Welcome to our dedicated page for Uwm Holdings Corporation SEC filings (Ticker: UWMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The UWM Holdings Corporation (UWMC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. UWM Holdings Corporation is the publicly traded parent of United Wholesale Mortgage, a wholesale residential mortgage lender that reports detailed information about its origination volumes, servicing portfolio, capital structure, and corporate actions through periodic and current reports.
In its Form 8-K filings, UWM discloses material events such as quarterly earnings releases, dividend declarations, senior unsecured note offerings, and significant transactions. For example, recent 8-Ks describe quarterly loan origination volume, total gain margin, revenue, net income or loss, non-GAAP measures like adjusted EBITDA and adjusted net income, and changes in mortgage servicing rights balances. Other 8-Ks outline the terms of a $1.0 billion aggregate principal amount of 6.250% senior unsecured notes due 2031, including interest, maturity, redemption provisions, and related covenants, as well as the announced all-stock acquisition of Two Harbors Investment Corp. and its conditions.
UWMC filings also cover board decisions on recurring cash dividends for Class A common stock and proportional distributions to a related entity, along with references to Form 8937 for tax characterization. A separate 8-K details the New York Stock Exchange’s decision to commence delisting proceedings and suspend trading in UWM’s warrants due to abnormally low selling price levels, while noting that trading in the common stock under ticker UWMC on the NYSE remains in place, subject to listing standards.
In addition, a Form 25 filing by the New York Stock Exchange documents the removal from listing and registration of UWM’s warrants. Through this page, users can review Forms 8-K and 25 and, via links to the SEC’s EDGAR system, locate annual reports on Form 10-K, quarterly reports on Form 10-Q, and other exhibits. Stock Titan’s interface is designed to surface key elements of these filings and can be paired with AI-powered summaries that explain complex sections of 10-Ks, 10-Qs, and 8-Ks, as well as highlight information about capital structure, debt instruments, dividends, and listing status changes.
Holdings Corp insider SFS Corp, a 10% owner associated with President and CEO Mat Ishbia, reported two planned sales of Class A common stock under a Rule 10b5-1 trading plan adopted on March 17, 2025.
SFS Corp sold 632,874 shares on January 27, 2026 at a weighted average price of $5.81 per share, and another 632,874 shares on January 28, 2026 at a weighted average price of $5.89 per share. After these transactions, SFS Corp indirectly holds 2,155,265 Class A shares for Ishbia, while Ishbia directly owns 279,989 Class A shares.
Ishbia also holds 180,737 restricted stock units that convert into Class A common stock on a one-for-one basis and are scheduled to vest on March 1, 2026 under the 2020 Omnibus Incentive Plan.
SFS Holding Corp, a 10% owner of UWM Holdings Corp (UWMC), reported three open‑market sales of 632,874 Class A shares each on January 22, 23 and 26, 2026 at weighted‑average prices of $5.87, $5.85 and $5.75, respectively, executed under a pre‑arranged Rule 10b5‑1 trading plan adopted on March 17, 2025.
After these sales, SFS Holding Corp reported 3,421,013 Class A shares held indirectly for the benefit of entities associated with CEO and President Mat Ishbia, while Ishbia also reported 279,989 Class A shares held directly and 180,737 restricted stock units that convert into Class A shares on a one‑for‑one basis and are scheduled to vest on March 1, 2026.
UWM Holdings Corp insider activity centers on SFS Holding Corp, a 10% owner associated with CEO Mat Ishbia. On January 16, 2026, SFS Holding Corp converted 6,600,000 UWM Paired Interests into the same number of Class A Common shares. On the same day and on January 20 and 21, 2026, SFS Holding Corp sold three blocks of 632,874 Class A shares each at weighted average prices of $6.04, $5.82, and $5.75 per share under a Rule 10b5-1 trading plan adopted on March 17, 2025.
After these indirect transactions, SFS Holding Corp held 5,319,635 Class A shares for which Ishbia exercises voting and dispositive power. Separately, Ishbia directly owns 279,989 Class A shares and 180,737 Restricted Stock Units that convert one-for-one into Class A stock and vest on March 1, 2026.
UWM Holdings Corp. insider reporting shows that SFS Corp, a 10% holder associated with President and CEO Mat Ishbia, sold Class A common stock in three preset transactions under a Rule 10b5-1 trading plan adopted on March 17, 2025. On January 13, 14 and 15, 2026, SFS Corp sold 632,874 Class A shares on each day at weighted average prices of $5.37, $5.46 and $5.72 per share, respectively, with Ishbia exercising voting and dispositive power over these shares through SFS Corp.
Following these sales, SFS Corp reported 618,257 Class A shares indirectly beneficially owned for Ishbia, while Ishbia also directly holds 279,989 Class A shares. In addition, Ishbia holds 180,737 Restricted Stock Units that convert one-for-one into Class A common stock and are scheduled to vest on March 1, 2026 under the 2020 Omnibus Incentive Plan.
UWM Holdings Corp insider activity shows significant stock sales by entity SFS Corp, a 10% holder associated with President and CEO Mat Ishbia. SFS Corp sold 632,874 shares of Class A common stock on each of January 8, 9, and 12, 2026 at weighted average prices of $4.73, $5.27, and $5.35 per share, respectively, under a pre-arranged Rule 10b5-1 trading plan adopted on March 17, 2025. After these sales, SFS Corp indirectly held 2,516,879 Class A shares for which Ishbia exercises voting and dispositive power, while Ishbia also directly held 279,989 Class A shares. In addition, Ishbia directly held 180,737 restricted stock units that convert one-for-one into Class A common stock and are scheduled to vest on March 1, 2026 under the 2020 Omnibus Incentive Plan.
UWM Holdings Corp has had its warrants removed from listing and registration on the New York Stock Exchange. The filing states that the Exchange filed a Form 25 under Section 12(b) of the Securities Exchange Act of 1934 to strike this class of securities from listing and/or withdraw its registration.
The affected securities are warrants, each exercisable for one share of UWM Holdings Class A common stock at an exercise price of $11.50 per share. The document notes that the Exchange has complied with its rules for striking the class from listing and registration, and that related requirements for withdrawal under the applicable SEC rules have been met.
SFS Corp, a 10% holder of UWM Holdings Corp, reported planned sales of Class A common stock under a Rule 10b5-1 trading plan. On January 5, 6, and 7, 2026, SFS Corp sold 632,874 shares on each date at weighted average prices of $4.43, $4.45, and $4.70 per share, with detailed price ranges noted in the filing. These shares are held directly by SFS Corp and indirectly by Mat Ishbia, who is UWM’s President, CEO, director, and a 10% owner, and who exercises voting and dispositive power over SFS Corp’s holdings. After these transactions, SFS Corp reported continued indirect ownership of UWM Class A shares, while Mat Ishbia also holds 279,989 Class A shares directly and 180,737 restricted stock units that convert one-for-one into Class A shares and vest on March 1, 2026 under the 2020 Omnibus Incentive Plan.
UWM Holdings Corp. insider Mat Ishbia, a director, 10% owner, and the company’s President and CEO, reported multiple transactions in Class A Common Stock. On 12/30/2025, 12/31/2025, and 01/02/2026, an affiliate sold 632,874 shares on each date at weighted average prices of $4.43, $4.37, and $4.42 per share, respectively, under a Rule 10b5-1 trading plan adopted by SFS Corp on March 17, 2025.
On 01/02/2026, 6,600,000 UWM Paired Interests were converted into the same number of Class A Common shares, which were acquired by SFS Corp. Following these transactions, 6,314,123 Class A shares are reported as indirectly owned through SFS Corp, and 279,989 Class A shares are reported as directly owned by Mat Ishbia. The filing also reports 180,737 restricted stock units that convert one-for-one into Class A stock and vest on March 1, 2026.
UWM Holdings Corp’s President and CEO Mat Ishbia, together with affiliated 10% holder SFS Corp, reported multiple open‑market sales of Class A common stock in late December 2025 under a Rule 10b5‑1 trading plan. On 12/23/2025, SFS Corp sold 402,483 shares at a weighted average price of $4.70 per share, followed by 449,997 shares at a weighted average of $4.66 on 12/24/2025, 632,874 shares at $4.57 on 12/26/2025, and 632,874 shares at $4.42 on 12/29/2025.
After these transactions, SFS Corp reported indirect beneficial ownership of 1,612,745 shares of Class A common stock, while Mat Ishbia also held 279,989 shares directly. In addition, he beneficially owned 180,737 restricted stock units that convert into an equal number of Class A shares and are scheduled to vest on March 1, 2026 under the company’s 2020 Omnibus Incentive Plan.
UWM Holdings Corporation reported that the New York Stock Exchange will delist and has immediately suspended trading in its Warrants due to “abnormally low selling price” levels under NYSE rule 802.01D. Each Warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 and is scheduled to expire on January 21, 2026, under the ticker “UWMC.WS.” The company stated it does not intend to appeal the NYSE’s determination, and the NYSE will apply to the SEC to formally delist the Warrants after completing required procedures.
Trading of UWM’s Class A common stock on the NYSE under the ticker “UWMC” continues and is described as unaffected by this action, as long as the company continues to meet the NYSE’s other listing requirements. This means only the Warrants are being removed from NYSE trading, while the underlying common stock remains listed.