a tax-withholding disposition.
After this event, Bustle directly holds 46,919 Class A shares, with additional indirect holdings of 9,820 shares by his daughters and 6,250 shares by his spouse. He also retains stock options over 30,000 common shares at an exercise price of $11.35 expiring on 2029-04-17, and 40,000 common shares at $12.05 expiring on 2031-09-27, indicating a substantial remaining equity position.
USCB Financial Holdings EVP and CFO Robert B. Anderson reported a tax-related share transfer under a compensation award. On 2026-03-08, 1,002 shares of Class A Voting Common Stock were disposed of at $18.45 per share to cover tax obligations, leaving him with 122,699 directly held shares.
He also reports option holdings for 30,000 underlying shares at an exercise price of $8.75 expiring on 2030-09-10 and 60,000 underlying shares at $12.05 expiring on 2031-09-27, all held directly. Footnotes indicate multiple restricted stock grants that vest in equal annual installments beginning between 2024 and 2027, reflecting ongoing equity-based compensation.
USCB Financial Holdings President and CEO Luis de la Aguilera reported a tax-withholding disposition of 2,948 shares of Class A Voting Common Stock on March 8, 2026 at $18.45 per share. This reflects shares withheld to cover tax obligations, not an open-market sale.
After this event, he directly holds 242,945 common shares. He also holds stock options covering 40,000 shares at an exercise price of $11.35 expiring on September 23, 2029, and 160,000 shares at $12.05 expiring on September 27, 2031.
AllianceBernstein L.P. filed a Schedule 13G reporting beneficial ownership of 941,357 shares of USCB Financial Holdings Inc. common stock, representing 5.2% of the class as of 12/31/2025.
The shares are held in discretionary investment advisory accounts for clients, with AllianceBernstein having sole voting and dispositive power over all reported shares. The firm states the position was acquired and is held in the ordinary course of business and not for the purpose of changing or influencing control of USCB Financial Holdings Inc. AllianceBernstein is a majority-owned subsidiary of Equitable Holdings, Inc., but operates under independent management for these investment decisions.
T. Rowe Price Investment Management, Inc. reported beneficial ownership of USCB Financial Holdings Inc. common stock. As of the event date, it reported holding 1,316,580 shares, representing 7.3% of the outstanding common stock.
The firm has sole voting and sole dispositive power over all 1,316,580 shares, with no shared voting or dispositive power. It states that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of USCB Financial Holdings Inc., while expressly denying beneficial ownership of the securities.
Endeavour Capital Advisors Inc. and related investors report beneficial ownership of 1,057,369 shares of USCB Financial Holdings, Inc. Class A common stock, representing 5.8% of the class. The stake is reported jointly by Endeavour Capital Advisors Inc., Endeavour Regional Bank Opportunities Fund II L.P., and individuals Laurence M. Austin, Mitchell J. Katz, and Jonah Marcus.
The ownership percentages are based on 18,137,885 Class A shares outstanding as of December 31, 2025, as referenced from an issuer Form 8-K exhibit. The filers certify the shares were not acquired and are not held for the purpose of changing or influencing control of USCB Financial Holdings.
USCB Financial Holdings insider affiliates reported an option exercise and resulting share holdings. Entities associated with Patriot Financial Partners jointly filed to disclose the exercise of an option for 7,500 shares of USCB Class A Voting Common Stock at $7.5 per share on February 5, 2026.
The derivative position for this 7,500-share option was reduced to zero, while another option for 4,000 shares remains reported as held. After the exercise, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,662,420 shares, and Patriot Parallel Fund II holds 193,866 shares. The filing notes that these securities may be regarded as beneficially owned by various Patriot entities and individuals, who each disclaim beneficial ownership beyond their pecuniary interests.
USCB Financial Holdings, Inc. updated the employment agreement of its President and Chief Executive Officer, Luis de la Aguilera, through Amendment No. 1 effective January 30, 2026. The amendment converts the CEO’s term life insurance to a whole life policy and provides for payment of related premiums.
The changes also clarify that the employers will continue to pay or reimburse the cost of a long-term care insurance policy and add provisions governing these benefits if his employment ends under certain conditions. In addition, severance is now payable when his employment is terminated without cause or for good reason more than twelve months after a change in control, with no other modifications to the agreement.