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Uwm Holdings Corporation SEC Filings

UWMC NYSE

Welcome to our dedicated page for Uwm Holdings Corporation SEC filings (Ticker: UWMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The UWM Holdings Corporation (UWMC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. UWM Holdings Corporation is the publicly traded parent of United Wholesale Mortgage, a wholesale residential mortgage lender that reports detailed information about its origination volumes, servicing portfolio, capital structure, and corporate actions through periodic and current reports.

In its Form 8-K filings, UWM discloses material events such as quarterly earnings releases, dividend declarations, senior unsecured note offerings, and significant transactions. For example, recent 8-Ks describe quarterly loan origination volume, total gain margin, revenue, net income or loss, non-GAAP measures like adjusted EBITDA and adjusted net income, and changes in mortgage servicing rights balances. Other 8-Ks outline the terms of a $1.0 billion aggregate principal amount of 6.250% senior unsecured notes due 2031, including interest, maturity, redemption provisions, and related covenants, as well as the announced all-stock acquisition of Two Harbors Investment Corp. and its conditions.

UWMC filings also cover board decisions on recurring cash dividends for Class A common stock and proportional distributions to a related entity, along with references to Form 8937 for tax characterization. A separate 8-K details the New York Stock Exchange’s decision to commence delisting proceedings and suspend trading in UWM’s warrants due to abnormally low selling price levels, while noting that trading in the common stock under ticker UWMC on the NYSE remains in place, subject to listing standards.

In addition, a Form 25 filing by the New York Stock Exchange documents the removal from listing and registration of UWM’s warrants. Through this page, users can review Forms 8-K and 25 and, via links to the SEC’s EDGAR system, locate annual reports on Form 10-K, quarterly reports on Form 10-Q, and other exhibits. Stock Titan’s interface is designed to surface key elements of these filings and can be paired with AI-powered summaries that explain complex sections of 10-Ks, 10-Qs, and 8-Ks, as well as highlight information about capital structure, debt instruments, dividends, and listing status changes.

Rhea-AI Summary

UWM Holdings Corp. insider Mat Ishbia, a director, 10% owner, and the company’s President and CEO, reported multiple transactions in Class A Common Stock. On 12/30/2025, 12/31/2025, and 01/02/2026, an affiliate sold 632,874 shares on each date at weighted average prices of $4.43, $4.37, and $4.42 per share, respectively, under a Rule 10b5-1 trading plan adopted by SFS Corp on March 17, 2025.

On 01/02/2026, 6,600,000 UWM Paired Interests were converted into the same number of Class A Common shares, which were acquired by SFS Corp. Following these transactions, 6,314,123 Class A shares are reported as indirectly owned through SFS Corp, and 279,989 Class A shares are reported as directly owned by Mat Ishbia. The filing also reports 180,737 restricted stock units that convert one-for-one into Class A stock and vest on March 1, 2026.

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Rhea-AI Summary

UWM Holdings Corp’s President and CEO Mat Ishbia, together with affiliated 10% holder SFS Corp, reported multiple open‑market sales of Class A common stock in late December 2025 under a Rule 10b5‑1 trading plan. On 12/23/2025, SFS Corp sold 402,483 shares at a weighted average price of $4.70 per share, followed by 449,997 shares at a weighted average of $4.66 on 12/24/2025, 632,874 shares at $4.57 on 12/26/2025, and 632,874 shares at $4.42 on 12/29/2025.

After these transactions, SFS Corp reported indirect beneficial ownership of 1,612,745 shares of Class A common stock, while Mat Ishbia also held 279,989 shares directly. In addition, he beneficially owned 180,737 restricted stock units that convert into an equal number of Class A shares and are scheduled to vest on March 1, 2026 under the company’s 2020 Omnibus Incentive Plan.

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Rhea-AI Summary

UWM Holdings Corporation reported that the New York Stock Exchange will delist and has immediately suspended trading in its Warrants due to “abnormally low selling price” levels under NYSE rule 802.01D. Each Warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 and is scheduled to expire on January 21, 2026, under the ticker “UWMC.WS.” The company stated it does not intend to appeal the NYSE’s determination, and the NYSE will apply to the SEC to formally delist the Warrants after completing required procedures.

Trading of UWM’s Class A common stock on the NYSE under the ticker “UWMC” continues and is described as unaffected by this action, as long as the company continues to meet the NYSE’s other listing requirements. This means only the Warrants are being removed from NYSE trading, while the underlying common stock remains listed.

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current report
Rhea-AI Summary

UWM Holdings Corporation entered into a definitive merger agreement to acquire Two Harbors Investment Corp. through a stock-for-stock transaction. Each share of Two Harbors common stock will be converted into the right to receive 2.3328 shares of newly issued UWMC Class A common stock, plus cash in lieu of fractional shares. Each series of Two Harbors preferred stock will convert one-for-one into newly created UWMC Series A, B, or C preferred stock with corresponding terms.

The deal is subject to customary conditions, including approval by Two Harbors stockholders, antitrust and other regulatory clearances, effectiveness of a UWMC registration statement, NYSE listing of the new UWMC shares, and the absence of certain material adverse effects. Both boards have unanimously approved the transaction, and one director designated by Two Harbors will join the UWMC board at closing. The agreement includes a $25.35 million termination fee payable by Two Harbors to UWMC in specified circumstances and an outside closing date initially 12 months after signing, extendable to 15 months if regulatory clearances are the only remaining condition.

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UWM Holdings Corporation has shared an internal email from its CEO Mat Ishbia to employees of Two Harbors Investment Corp. about a proposed transaction between the two companies. The message emphasizes enthusiasm about potentially combining the organizations and welcoming Two Harbors employees into the UWM family, while acknowledging that employees will have questions as plans develop.

The communication is accompanied by detailed legal disclosures describing the proposed transaction, including that it is expected to involve the issuance of UWM common and preferred stock and a planned registration statement on Form S-4 with a proxy statement / prospectus for Two Harbors stockholders. It highlights numerous risks and uncertainties that could affect completion and the future performance of the combined company, and explains that investors should carefully review the registration statement and proxy materials when filed with the SEC.

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Rhea-AI Summary

UWM Holdings Corporation is planning a major stock-for-stock acquisition of Two Harbors Investment Corp. valued at $1.3 billion in equity. Two Harbors common stockholders will receive 2.3328 shares of newly issued UWMC Class A common stock for each Two Harbors share, with cash paid instead of fractional shares. Holders of Two Harbors Series A, B and C preferred stock will receive newly issued UWMC preferred shares with the same terms as their current securities.

The deal is expected to materially increase UWMC’s public float to about 513 million shares, or $2.6 billion based on the UWMC share price on December 16, 2025, a 93% rise from its current float. After closing, existing UWMC stockholders are expected to own roughly 87% of the combined company on a fully diluted basis, while Two Harbors stockholders will own about 13%. UWMC’s board is expected to expand to eleven directors, adding one director designated by Two Harbors. The transaction has been unanimously approved by both companies’ boards and is expected to close in the second quarter of 2026, subject to Two Harbors stockholder approval and customary regulatory and closing conditions.

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SFS Holding Corp files a notice of proposed sale under Rule 144 to sell 34394802 shares of Class A Common Stock through J.P. Morgan Securities LLC, with an approximate sale date of 12/23/2025 on the NYSE. The planned block has an aggregate market value of 180916658.52.

The notice states that 268415480 shares of this class are outstanding. SFS originally acquired 1502069787 shares on 01/21/2021 in a share-for-share exchange with the issuer, paying with securities in United Wholesale Mortgage LLC. Over the past three months, SFS Holding Corp has already sold 38166811 shares of Class A Common Stock for gross proceeds of 216610306.

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Rhea-AI Summary

UWM Holdings Corp CEO Mat Ishbia reported planned sales of Class A common stock executed by SFS Corp, a 10% holder he controls, under a Rule 10b5-1 trading plan. On December 11, 2025, SFS Corp sold 612,287 Class A shares at a weighted average price of $5.63 per share, followed by another 612,287 shares on December 12, 2025 at a weighted average price of $5.47 per share. After these transactions, SFS Corp held 3,730,973 Class A shares indirectly beneficially owned by Ishbia, while he also directly owned 279,989 Class A shares.

The sales were made pursuant to a 10b5-1 plan adopted by SFS Corp on March 17, 2025. Ishbia also held 180,737 restricted stock units that convert into Class A common stock on a one-for-one basis and are scheduled to vest on March 1, 2026 under the company’s 2020 Omnibus Incentive Plan.

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Rhea-AI Summary

UWM Holdings Corporation’s controlling shareholder Mat Ishbia and affiliate SFS Holding Corp. updated their ownership disclosure for the company’s Class A common stock. Ishbia is reported as beneficially owning 1,339,102,981 shares, or 83.7% of the Class A common stock, while SFS Holding Corp. is reported as beneficially owning 1,333,996,611 shares, or 83.4% of the class.

The amendment reflects sales of securities made under a previously adopted Rule 10b5‑1 trading plan. The 1,333,996,611 shares are held as Class D stock and related units that are convertible or exchangeable into Class A shares, with each Class D share carrying ten votes. Based on 265,901,489 Class A shares outstanding, the reporting persons collectively hold 79% of the company’s voting power because of a charter provision that caps any holder’s voting power, even though their holdings would otherwise represent 99.9% of the voting power.

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Rhea-AI Summary

UWM Holdings Corp. insider Mat Ishbia, through 10% holder SFS Corp, reported open-market sales of Class A common stock under a Rule 10b5-1 trading plan. SFS Corp sold 612,287 shares on 12/09/2025 at a weighted average price of $5.54 per share and another 612,287 shares on 12/10/2025 at a weighted average price of $5.60 per share. After these transactions, 4,955,547 shares of Class A common stock were beneficially owned indirectly, and 279,989 shares were held directly by Mat Ishbia. The filing also reports 180,737 restricted stock units that convert into Class A common stock on a one-for-one basis and are scheduled to vest on March 1, 2026 under the 2020 Omnibus Incentive Plan.

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FAQ

What is the current stock price of Uwm Holdings Corporation (UWMC)?

The current stock price of Uwm Holdings Corporation (UWMC) is $4.03 as of March 5, 2026.

What is the market cap of Uwm Holdings Corporation (UWMC)?

The market cap of Uwm Holdings Corporation (UWMC) is approximately 1.2B.

UWMC Rankings

UWMC Stock Data

1.20B
223.86M
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