Welcome to our dedicated page for UWM Holdings SEC filings (Ticker: UWMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UWM Holdings's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UWM Holdings's regulatory disclosures and financial reporting.
Mat Ishbia and SFS Holding Corp reported multiple transactions in UWM Holdings Corp (UWMC) stock. The filings show sales executed under a 10b5-1 plan and the conversion/acquisition of UWM Paired Interests into Class A common shares. On 08/29/2025 Mat Ishbia sold 400,036 shares at a weighted average price of $5.70, reducing holdings to 498,128 shares held indirectly by SFS Corp. On 09/02/2025 SFS Corp acquired 4,200,000 Class A shares via conversion of UWM Paired Interests and Mat Ishbia sold 400,036 shares at a weighted average $5.59. On 09/03/2025 Mat Ishbia sold another 400,036 shares at a weighted average $5.65. Post-transactions SFS Corp and Mat Ishbia report indirect beneficial ownership and hold convertible interests and RSUs that convert one-for-one to Class A shares.
Mat Ishbia and SFS Holding Corp. reported multiple dispositions of UWM Holdings Corp (UWMC) Class A common stock under a Rule 10b5-1 plan. On 08/26/2025, 400,036 shares were sold at a weighted average price of $5.77, leaving 1,698,236 shares beneficially owned; on 08/27/2025 another 400,036 shares were sold at a weighted average of $5.68, leaving 1,298,200 shares; and on 08/28/2025 an additional 400,036 shares were sold at a weighted average of $5.56, leaving 898,164 shares. The filing also reports a disposition of 279,989 shares and shows 180,737 RSUs that convert one-for-one to Class A shares and vest on 03/01/2026. The securities held by SFS Corp are held directly and indirectly by Mat Ishbia through his roles described in the form.
Mat Ishbia, President and CEO of UWM Holdings Corp (UWMC), and SFS Holding Corp reported insider sales under a 10b5-1 plan. On 08/22/2025 Ishbia/SFS sold 400,036 Class A shares at a weighted average price of $5.78, leaving SFS with 2,498,308 shares beneficially owned. On 08/25/2025 another 400,036 Class A shares were sold at a weighted average price of $5.73, reducing beneficial ownership to 2,098,272. The filing also reports the disposition of 279,989 shares held directly by Mat Ishbia and 180,737 Restricted Stock Units that convert one-for-one to Class A shares and vest on March 1, 2026.
Mat Ishbia and SFS Holding Corp reported multiple planned sales of UWM Holdings Corp (UWMC) Class A common stock under a 10b5-1 plan adopted March 17, 2025. The filing shows sales on 08/19/2025, 08/20/2025 and 08/21/2025 of 400,036 shares each at weighted average price ranges of $5.42–$5.68, $5.52–$5.66 and $5.28–$5.46 respectively, and an additional 279,989 shares disposed. Beneficial ownership reported fell from 3,698,416 shares after the first sale to 2,898,344 after the third sale. The filing discloses 180,737 restricted stock units that convert one-for-one to Class A shares and vest on March 1, 2026.
Mat Ishbia and SFS Holding Corp. reported multiple insider transactions in UWM Holdings Corp (UWMC). On August 15, 2025, SFS Corp converted 4,200,000 UWM Paired Interests into Class A common stock, increasing beneficial ownership reported for SFS to 4,898,524 shares. Under a 10b5-1 plan, SFS sold 400,036 shares on August 15 at a weighted average price of approximately $5.39 and another 400,036 shares on August 18 at a weighted average of ~$5.35. Mat Ishbia directly disposed of 279,989 shares. After these transactions, combined indirect beneficial ownership is reported as 4,098,452 Class A shares, and 180,737 RSUs remain unvested, vesting March 1, 2026.
Mat Ishbia and SFS Holding Corp. filed Amendment No. 8 to their Schedule 13D for UWM Holdings Corporation Class A common stock. The filing reports that SFS Holding Corp. directly holds 1,380,682,620 shares of Class D stock that are convertible into Class A shares, representing 86.4% of outstanding Class A shares based on 218,637,559 Class A shares outstanding. Because of a charter voting limitation, the Reporting Persons hold 79% of the voting power of the company (otherwise 99.9%). The amendment also discloses that sales occurred under a previously adopted 10b5-1 trading plan. The Reporting Persons share voting and dispositive power, and Mat Ishbia is deemed to beneficially own the shares held by SFS Corp.
Citadel-affiliated entities and Kenneth Griffin disclosed collective holdings in UWM Holdings Corporation (UWMC). The filing reports that several Citadel entities each beneficially own specific blocks of Class A common stock, with Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC each reported as having shared voting and dispositive power over 3,176,929 shares (1.6% of the class based on 201,418,588 shares outstanding). Citadel Securities LLC holds 1,083,315 shares (0.5%), Citadel Securities Group LP and Citadel Securities GP LLC each 2,407,699 shares (1.2%), and Kenneth Griffin a total of 5,584,628 shares (2.8%).
The filing states the securities were not acquired to change or influence control of the issuer and provides the reporting persons' principal address as 830 Brickell Plaza, Miami, Florida 33131.
UWM Holdings Corp. Schedule 13G filed by Brandes Investment Partners, L.P. reports beneficial ownership of 12,228,813 shares of the issuer's Class A common stock, representing a material passive stake. The filing shows no sole voting or dispositive power and instead discloses shared voting and shared dispositive power over all 12,228,813 shares, and classifies the reporting person as an investment adviser/partner (IA, PN).
The filing includes a certification that the shares were acquired and are held in the ordinary course of business and were not acquired to change or influence control of the issuer. The reported stake (listed as 6.05% in Item 4 and shown as 6.1% elsewhere on the form) exceeds the 5% threshold that generally requires disclosure, making this a materially reportable institutional holding without an asserted intent to seek control.
Mat Ishbia, the President and CEO of UWM Holdings Corp and a reported 10% owner, reported multiple dispositions of Class A common stock in Form 4 filings dated 08/11/2025. On 08/08/2025 and 08/11/2025, 400,036 shares were sold on each date pursuant to a 10b5-1 plan adopted by SFS Corp on March 17, 2025; the filing lists a weighted average price of $4.58 and notes sale price ranges of $4.43–$4.74 and $4.52–$4.67 for the respective transactions. A separate disposition of 279,989 shares is also reported as directly held by Mat Ishbia. After the reported transactions, SFS-held indirect Class A holdings are shown as 2,298,668 and 1,898,632 in the table following those sales.
The filing also shows 180,737 restricted stock units that convert one-for-one into Class A common stock; those RSUs vest on March 1, 2026 and were granted under the 2020 Omnibus Incentive Plan. The Form 4 is signed by Mat Ishbia (and signed on behalf of SFS Holding Corp) on 08/11/2025. Footnotes disclose that SFS Corp is a 10% holder and describe Mat Ishbia's control relationship with SFS Corp and certain family trusts.
UWM Holdings (UWMC) – Form 4 insider activity
President, CEO and 10 % owner Mat Ishbia, acting through affiliate SFS Corp., sold 1,200,108 Class A shares across 5-7 Aug 2025 under a Rule 10b5-1 plan adopted 17 Mar 2025. Weighted-average prices were $4.31, $4.25 and $4.61. The sales lowered SFS Corp.’s indirect holdings from 3.90 m to 2.70 m shares. Ishbia continues to own 279,989 shares directly.
Post-transaction, total direct and indirect beneficial ownership is ~2.98 m shares. The filing also reports 180,737 unvested RSUs that will convert one-for-one into Class A stock on 1 Mar 2026 under the 2020 Omnibus Incentive Plan.
The disclosure reflects substantial insider monetisation yet preserves a meaningful stake and provides transparency through the pre-arranged trading plan.