Universal Safety's Ault buys 300 shares at $5.65
A director and ten percent owner of UUU added 300 common shares via an affiliate on September 8, 2026, modestly increasing an already large indirect holding.
Rhea-AI Filing Summary
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported purchasing 300 shares of common stock on September 8, 2026 in open-market transactions at a volume weighted average price of $5.6492 per share, with individual trade prices ranging from $5.50 to $5.8198.
The purchased shares are held indirectly through Ault Lending, LLC, over which he is deemed to have voting and investment power. After this transaction, he reports 1,133,062 shares held through Ault Lending, 10,000 shares held directly, 22,700 shares held through Alpha Structured Finance LP, and 6,200 shares held through Ault & Company, Inc. No Rule 10b5-1 trading plan is reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 300 shares
Net Buy
4 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
300 shs ($2K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1, F2 | 300 | $5.6492 | $2K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock F3 | -- | -- | -- |
| holding | Common Stock F4 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 1,133,062 shares (Indirect, By Ault Lending, LLC);
Common Stock — 10,000 shares (Direct);
Common Stock — 22,700 shares (Indirect, By Alpha Structured Finance LP);
Common Stock — 6,200 shares (Indirect, By Ault & Company, Inc.)
Footnotes (4)
- F1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.6492. The range of purchase prices on the transaction date was $5.50 to $5.8198 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F2. Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F3. Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F4. Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Key Figures
Shares purchased: 300 shares
Volume weighted average purchase price: $5.6492 per share
Purchase price range: $5.50 to $5.8198 per share
+4 more
7 metrics
Shares purchased
300 shares
Common stock bought on September 8, 2026 in open-market transactions
Volume weighted average purchase price
$5.6492 per share
Average price for 300 shares purchased on September 8, 2026
Purchase price range
$5.50 to $5.8198 per share
Range of prices for the September 8, 2026 open-market purchases
Indirect holdings via Ault Lending, LLC
1,133,062 shares
Common stock beneficially owned through Ault Lending after the reported purchase
Direct holdings
10,000 shares
Common stock held directly after the reported transaction
Indirect holdings via Alpha Structured Finance LP
22,700 shares
Common stock beneficially owned through Alpha Structured Finance LP
Indirect holdings via Ault & Company, Inc.
6,200 shares
Common stock beneficially owned through Ault & Company, Inc.
Key Terms
volume weighted average purchase price, beneficially own, investment manager
3 terms
volume weighted average purchase price financial
"with a volume weighted average purchase price of $5.6492"
The volume weighted average purchase price is the average price an investor paid for a security, calculated by giving more weight to prices where more shares were bought—so large trades move the average more than small ones. Investors use it like a cost-basis yardstick to see whether current market prices are above or below what they effectively paid, helping judge gains, losses, and whether to sell or add to a position.
beneficially own financial
"As a result of these relationships, Mr. Ault may be deemed to beneficially own"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
investment manager financial
"Alpha GP and Alpha Management are the general partner and investment manager"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did UUU report for Milton C. Ault III?
He purchased 300 shares of UNIVERSAL SAFETY PRODUCTS, INC. common stock on September 8, 2026 in open-market transactions at a volume weighted average price of $5.6492 per share, with prices ranging from $5.50 to $5.8198.
What are Milton C. Ault III’s other reported holdings of UUU stock?
He reports 10,000 shares held directly, 22,700 shares beneficially owned through Alpha Structured Finance LP, and 6,200 shares beneficially owned through Ault & Company, Inc. in addition to the Ault Lending, LLC position.
AI-generated analysis. How Rhea-AI works. Not financial advice.
