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U.S. GoldMining director acquires 250 shares

U.S. GoldMining director Lisa Jean Wade exercised 250 RSUs into 250 common shares, increasing her direct holdings to 1,750 shares.

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

U.S. GoldMining Inc. (USGO) director Lisa Jean Wade reported the vesting and exercise of 250 Restricted Stock Units into 250 shares of Common Stock on September 16, 2026. The new common shares are held directly, bringing her reported direct common share holdings to 1,750 shares. No Rule 10b5-1 trading plan is reported.

The 250 RSUs exercised represent one-quarter of a 1,000-RSU grant awarded on December 16, 2025, which vests in four equal 25% installments over 12 months from the grant date.

Positive

  • None.

Negative

  • None.
Insider Wade Lisa Jean
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2 250 $0.00 $0.00
Exercise Common Stock F1 250 -- --
Holdings After Transaction: Restricted Stock Units — 250 contracts (Direct); Common Stock — 1,750 shares (Direct)
Footnotes (2)
  1. F1. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  2. F2. On December 16, 2025, the reporting person was granted 1,000 Restricted Stock Units. The Restricted Stock Units vest in four equal installments, 25% shall vest 3 months from December 16, 2025 (the "Grant Date"), 25% shall vest 6 months from the Grant Date, 25% shall vest 9 months from the Grant Date, and 25% shall vest 12 months from Grant Date.
RSUs exercised 250 units Restricted Stock Units converted into Common Stock on September 16, 2026
Common shares received 250 shares Shares of Common Stock acquired upon RSU exercise on September 16, 2026
Common shares held after transaction 1,750 shares Direct holdings of Common Stock reported after the RSU exercise
Original RSU grant 1,000 units Restricted Stock Units granted on December 16, 2025
RSU vesting installments 4 installments of 25% each Vesting at 3, 6, 9, and 12 months from December 16, 2025
Restricted Stock Units financial
"Each Restricted Stock Unit represents the right to receive, at settlement, one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Common Stock financial
"one share of common stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
vest financial
"The Restricted Stock Units vest in four equal installments"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
settlement financial
"represents the right to receive, at settlement, one share of common stock"
Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did U.S. GoldMining (USGO) director Lisa Jean Wade report in this Form 4?

She reported the exercise of 250 Restricted Stock Units into 250 shares of Common Stock on September 16, 2026, related to a previously granted RSU award.

How many U.S. GoldMining (USGO) shares does Lisa Jean Wade hold after this transaction?

After the September 16, 2026 transaction, Lisa Jean Wade directly holds 1,750 shares of U.S. GoldMining Common Stock as reported.

Were any U.S. GoldMining (USGO) shares sold in Lisa Jean Wade’s Form 4 filing?

No. The filing shows 250 RSUs were converted into 250 Common Stock shares. There is no reported sale of common shares in this Form 4.

What are the terms of the 1,000 Restricted Stock Units granted to the U.S. GoldMining (USGO) director?

On December 16, 2025, she was granted 1,000 Restricted Stock Units that vest in four equal 25% installments: 3, 6, 9, and 12 months from the grant date.

Does the Form 4 for U.S. GoldMining (USGO) indicate a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked, so no Rule 10b5-1 trading plan is reported for these transactions.

What does each Restricted Stock Unit represent in the U.S. GoldMining (USGO) filing?

Each RSU represents the right to receive, at settlement, one share of U.S. GoldMining common stock, according to the footnote.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wade Lisa Jean

(Last)(First)(Middle)
1830 - 1188 W. GEORGIA STREET

(Street)
VANCOUVERA1V6E 4A2

(City)(State)(Zip)

BRITISH COLUMBIA, CANADA

(Country)
2. Issuer Name and Ticker or Trading Symbol
U.S. GoldMining Inc. [ USGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/16/2026M250A(1)1,750D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/16/2026M250 (2) (2)Common Stock250$0250D
Explanation of Responses:
1. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
2. On December 16, 2025, the reporting person was granted 1,000 Restricted Stock Units. The Restricted Stock Units vest in four equal installments, 25% shall vest 3 months from December 16, 2025 (the "Grant Date"), 25% shall vest 6 months from the Grant Date, 25% shall vest 9 months from the Grant Date, and 25% shall vest 12 months from Grant Date.
/s/ Lisa Wade09/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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