Welcome to our dedicated page for Uwm Holdings Corporation SEC filings (Ticker: UWMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The UWM Holdings Corporation (UWMC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. UWM Holdings Corporation is the publicly traded parent of United Wholesale Mortgage, a wholesale residential mortgage lender that reports detailed information about its origination volumes, servicing portfolio, capital structure, and corporate actions through periodic and current reports.
In its Form 8-K filings, UWM discloses material events such as quarterly earnings releases, dividend declarations, senior unsecured note offerings, and significant transactions. For example, recent 8-Ks describe quarterly loan origination volume, total gain margin, revenue, net income or loss, non-GAAP measures like adjusted EBITDA and adjusted net income, and changes in mortgage servicing rights balances. Other 8-Ks outline the terms of a $1.0 billion aggregate principal amount of 6.250% senior unsecured notes due 2031, including interest, maturity, redemption provisions, and related covenants, as well as the announced all-stock acquisition of Two Harbors Investment Corp. and its conditions.
UWMC filings also cover board decisions on recurring cash dividends for Class A common stock and proportional distributions to a related entity, along with references to Form 8937 for tax characterization. A separate 8-K details the New York Stock Exchange’s decision to commence delisting proceedings and suspend trading in UWM’s warrants due to abnormally low selling price levels, while noting that trading in the common stock under ticker UWMC on the NYSE remains in place, subject to listing standards.
In addition, a Form 25 filing by the New York Stock Exchange documents the removal from listing and registration of UWM’s warrants. Through this page, users can review Forms 8-K and 25 and, via links to the SEC’s EDGAR system, locate annual reports on Form 10-K, quarterly reports on Form 10-Q, and other exhibits. Stock Titan’s interface is designed to surface key elements of these filings and can be paired with AI-powered summaries that explain complex sections of 10-Ks, 10-Qs, and 8-Ks, as well as highlight information about capital structure, debt instruments, dividends, and listing status changes.
UWM Holdings Corp insider Mat Ishbia reported a series of equity transactions involving Class A Common Stock and related units. On December 1, 2025, SFS Holding Corp, which is controlled by Ishbia, converted 6,800,000 UWM Paired Interests into an equal number of shares of Class A Common Stock. Each paired interest consisted of one share of non‑economic voting Class D Common Stock and one Class B common unit of UWM Holdings, LLC.
On December 1, 2, and 3, 2025, SFS Holding Corp sold 612,287 shares of Class A Common Stock on each day, at weighted average prices of $5.80, $5.80, and $5.71, respectively, under a Rule 10b5‑1 trading plan adopted on March 17, 2025. Following these transactions, SFS Holding Corp reported 8,016,982 shares of Class A Common Stock held indirectly, while Ishbia directly held 279,989 shares. In addition, Ishbia beneficially owned 180,737 restricted stock units that will vest on March 1, 2026 and convert into Class A Common Stock on a one-for-one basis.
UWM Holdings Corp insider Mat Ishbia reported multiple stock transactions and equity awards. Through SFS Corp, a 10% owner of UWM, he reported three open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan on November 25, 26, and 28, 2025, at weighted average prices of $5.60, $5.81, and $5.85 per share, respectively. After these sales, SFS Corp held 3,053,843 Class A shares, which Ishbia indirectly controls.
Ishbia also directly owns 279,989 Class A shares separate from SFS Corp. In addition, he holds 180,737 restricted stock units that will convert into an equal number of Class A shares, scheduled to vest on March 1, 2026 under the 2020 Omnibus Incentive Plan. Ishbia is UWM’s President, CEO, director, and a 10% owner, so these changes reflect adjustments in a large insider’s economic and voting exposure to the company.
UWM Holdings Corp (UWMC) director, 10% owner, and President & CEO Mat Ishbia reported multiple open-market sales of Class A common stock made through SFS Corp, a 10% holder of the issuer. On 11/20/2025, SFS Corp sold 596,356 shares at a weighted average price of $4.98 per share, followed by another 596,356 shares on 11/21/2025 at a weighted average price of $5.09, and a further 596,356 shares on 11/24/2025 at a weighted average price of $5.21, all pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2025.
After these transactions, SFS Corp beneficially owned 4,683,628 Class A shares indirectly attributed to Mat Ishbia, while he also held 279,989 Class A shares directly. In addition, Mat Ishbia held 180,737 restricted stock units that convert into Class A common stock on a one-for-one basis and are scheduled to vest on March 1, 2026 under the company’s 2020 Omnibus Incentive Plan.
UWM Holdings Corp (UWMC) insider activity: Mat Ishbia, the company’s President and CEO, director and a 10% owner, reported share sales by SFS Corp under a Rule 10b5-1 trading plan adopted on March 17, 2025.
On November 18, 2025, SFS Corp sold 596,356 shares of Class A common stock at a weighted average price of $4.93. On November 19, 2025, SFS Corp sold another 596,356 shares at a weighted average price of $4.96. After these transactions, SFS Corp reported indirect beneficial ownership of 6,472,696 shares, while Ishbia also directly holds 279,989 shares.
The filing also notes 180,737 restricted stock units that convert into an equal number of Class A shares. These RSUs were granted under the 2020 Omnibus Incentive Plan and are scheduled to vest on March 1, 2026.
UWM Holdings Corp (UWMC) insider Mat Ishbia, the company’s President, CEO, director and 10% owner, reported multiple equity transactions involving Class A Common Stock and related derivative securities. On 11/13/2025, 11/14/2025 and 11/17/2025, SFS Holding Corp (SFS Corp), which is controlled by Ishbia, sold blocks of 596,356 Class A shares on each date at weighted average prices of $5.27, $5.11 and $4.94, respectively, under a Rule 10b5‑1 trading plan adopted on March 17, 2025. On 11/17/2025, SFS Corp also converted 6,800,000 UWM Paired Interests into an equal number of Class A shares, increasing the reported indirect Class A holdings before subsequent sales. Following the reported transactions, Ishbia reports 7,665,408 Class A shares held indirectly through SFS Corp and 279,989 Class A shares held directly, along with derivative holdings including UWM Paired Interests and 180,737 Restricted Stock Units that vest on March 1, 2026.
UWMC ownership update: Platinum Equity, LLC and Tom Gores filed Amendment No. 1 to Schedule 13G reporting beneficial ownership of 6,909,320 shares of UWM Holdings Corp Class A common stock, representing 2.7% of the class as of the filing date references.
The filing shows 0 shares with sole voting or dispositive power and 6,909,320 shares with shared voting and dispositive power. The reported holdings include 4,894,101 shares of Class A common stock and warrants exercisable for 2,015,219 shares. The percentage is based on 254,803,110 shares outstanding as of November 4, 2025. The event date triggering the filing is September 30, 2025, and the certification states the securities were not acquired to change or influence control.
Brandes Investment Partners, L.P. filed Amendment No. 2 to Schedule 13G on UWM Holdings Corp (UWMC), reporting beneficial ownership of 10,471,859 shares of Class A Common Stock as of 09/30/2025. This represents 4.79% of the class. Brandes reports shared voting and shared dispositive power over all 10,471,859 shares, with no sole voting or dispositive power.
The filing includes a certification that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
UWM Holdings (UWMC) insider filing reports sales by Mat Ishbia/SFS Corp under a Rule 10b5-1 plan. SFS Corp sold 596,356 Class A shares on 11/11/2025 at a weighted average price of $5.45 (prices ranged $5.35–$5.52), and 596,356 shares on 11/12/2025 at a weighted average price of $5.47 (prices ranged $5.38–$5.55).
Following these transactions, 2,654,476 shares were beneficially owned indirectly via SFS Corp, which is controlled by Ishbia. Ishbia also holds 279,989 shares directly. In addition, he reports 180,737 RSUs that convert 1:1 into Class A shares, vesting on March 1, 2026. The sales were made pursuant to a 10b5-1 plan adopted on March 17, 2025.
UWM Holdings Corp (UWMC): Mat Ishbia (President and CEO, director and 10% owner) and SFS Corp reported open‑market sales of Class A shares under a Rule 10b5‑1 plan adopted on March 17, 2025. The filings show three transactions of 596,356 shares each on 11/06, 11/07, and 11/10.
Weighted average prices were $5.25 (range $5.00–$5.65) on 11/06, $5.18 (range $5.06–$5.27) on 11/07, and $5.47 (range $5.31–$5.56) on 11/10. Following these sales, indirect holdings via SFS Corp were 5,039,900, then 4,443,544, then 3,847,188 shares. Mat Ishbia also holds 279,989 shares directly. In addition, 180,737 RSUs convert 1‑for‑1 into Class A shares and vest on March 1, 2026.
UWM Holdings Corporation (UWMC) reported Q3 2025 results. Total revenue was $843.3 million (up from $745.6 million a year ago). Net income was $12.1 million, but net income attributable to UWMC was a loss of $1.3 million, or $(0.01) per Class A share. The quarter reflected higher loan production income and servicing revenue, offset by a $(307.8) million decline in the fair value of mortgage servicing rights (MSRs).
For the nine months, revenue reached $2.22 billion with net income attributable to UWMC of $8.0 million ($0.04 per share). Cash and cash equivalents were $870.7 million as of September 30, 2025, supported by active MSR sales and secured funding access. The company issued $1.0 billion of 2031 senior notes at 6.250% and plans to repay the 2025 notes at maturity. Warehouse borrowings were $9.78 billion, and the company was in compliance with all facility and indenture covenants. Class A shares outstanding were 234,291,930 and Class D shares were 1,365,482,620 as of September 30, 2025.