Welcome to our dedicated page for Uwm Holdings Corporation SEC filings (Ticker: UWMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
UWM Holdings Corporation filings document the public-company disclosures of the indirect parent of United Wholesale Mortgage, including operating results, loan origination activity, dividend declarations and Regulation FD earnings materials. Its Form 8-K reports cover financial results, capital-structure matters, material events and distributions tied to its Class A common stock.
UWMC proxy materials describe annual meeting proposals, director elections, shareholder voting mechanics, executive compensation and governance practices. The company’s regulatory filings also address risk factors, material agreements, ownership matters and disclosures related to its wholesale mortgage origination and servicing business.
UWM Holdings Corp. (UWMC) – Form 4 insider activity filed 07/01/2025
CEO, President and 10% owner Mat Ishbia, acting through affiliated entity SFS Holding Corp., reported the following transactions:
- Sales: Three open-market sales executed under a Rule 10b5-1 plan adopted 03/17/2025.
- 06/27/25 – 400,036 Class A shares at a weighted average $4.12
- 06/30/25 – 400,036 shares at $4.13
- 07/01/25 – 400,036 shares at $4.23
- Conversion: On 07/01/25, SFS Holding converted 4.2 million UWM Paired Interests (Class B units + Class D voting share) into an equal number of Class A shares (transaction code “C”). No cash was exchanged (exercise price $0).
Post-transaction ownership
- Indirect (SFS Holding): 4,699,640 Class A shares
- Direct (Ishbia): 279,989 Class A shares
- Derivative holdings: 1,389,082,620 remaining UWM Paired Interests plus 180,737 restricted stock units vesting 03/01/26.
The net effect is an increase of 4.2 million Class A shares in the public float, partially offset by the 1.2 million shares sold. Ishbia retains a dominant economic and voting position through the paired-interest structure.
UWM Holdings (NYSE:UWMC) filed a Form 4 showing that President & CEO Mat Ishbia, through 10%-owner SFS Corp, sold 1,200,108 Class A shares on 24-26 Jun 2025 under a Rule 10b5-1 plan.
The shares were disposed at $4.14-$4.29, generating roughly $5 million in proceeds. After the transactions, SFS Corp’s indirect stake fell to 1,699,748 shares, while Ishbia personally holds 279,989 shares and 180,737 unvested RSUs that vest on 1 Mar 2026.
UWM Holdings Corp. (UWMC) filed a Form 4 disclosing three open-market sales of its Class A common stock by Chief Executive Officer, President and 10% owner Mat Ishbia acting through affiliated entity SFS Corp. The transactions occurred under a Rule 10b5-1 trading plan adopted on 17 March 2025.
- On 18 Jun 2025, SFS Corp sold 400,036 shares at a weighted-average price of $3.93 per share.
- On 20 Jun 2025, SFS Corp sold 400,036 shares at a weighted-average price of $4.02 per share.
- On 23 Jun 2025, SFS Corp sold 400,036 shares at a weighted-average price of $4.10 per share.
Following these transactions, SFS Corp’s indirect beneficial ownership declined from 4,099,964 to 2,899,856 shares. Mat Ishbia continues to own 279,989 shares directly. The filing also reports 180,737 Restricted Stock Units held directly by Mr. Ishbia, which will vest on 1 Mar 2026 and convert to Class A shares on a 1-for-1 basis under the company’s 2020 Omnibus Incentive Plan.
The Form 4 was jointly filed by Mr. Ishbia and SFS Corp because SFS Corp is a 10% holder and may be deemed a director by deputization. No derivative transactions were executed in this period; the RSU position remained unchanged.