Welcome to our dedicated page for Usio SEC filings (Ticker: USIO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Usio, Inc. filings document the public-company disclosures of a Nevada-incorporated, Nasdaq-listed payments and financial-technology issuer. Form 8-K reports furnish quarterly and annual operating results, shareholder communications and material corporate updates tied to Usio's payment processing, card issuing, ACH, embedded finance and Output Solutions activities.
Proxy materials describe annual-meeting voting matters, director elections, executive compensation, auditor ratification, beneficial ownership, equity compensation plan information, insider trading policies and board governance practices. Other current reports cover compensatory arrangements, director compensation amendments, restricted stock unit and stock award agreements under the company's equity incentive plan, and employment arrangements for senior finance leadership.
Uffner Jerry reported acquisition or exercise transactions in this Form 4 filing.
Usio, Inc. senior vice president Jerry Uffner reported equity compensation awards on June 11, 2026. He received 40,000 shares of common stock at a reference price of $1.71 per share, bringing his direct common stock holdings to 242,638 shares.
He was also granted three blocks of 5,000 Restricted Stock Units, each tied to 5,000 underlying common shares at a reference price of $1.71. According to the footnotes, these RSUs vest on June 11, 2027, June 11, 2028, and June 11, 2029. An additional award vests on June 11, 2036 or earlier upon a change of control or as provided in his employment agreement.
Usio, Inc. senior vice president and chief product officer Frost Houston Korth received equity compensation awards. On June 11, 2026, he was granted 50,000 shares of common stock at a reference price of $1.71 per share, bringing his direct common stock holdings to 771,108 shares.
He also received three grants of 5,000 Restricted Stock Units (RSUs) each, tied to common shares, all with a conversion price of $0.00. These RSUs vest on June 11, 2027, June 11, 2028, and June 11, 2029, with related terms indicating certain awards vest by June 11, 2036 or upon change of control or under his employment agreement. After these awards, he directly holds 31,000 RSUs.
HOCH LOUIS A reported acquisition or exercise transactions in this Form 4 filing.
Usio, Inc. director and CEO Louis A. Hoch reported equity compensation awards. He received a grant of 300,000 shares of Common Stock at $1.71 per share, bringing his direct holdings to 3,502,089 common shares.
He was also granted three blocks of 7,000 Restricted Stock Units each, tied to underlying common shares. According to the footnotes, these RSUs vest on 06/11/2027, 06/11/2028, and 06/11/2029, with an additional RSU award vesting on 06/11/2036 or upon a change of control or under his employment agreement terms.
Usio, Inc. reported that SVP and Chief Accounting Officer Michael Joseph White received an equity compensation package on June 11, 2026. He was granted 50,000 shares of common stock at $1.71 per share, which vest on June 11, 2036 or earlier under certain employment or change-of-control conditions.
He was also awarded three separate grants of 5,000 Restricted Stock Units each, tied to underlying common shares with a $0.00 exercise price, vesting on June 11, 2027, June 11, 2028, and June 11, 2029. Following these transactions, he directly holds 317,737 shares of common stock, indicating a larger ongoing equity stake aligned with company performance.
Rollins Brad reported acquisition or exercise transactions in this Form 4 filing.
Usio director Brad Rollins received three grants of Restricted Stock Units on June 11, 2026, each covering 8,000 units tied to Usio common shares at a reference price of $1.71 per share. These awards vest in annual tranches on June 11, 2027, June 11, 2028, and June 11, 2029, and each unit is linked to one underlying common share.
All awards are held directly and are structured as long-dated equity incentives with an expiration date of June 11, 2036. After these grants, Rollins holds 43,000 Restricted Stock Units directly, aligning his compensation with future Usio share performance rather than immediate cash transactions.
Miller Elizabeth Michelle reported acquisition or exercise transactions in this Form 4 filing.
Usio, Inc. director Elizabeth Michelle Miller reported the grant of three awards of 8,000 Restricted Stock Units (RSUs) each, tied to Usio common shares. These are compensation-related equity awards, not open‑market purchases or sales.
The RSUs were granted at a reference price of $1.71 per unit and are scheduled to vest in stages on June 11 of 2027, 2028, and 2029, aligning Miller’s compensation with the company’s long-term performance.
Usio, Inc. director Beyer del la Garza Ernesto R reported equity compensation in the form of restricted stock units. On June 11, 2026, he received three grants of 8,000 Restricted Stock Units each, covering an aggregate of 24,000 underlying common shares at a reference price of $1.71 per share.
The awards are classified as derivative securities with no cash exercise price and are described as a grant or award acquisition, not an open-market buy or sale. Footnotes state that portions of these Restricted Stock Units vest on 06/11/2027, 06/11/2028, and 06/11/2029. Following the reported transactions, he directly holds 43,000 Restricted Stock Units.
Usio, Inc. reported governance changes and voting results from its annual stockholder meeting. The board amended and restated the company’s bylaws to add detailed advance notice procedures for stockholder proposals and director nominations, generally requiring notice 90 to 120 days before the anniversary of the prior annual meeting. The revised bylaws also incorporate SEC “universal proxy” rules, permit stockholder meetings by remote communication, and allow director written consents to be delivered electronically.
At the meeting, 27,621,564 shares were entitled to vote and 19,455,022 shares were present or represented by proxy, including 6,570,848 broker non-votes. Stockholders elected Class III directors Ernesto R. Beyer and Bradley Rollins, approved on an advisory basis the 2025 executive compensation program, and ratified the appointment of Withum Smith+Brown, P.C. as independent registered public accounting firm for the fiscal year ending December 31, 2026.
Whittier Holdings, Inc. and Whittier Trust Company report beneficial ownership of 2,713,852 shares of Usio, Inc. common stock, equal to 9.83% of the class. The filing states these shares are held by Whittier Trust Company for the benefit of National Services, Inc. and cites 27,595,994 shares outstanding as of May 11, 2026.
National Services, Inc. amended a Schedule 13G/A to report beneficial ownership of 2,721,272 shares of Usio, Inc. common stock, representing 9.86% of the class. The filing cites 27,595,994 shares outstanding as of May 11, 2026 from the issuer's Quarterly Report on Form 10-Q.
The filing states sole voting and dispositive power over the 2,721,272 shares and explains that 2,713,852 of those shares are held by Whittier Trust Company for the benefit of National Services, Inc., with an additional 7,420 shares held by NSI's sole shareholder.