First Southern Funding buys 1,000 UTG Inc shares

UTG INC (UTGN) reported that large shareholder First Southern Funding LLC purchased 1,000 shares of common stock on August 27, 2026 at $59.75 per share.

Rhea-AI Filing Summary

UTG INC (UTGN) reported that large shareholder First Southern Funding LLC purchased 1,000 shares of common stock on August 27, 2026 at $59.75 per share. Following this open-market purchase, it directly holds 497,615 UTG shares and is also reported as having indirect ownership of 1,201,876 shares through First Southern Holdings, LLC, for which beneficial ownership is disclaimed except for its pecuniary interest.

Insider Trade Summary

Net Buyer: 1,000 shares

Net Buy 2 txns

Insider FIRST SOUTHERN FUNDING LLC

Role 10% Owner

Bought 1,000 shs ($60K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	1,000	$59.75	$60K
holding	Common Stock F1	--	--	--

Holdings After Transaction: Common Stock — 497,615 shares (Direct); Common Stock — 1,201,876 shares (Indirect, By First Southern Holdings, LLC.)

Footnotes (1)

1. F1. The reporting person is a member of First Southern Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Key Figures

Shares purchased: 1,000 shares of Common Stock Purchase price per share: $59.75 per share Direct holdings after transaction: 497,615 shares of Common Stock +1 more

4 metrics

Shares purchased 1,000 shares of Common Stock Purchase on August 27, 2026

Purchase price per share $59.75 per share Open-market or private purchase on August 27, 2026

Direct holdings after transaction 497,615 shares of Common Stock Directly owned by First Southern Funding LLC following the purchase

Indirect holdings reported 1,201,876 shares of Common Stock Indirectly owned by First Southern Holdings, LLC, with beneficial ownership disclaimed except for pecuniary interest

Key Terms

ten percent owner, indirect ownership, beneficial ownership, pecuniary interest

4 terms

ten percent owner regulatory

"the reporting person is identified as a ten percent owner of UTG INC"

indirect ownership financial

"total shares following transaction reported as indirect ownership by First Southern Holdings, LLC"

beneficial ownership regulatory

"disclaims beneficial ownership of the reported securities except to the extent"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did UTGN disclose in this Form 4?

UTG INC disclosed that First Southern Funding LLC purchased 1,000 shares of UTG common stock on August 27, 2026 in an open-market or private transaction at a price of $59.75 per share, increasing its directly held position.

How many UTGN shares does First Southern Funding LLC now hold directly?

After the reported transaction, First Southern Funding LLC holds 497,615 shares of UTG INC common stock directly. This figure is reported as the total shares beneficially owned directly following the August 27, 2026 purchase.

What indirect UTGN holdings are reported for First Southern Funding LLC?

The filing reports 1,201,876 shares of UTG INC common stock as indirectly owned, held by First Southern Holdings, LLC. First Southern Funding LLC is a member of that entity and disclaims beneficial ownership except to the extent of its pecuniary interest.

Who is the reporting person in the UTGN Form 4 and what is their status?

The reporting person is First Southern Funding LLC, identified as a ten percent owner of UTG INC. It reported both a direct purchase of shares and an indirect ownership position held through First Southern Holdings, LLC.

At what price were the newly purchased UTGN shares acquired?

The 1,000 UTG INC common shares were purchased at a price of $59.75 per share on August 27, 2026. The transaction is characterized as a purchase in an open market or private transaction.

What does the beneficial ownership disclaimer mean in this UTGN filing?

The filing states that First Southern Funding LLC, as a member of First Southern Holdings, LLC, disclaims beneficial ownership of the indirectly held UTG shares, except to the extent of its pecuniary interest, meaning only its economic interest in those shares is acknowledged.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/28/2026 - 02:33 PM EDT Accepted by SEC EDGAR 08/28/2026 - 02:32 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FIRST SOUTHERN FUNDING LLC

(Last) (First) (Middle)

99 LANCASTER STREET

PO BOX 328

(Street)

STANFORD KENTUCKY 40484

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UTG INC [ UTGN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/27/2026		P		1,000	A	$59.75	497,615	D
Common Stock								1,201,876	I	By First Southern Holdings, LLC.(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person is a member of First Southern Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

	/s/ Jill Martin, Secretary & Treasurer	08/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)