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UWM Holdings Corp (NYSE: UWMC) logs RSU grant and tax withholding

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

UWM Holdings Corp EVP and Chief People Officer Laura Lawson received a grant of 2,689 shares of Class A common stock at $1.82 per share on July 31, 2026 under the Team Milestone Program for her 15-year anniversary, with the shares fully vested upon grant. Of these, 783 shares were mandatorily withheld by the company to satisfy minimum tax withholding obligations and were not sold. Lawson also holds restricted stock units that convert to Class A stock on a one-for-one basis, covering 548,848, 175,439 and 18,129 underlying shares granted under the 2020 Omnibus Incentive Plan.

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Insider Lawson Laura
Role EVP, Chief People Officer
Type Security Shares Price Value
Grant/Award Class A Common Stock F1 2,689 $1.82 $5K
Tax Withholding Class A Common Stock F2 783 $1.82 $1K
holding Restricted Stock Units F3, F4 -- -- --
holding Restricted Stock Units F3, F4 -- -- --
holding Restricted Stock Units F3, F5 -- -- --
Holdings After Transaction: Class A Common Stock — 61,353 shares (Direct); Restricted Stock Units — 742,416 shares (Direct)
Footnotes (5)
  1. F1. Pursuant to the Issuer's Team Milestone Program, which is available to all employees under the 2020 Omnibus Incentive Plan, the reporting person was granted restricted stock units on July 31, 2026 (her 15-year anniversary). The shares were fully vested upon grant.
  2. F2. This transaction is not a sale of shares by the Reporting Person. Instead this reflects shares mandatorily withheld by the Company in accordance with the award agreement to meet the Company's minimum withholding obligations pursuant to a transaction exempt under Rule 16b-3.
  3. F3. The RSUs convert to Class A Common Stock on a one-for-one basis.
  4. F4. These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
  5. F5. These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
RSU-related shares granted 2,689 shares Class A common stock grant on July 31, 2026 under the Team Milestone Program
Grant price $1.82 per share Price for Class A common stock associated with Lawson’s July 31, 2026 grant
Shares withheld for taxes 783 shares Mandatorily withheld by the company to meet minimum tax withholding obligations
RSUs underlying shares tranche 1 548,848 shares Underlying Class A shares for RSUs that vest on August 30, 2031
RSUs underlying shares tranche 2 175,439 shares Additional RSUs vesting on August 30, 2031 into Class A stock
RSUs underlying shares tranche 3 18,129 shares RSUs vesting on March 1, 2027 into Class A common stock
Team Milestone Program financial
"Pursuant to the Issuer's Team Milestone Program, which is available to all employees..."
2020 Omnibus Incentive Plan financial
"available to all employees under the 2020 Omnibus Incentive Plan, the reporting person was granted..."
Restricted Stock Units financial
"the reporting person was granted restricted stock units on July 31, 2026 (her 15-year anniversary)."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3 regulatory
"withholding obligations pursuant to a transaction exempt under Rule 16b-3."
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity award did UWM Holdings (UWMC) report for executive Laura Lawson?

Laura Lawson received 2,689 Class A common shares at $1.82 per share as a fully vested award. The grant was made on July 31, 2026 under the Team Milestone Program tied to her 15-year anniversary and the 2020 Omnibus Incentive Plan.

How many UWM Holdings (UWMC) shares were withheld for Laura Lawson’s taxes?

The company withheld 783 Class A shares to cover Laura Lawson’s minimum tax obligations. This withholding is recorded as a disposition but is explicitly described as not being a sale, occurring in connection with her July 31, 2026 share award.

What ongoing RSU holdings does Laura Lawson have at UWM Holdings (UWMC)?

Laura Lawson holds RSUs over 548,848, 175,439 and 18,129 underlying Class A shares. These restricted stock units convert to common stock on a one-for-one basis and were granted under UWM’s 2020 Omnibus Incentive Plan with specified future vesting dates.

Was Laura Lawson’s UWM Holdings (UWMC) tax withholding transaction a stock sale?

No, the 783 shares reported as a disposition were mandatorily withheld for taxes, not sold. The company states this was to meet minimum withholding obligations and occurred under a transaction exempt from short-swing profit rules under Rule 16b-3.

What plan governs Laura Lawson’s recent UWM Holdings (UWMC) equity grant?

The award was made under UWM’s 2020 Omnibus Incentive Plan through its Team Milestone Program. The program is available to employees and, in Lawson’s case, recognized her 15-year anniversary with a fully vested restricted stock unit grant converting into Class A shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lawson Laura

(Last)(First)(Middle)
C/O UWM HOLDINGS CORPORATION
585 SOUTH BLVD E

(Street)
PONTIAC MICHIGAN 48341

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UWM Holdings Corp [ UWMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief People Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/31/2026A2,689(1)A$1.8262,136D
Class A Common Stock07/31/2026F783(2)D$1.8261,353D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3) (4) (4)Class A Common Stock548,848548,848D
Restricted Stock Units(3) (4) (4)Class A Common Stock175,439175,439D
Restricted Stock Units(3) (5) (5)Class A Common Stock18,12918,129D
Explanation of Responses:
1. Pursuant to the Issuer's Team Milestone Program, which is available to all employees under the 2020 Omnibus Incentive Plan, the reporting person was granted restricted stock units on July 31, 2026 (her 15-year anniversary). The shares were fully vested upon grant.
2. This transaction is not a sale of shares by the Reporting Person. Instead this reflects shares mandatorily withheld by the Company in accordance with the award agreement to meet the Company's minimum withholding obligations pursuant to a transaction exempt under Rule 16b-3.
3. The RSUs convert to Class A Common Stock on a one-for-one basis.
4. These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
5. These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
Remarks:
/s/ Anthony Valentine, as Attorney-in-Fact for Laura Lawson08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)