Welcome to our dedicated page for Uwm Holdings Corporation SEC filings (Ticker: UWMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
UWM Holdings Corporation filings document the public-company disclosures of the indirect parent of United Wholesale Mortgage, including operating results, loan origination activity, dividend declarations and Regulation FD earnings materials. Its Form 8-K reports cover financial results, capital-structure matters, material events and distributions tied to its Class A common stock.
UWMC proxy materials describe annual meeting proposals, director elections, shareholder voting mechanics, executive compensation and governance practices. The company’s regulatory filings also address risk factors, material agreements, ownership matters and disclosures related to its wholesale mortgage origination and servicing business.
UWM Holdings Corp reported that SFS Corp, a 10% holder controlled by President and CEO Mat Ishbia, executed three open-market sales of Class A common stock under a Rule 10b5-1 trading plan. On March 26, 27 and 30, 2026, SFS Corp sold 1,000,574 shares on each date at weighted average prices of about $3.46–$3.52 per share, totaling 3,001,722 shares sold. Following these transactions, SFS Corp held 2,329,857 shares indirectly attributed to Ishbia, while he also held 408,131 shares directly.
UWM Holdings Corp: Amendment No. 5 to a Schedule 13G/A filed on behalf of The Vanguard Group reports that, following an internal realignment, Vanguard and certain subsidiaries will report holdings separately. The filing lists Amount beneficially owned: 0 and Percent of class: 0% as of the disclosure, and cites the January 12, 2026 SEC release basis for disaggregation. The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
UWM Holdings Corp insider activity shows an entity associated with President and CEO Mat Ishbia selling Class A Common Stock in open-market transactions. Through SFS Holding Corp, a 10% holder, there were net sales of 2,001,148 shares over two days.
On March 24, 2026, SFS Holding Corp sold 1,000,574 shares at a weighted average price of $3.63 per share, followed by another 1,000,574-share sale on March 25, 2026 at a weighted average price of $3.55. These trades were made under a pre-arranged Rule 10b5-1 plan adopted by SFS Corp, with Ishbia exercising voting and dispositive power over SFS-held shares. After these transactions, SFS Corp held 5,331,579 shares indirectly attributed to Ishbia, and Ishbia also held 408,131 shares directly.
UWM Holdings Corp director and CEO Mat Ishbia, through SFS Corp, reported open-market sales of 3,001,722 shares of Class A Common Stock. The trades occurred on March 19–23, 2026 in three blocks of 1,000,574 shares each, at reported weighted average prices of $3.67, $3.60 and $3.72 per share. A footnote states the sales were made pursuant to a Rule 10b5-1 trading plan adopted by SFS Corp on September 16, 2025, indicating they were pre-planned. After these sales, SFS Corp’s indirect holdings for Ishbia total 7,332,727 shares, while Ishbia also holds 408,131 shares directly, showing he retains a substantial position in UWM Holdings.
UWM Holdings Corp insider filings show that entity SFS Corp, which is a 10% holder controlled by President and CEO Mat Ishbia, executed open‑market sales of 2,001,148 shares of Class A common stock. The sales occurred on March 17 and 18, 2026 at prices of $3.67 and $3.73 per share, respectively, under a pre‑arranged Rule 10b5‑1 trading plan adopted by SFS Corp on September 16, 2025.
After these transactions, 10,334,449 shares of Class A common stock are reported as indirectly owned through SFS Corp, while 408,131 shares are held directly by Mat Ishbia. The filing underscores that SFS Corp has no interest in Ishbia’s directly held shares and that Ishbia exercises voting and dispositive power over the shares held by SFS Corp.
United Wholesale Mortgage affiliate filed a Form 144 reporting a proposed sale of Class A Common Stock. The filing lists SFS Holding Corp and a transaction dated 12/23/2025 showing 34,394,802 shares sold during the past three months. The broker of record is J.P. Morgan Securities LLC.
UWM Holdings Corp insider activity centers on SFS Corp, a 10% holder associated with CEO Mat Ishbia. SFS Corp converted 11,000,000 UWM Paired Interests into 11,000,000 shares of Class A Common Stock and then sold 2,266,322 Class A shares in open-market trades at prices around $3.69–$3.78 per share, pursuant to a Rule 10b5-1 trading plan. Following these transactions, indirect holdings reported for SFS Corp show 12,335,597 Class A shares, while Mat Ishbia also holds 408,131 Class A shares directly.
UWM Holdings Corporation has hired Okapi Partners LLC to advise on and help solicit proxies for the proposed merger with Two Harbors Investment Corp. under the existing Agreement and Plan of Merger. Two Harbors’ special stockholder meeting was adjourned to March 24, 2026 to allow more time for voting in favor of the transaction.
UWMC will pay Okapi $25,000, plus additional fees and costs if the merger is completed, and has agreed to indemnify Okapi for losses related to its services. The companies have an effective registration statement, proxy statement, and prospectus on file, and UWMC encourages Two Harbors stockholders who have not yet voted to submit proxies before the reconvened meeting.
UWM Holdings Corp President and CEO Mat Ishbia reported that SFS Corp, a 10% owner he controls, completed open-market sales totaling 1,265,748 shares of Class A common stock.
The sales occurred on March 10 and 11, 2026, with 632,874 shares sold each day at weighted average prices of $4.13 and $3.91 per share, under a pre-arranged Rule 10b5-1 trading plan adopted by SFS Corp. Following these transactions, Ishbia continues to hold 3,601,919 shares indirectly through SFS Corp and 408,131 shares directly.
UWM Holdings Corporation presented a March 11, 2026 communication describing its proposed combination with Two Harbors Investment Corp. and the expected financial and strategic benefits of the transaction. The presentation cites a ~$7.6bn pro forma market cap and a ~9.9% current dividend yield.
UWM highlights complementarity between its wholesale origination platform and TWO’s servicing portfolio, expected cost synergies of ~$150mm, and use of TWO’s net operating loss carryforwards. UWM reported $49.6bn total loan origination volume in 4Q2025 and provided standalone revenue guidance of $800M–$900M for 1Q2026 and $3.5B–$4.5B for fiscal 2026. The presentation frames the deal as value-creating for TWO shareholders under the stated assumptions and timelines in the slides.