Universal Safety insider buys 29K UUU shares

UNIVERSAL SAFETY PRODUCTS, INC.

Rhea-AI Filing Summary

UNIVERSAL SAFETY PRODUCTS, INC. (UUU) reported insider purchases of common stock by director and ten percent owner Milton C. Ault III on August 20–21, 2026. Across four open-market transactions, entities associated with Mr. Ault purchased a net 29,178 shares of common stock at per-share prices ranging from about $6.06 to $6.37. On August 21, Mr. Ault bought 1,000 shares directly at $6.37 per share, bringing his directly held position to 7,100 shares, while additional purchases were made indirectly through Ault Lending, LLC and Alpha Structured Finance LP, which he may be deemed to beneficially own.

Insider Trade Summary

Net Buyer: 29,178 shares

Net Buy 5 txns

Insider AULT MILTON C III

Role Director, 10% Owner

Bought 29,178 shs ($183K)

Type	Security	Shares	Price	Value
Purchase	Common Stock F3	20,672	$6.3352	$131K
Purchase	Common Stock	1,000	$6.37	$6K
Purchase	Common Stock F1, F2	1,500	$6.0667	$9K
Purchase	Common Stock F3	6,006	$6.146	$37K
holding	Common Stock F4	--	--	--

Holdings After Transaction: Common Stock — 22,700 shares (Indirect, By Alpha Structured Finance LP); Common Stock — 1,086,533 shares (Indirect, By Ault Lending, LLC); Common Stock — 7,100 shares (Direct); Common Stock — 6,200 shares (Indirect, By Ault & Company, Inc.)

Footnotes (4)

1. F1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.0667. The range of purchase prices on the transaction date was $6.0589 to $6.0805 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
2. F2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
3. F3. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
4. F4. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Key Figures

Total net shares purchased: 29,178 shares Direct purchase on August 21, 2026: 1,000 shares at $6.37 per share Ault Lending, LLC purchase on August 21, 2026: 20,672 shares at $6.3352 per share +5 more

8 metrics

Total net shares purchased 29,178 shares Net buy shares across four reported open-market purchases on August 20–21, 2026

Direct purchase on August 21, 2026 1,000 shares at $6.37 per share Open-market purchase of common stock by Milton C. Ault III held directly

Ault Lending, LLC purchase on August 21, 2026 20,672 shares at $6.3352 per share Indirect open-market purchase of UUU common stock by Ault Lending, LLC

Alpha Structured Finance LP purchase 1,500 shares at $6.0667 per share Indirect purchase with volume weighted average price; price range $6.0589–$6.0805 per share

Additional Ault Lending, LLC purchase on August 20, 2026 6,006 shares at $6.1460 per share Indirect open-market purchase of UUU common stock

Direct holdings after August 21, 2026 purchase 7,100 shares UUU common stock directly owned by Milton C. Ault III following his 1,000-share purchase

Indirect holdings via Alpha Structured Finance LP 22,700 shares UUU common stock beneficially owned by Alpha Structured Finance LP after the August 20, 2026 transaction

Indirect holdings via Ault & Company, Inc. 6,200 shares UUU common stock beneficially owned by Ault & Company, Inc. as reported in the holding entry

Key Terms

beneficially own, volume weighted average purchase price, indirect, voting and investment power

4 terms

beneficially own financial

"As a result of these relationships, Mr. Ault may be deemed to beneficially own"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

volume weighted average purchase price financial

"with a volume weighted average purchase price of $6.0667"

The volume weighted average purchase price is the average price an investor paid for a security, calculated by giving more weight to prices where more shares were bought—so large trades move the average more than small ones. Investors use it like a cost-basis yardstick to see whether current market prices are above or below what they effectively paid, helping judge gains, losses, and whether to sell or add to a position.

indirect financial

"ownership_type": "indirect"

voting and investment power financial

"is deemed to have voting and investment power with respect to the securities"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions were reported for UUU in this Form 4?

The Form 4 reports that Milton C. Ault III, a director and ten percent owner of UUU, was associated with four open-market purchases of common stock on August 20–21, 2026, totaling 29,178 shares acquired through direct and indirect holdings.

How many UUU shares did Milton C. Ault III buy directly in this filing?

On August 21, 2026, Milton C. Ault III purchased 1,000 shares of UUU common stock directly at a price of $6.37 per share, resulting in 7,100 shares of common stock held directly after that transaction.

What indirect UUU share purchases were made by entities associated with Milton C. Ault III?

Entities associated with Mr. Ault bought UUU shares indirectly, including 20,672 shares and 6,006 shares through Ault Lending, LLC and 1,500 shares through Alpha Structured Finance LP, all in open-market purchases on August 20–21, 2026.

At what prices were the UUU shares purchased in these insider transactions?

Reported per-share purchase prices were $6.0667 (volume-weighted average) with a range of $6.0589 to $6.0805 for one Alpha Structured Finance LP transaction, $6.1460 and $6.3352 for Ault Lending, LLC purchases, and $6.37 for Mr. Ault’s direct purchase.

Were the UUU insider purchases made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not marked, and the footnotes do not state that these UUU share purchases on August 20–21, 2026 were made pursuant to a Rule 10b5-1 trading plan.

What indirect UUU holdings are reported for Ault & Company, Inc. in this Form 4?

The Form 4 lists 6,200 shares of UUU common stock as indirectly beneficially owned by Ault & Company, Inc.. As Chief Executive Officer and Chairman of Ault & Company, Inc., Mr. Ault may be deemed to beneficially own these securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/21/2026 - 08:00 PM EDT Accepted by SEC EDGAR 08/21/2026 - 08:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NEVADA 89141

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/20/2026		P		1,500	A	$6.0667(1)	22,700	I	By Alpha Structured Finance LP(2)
Common Stock	08/20/2026		P		6,006	A	$6.146	1,065,861	I	By Ault Lending, LLC(3)
Common Stock	08/21/2026		P		20,672	A	$6.3352	1,086,533	I	By Ault Lending, LLC(3)
Common Stock	08/21/2026		P		1,000	A	$6.37	7,100	D
Common Stock								6,200	I	By Ault & Company, Inc.(4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.0667. The range of purchase prices on the transaction date was $6.0589 to $6.0805 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

3. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

4. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	By: /s/ Milton C. Ault, III	08/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)