Family trust of UTI director Universal Technical Institute (UTI) sells 5,000 shares

Rhea-AI Filing Summary

Universal Technical Institute director George W. Brochick, through the Brochick Family Trust, sold 5,000 shares of common stock in an open-market transaction at a weighted average price of $36.5877 per share.

After this sale, the trust holds 27,516 shares indirectly, and Brochick also reports 4,279 shares held directly. The reported price reflects multiple trades executed between $36.5801 and $36.70 per share.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brochick George W.

(Last) (First) (Middle)

4225 E. WINDROSE DRIVE, SUITE 200

(Street)

PHOENIX ARIZONA 85032

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL TECHNICAL INSTITUTE INC [ UTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value	03/17/2026		S		5,000	D	$36.5877(1)	27,516	I	By the Brochick Family Trust
Common Stock, $0.0001 par value								4,279	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.5801 to $36.70. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

	/s/ Christopher Kevane, Attorney-in-Fact for George W. Brochick	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Universal Technical Institute (UTI) report on this Form 4?

Universal Technical Institute reported that a family trust associated with director George W. Brochick sold 5,000 shares of common stock. The filing classifies this as an open-market sale and updates his indirect and direct ownership positions in the company.

How many UTI shares did the Brochick Family Trust sell, and at what price?

The Brochick Family Trust sold 5,000 shares of Universal Technical Institute common stock. The weighted average sale price was $36.5877 per share, with multiple trades executed in a price range from $36.5801 to $36.70 according to the Form 4 footnote.

What are George W. Brochick’s UTI shareholdings after the reported sale?

After the reported sale, the Brochick Family Trust holds 27,516 shares of Universal Technical Institute indirectly. The Form 4 also shows an additional 4,279 shares held directly by George W. Brochick, reflecting his updated ownership positions following the transaction.

Was the Universal Technical Institute insider transaction an open-market sale?

Yes. The Form 4 describes the transaction as an open-market sale of common stock. It uses transaction code “S” and explicitly labels the action as an open-market sale, indicating the shares were sold in regular trading rather than through a private or derivative transaction.

How does the Form 4 describe the pricing of the UTI share sale?

The Form 4 notes the reported price as a weighted average of $36.5877 per share. A footnote explains that the shares were traded in multiple transactions, with individual prices ranging between $36.5801 and $36.70, and offers full trade details on request.

Does the Form 4 for UTI indicate any derivative or option exercises by George W. Brochick?

No derivative or option exercises are reported in this Form 4. The filing shows only a non-derivative open-market sale of 5,000 common shares by the Brochick Family Trust, plus a separate line reflecting Brochick’s direct holding of 4,279 common shares after the transaction.