UTG Inc holder buys 4,808 shares at $59 each

UTG INC (UTGN) reported that major shareholder First Southern Funding LLC purchased 4,808 shares of common stock on August 18, 2026 at $59.00 per share.

Rhea-AI Filing Summary

UTG INC (UTGN) reported that major shareholder First Southern Funding LLC purchased 4,808 shares of common stock on August 18, 2026 at $59.00 per share. Following this open-market purchase, First Southern Funding LLC directly holds 496,615 shares, and is also reported to have 1,201,876 shares held indirectly through First Southern Holdings, LLC, for which it disclaims beneficial ownership except to the extent of its pecuniary interest.

Insider Trade Summary

Net Buyer: 4,808 shares

Net Buy 2 txns

Insider FIRST SOUTHERN FUNDING LLC

Role 10% Owner

Bought 4,808 shs ($284K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	4,808	$59.00	$284K
holding	Common Stock F1	--	--	--

Holdings After Transaction: Common Stock — 496,615 shares (Direct); Common Stock — 1,201,876 shares (Indirect, By First Southern Holdings, LLC.)

Footnotes (1)

1. F1. The reporting person is a member of First Southern Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Key Figures

Shares purchased: 4,808 shares Purchase price: $59.00 per share Direct holdings after transaction: 496,615 shares +2 more

5 metrics

Shares purchased 4,808 shares Common Stock purchased on August 18, 2026

Purchase price $59.00 per share Price for the 4,808-share Common Stock purchase

Direct holdings after transaction 496,615 shares Common Stock directly held by First Southern Funding LLC after the purchase

Indirect holdings 1,201,876 shares Common Stock held indirectly by First Southern Holdings, LLC

Net buy shares 4,808 shares Net buy-sell activity reported in this Form 4

Key Terms

ten percent owner, indirect, pecuniary interest, open market

4 terms

ten percent owner regulatory

"First Southern Funding LLC is identified as a ten percent owner"

indirect financial

"shares are held indirectly by First Southern Holdings, LLC"

pecuniary interest financial

"disclaims beneficial ownership except to the extent of its pecuniary interest"

open market financial

"Purchase in open market or private transaction"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did UTGN report for First Southern Funding LLC on August 18, 2026?

UTGN reported that First Southern Funding LLC purchased 4,808 shares of UTG INC common stock on August 18, 2026 at $59.00 per share. This was an open-market or private purchase coded as a Form 4 transaction type P.

How many UTGN shares does First Southern Funding LLC own directly after this transaction?

After the August 18, 2026 purchase, First Southern Funding LLC directly holds 496,615 shares of UTG INC common stock. This figure reflects the new position reported in the Form 4 as the total shares owned following the reported open-market purchase.

What indirect UTGN holdings related to First Southern Funding LLC are reported on this Form 4?

The filing reports 1,201,876 shares of UTG INC common stock held indirectly by First Southern Holdings, LLC. First Southern Funding LLC is a member of that entity and disclaims beneficial ownership of those shares except to the extent of its pecuniary interest.

Was the UTGN insider purchase by First Southern Funding LLC made under a Rule 10b5-1 plan?

No, the Form 4 for UTGN shows the Rule 10b5-1 checkbox as not affirmatively checked, and there is no footnote stating the trade was made under a Rule 10b5-1 trading plan. The purchase is reported simply as an open-market or private transaction.

Is First Southern Funding LLC a ten percent owner of UTG INC (UTGN)?

Yes, First Southern Funding LLC is identified as a ten percent owner of UTG INC on the Form 4. This status reflects that it beneficially owns more than 10% of UTGN equity securities, which triggers ongoing Section 16 reporting obligations for its transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 08/19/2026 - 03:46 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FIRST SOUTHERN FUNDING LLC

(Last) (First) (Middle)

99 LANCASTER STREET

PO BOX 328

(Street)

STANFORD KENTUCKY 40484

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UTG INC [ UTGN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/18/2026		P		4,808	A	$59	496,615	D
Common Stock								1,201,876	I	By First Southern Holdings, LLC.(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person is a member of First Southern Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

	/s/ Jill Martin, Secretary & Treasurer	08/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)