Welcome to our dedicated page for Usio SEC filings (Ticker: USIO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Usio, Inc. filings document the public-company disclosures of a Nevada-incorporated, Nasdaq-listed payments and financial-technology issuer. Form 8-K reports furnish quarterly and annual operating results, shareholder communications and material corporate updates tied to Usio's payment processing, card issuing, ACH, embedded finance and Output Solutions activities.
Proxy materials describe annual-meeting voting matters, director elections, executive compensation, auditor ratification, beneficial ownership, equity compensation plan information, insider trading policies and board governance practices. Other current reports cover compensatory arrangements, director compensation amendments, restricted stock unit and stock award agreements under the company's equity incentive plan, and employment arrangements for senior finance leadership.
Elizabeth Michelle Miller, a director of Usio, Inc. (USIO), was granted restricted stock units (RSUs) totaling 21,000 shares on 08/21/2025. The RSUs vest in three equal tranches of 7,000 shares on 08/21/2026, 08/21/2027 and 08/21/2028 and convert into common stock. Each grant shows an exercise/conversion price of $0.0000 and an expiration date of 08/21/2035. Following these reported transactions, Ms. Miller beneficially owns 37,000 shares of USIO common stock. The Form 4 was signed by Ms. Miller on 08/22/2025.
Ernesto R. Beyer, a director of Usio, Inc. (USIO), reported receipt of restricted stock units (RSUs) on 08/21/2025. The filing shows three separate RSU awards of 7,000 shares each granted the same day with vesting dates of 08/21/2026, 08/21/2027 and 08/21/2028. Each RSU tranche is settled into common stock and has a $0.00 per-share price. The filing lists cumulative beneficial ownership after each grant as 28,000, 35,000 and 42,000 shares respectively, held directly. The Form 4 was signed on 08/22/2025.
Jerry Uffner, Senior Vice President, Card Issuing at Usio, Inc. (USIO), filed an amended Form 4 reporting insider transactions on 06/21/2025. 4,000 restricted stock units vested and were converted into 4,000 shares of common stock via a Rule 10b5-1 or plan-coded transaction (code M). To satisfy tax withholding, 1,362 shares were returned to the issuer at the closing price of $1.44 per share.
After these transactions the Form shows beneficial ownership of 204,000 common shares following the vesting event and 202,638 common shares after the shares were returned for taxes. The reporting person also has 38,000 restricted stock unit equivalents listed as derivative securities following the reported transactions.
Jerry Uffner, reporting person and SVP, Card Issuing at Usio, Inc. (USIO), reported acquisitions on 08/21/2025. He purchased 40,000 shares of Common Stock at $1.44 each, increasing his direct beneficial ownership to 242,638 shares. The Form 4 also records three separate awards of 6,000 Restricted Stock Units (RSUs) each, granted 08/21/2025 with vesting dates of 08/21/2026, 08/21/2027, and 08/21/2028, and an additional RSU tranche that vests on 08/21/2035 or upon a change in control as specified.
The reported transactions are direct acquisitions and are documented on the Form 4 filed and signed 08/22/2025. The filings show the number of RSUs corresponding to common shares bringing derivative beneficial ownership totals to 44,000, 50,000, and 56,000 in the schedules as reported.
Michael Joseph White, SVP and Chief Accounting Officer of Usio, Inc. (USIO), reported transactions on 08/21/2025. He acquired 50,000 common shares at $1.44 each that vest on 08/21/2035 or upon a change in control. He was also granted three separate restricted stock unit awards of 6,000 RSUs each on the same date that vest on 08/21/2026, 08/21/2027 and 08/21/2028, each with an expiration of 08/21/2035. Following these reported transactions, he beneficially owns 266,537 shares directly.
Greg M. Carter, EVP & Chief Revenue Officer of Usio, Inc. (USIO), reported insider transactions dated 08/21/2025. He purchased 50,000 shares of Usio common stock at a price of $1.44 per share, bringing his reported direct beneficial ownership to 454,076 shares. On the same date he was granted three separate 6,000-unit restricted stock unit awards (RSUs) that vest on 08/21/2026, 08/21/2027, and 08/21/2028, respectively; each RSU converts to common shares and the awards include a change-of-control vesting provision through 08/21/2035 as specified. The Form 4 was signed on 08/22/2025 and reports these non-derivative and derivative-equivalent equity events without additional commentary.
Louis A. Hoch, Chairman, President and CEO of Usio, Inc. (USIO), reported an amended Form 4 showing insider purchases and restricted stock unit grants on 08/21/2025. The filing discloses an acquisition of 300,000 shares of Usio common stock at a price of $1.44 per share, bringing his reported beneficial ownership to 3,236,434 shares. The filing also reports three separate grants of 7,000 restricted stock units (RSUs) each that were granted on 08/21/2025 with staggered vesting dates: 08/21/2026, 08/21/2027 and 08/21/2028, and an additional RSU tranche that vests on 08/21/2035 under the employment agreement terms. The RSUs have a stated conversion price of $0.00 and represent common shares upon vesting.
Usio insider Louis A. Hoch reported multiple equity awards and a direct purchase on 08/21/2025. Mr. Hoch acquired 300,000 shares of Usio common stock at $1.47 per share, increasing his direct beneficial ownership to 3,236,434 shares. He also received three separate grants of 7,000 restricted stock units (RSUs) on 08/21/2025, 08/22/2025 and 08/21/2025 with staggered vesting dates of 08/21/2026, 08/21/2027 and 08/21/2028, respectively. Each RSU grant converts to common shares; post-grant reported counts for derivative holdings are shown as 32,000, 39,000 and 46,000 in the filing. The 300,000-share acquisition is subject to a vesting/holding condition that references 08/21/2035 or change of control terms per the employment agreement.
Usio, Inc. reported that effective August 18, 2025 it entered into an employment agreement with Michael White, who will serve as Senior Vice President and Chief Accounting Officer. The filing states the description is not complete and refers readers to the full employment agreement filed as Exhibit 10.1 to the Current Report, which is incorporated by reference. The report is a Form 8-K disclosure of an officer appointment and the related employment contract; no financial statements, compensation details, or other terms are provided in the text of this filing.