Welcome to our dedicated page for Uwm Holdings Corporation SEC filings (Ticker: UWMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The UWM Holdings Corporation (UWMC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. UWM Holdings Corporation is the publicly traded parent of United Wholesale Mortgage, a wholesale residential mortgage lender that reports detailed information about its origination volumes, servicing portfolio, capital structure, and corporate actions through periodic and current reports.
In its Form 8-K filings, UWM discloses material events such as quarterly earnings releases, dividend declarations, senior unsecured note offerings, and significant transactions. For example, recent 8-Ks describe quarterly loan origination volume, total gain margin, revenue, net income or loss, non-GAAP measures like adjusted EBITDA and adjusted net income, and changes in mortgage servicing rights balances. Other 8-Ks outline the terms of a $1.0 billion aggregate principal amount of 6.250% senior unsecured notes due 2031, including interest, maturity, redemption provisions, and related covenants, as well as the announced all-stock acquisition of Two Harbors Investment Corp. and its conditions.
UWMC filings also cover board decisions on recurring cash dividends for Class A common stock and proportional distributions to a related entity, along with references to Form 8937 for tax characterization. A separate 8-K details the New York Stock Exchange’s decision to commence delisting proceedings and suspend trading in UWM’s warrants due to abnormally low selling price levels, while noting that trading in the common stock under ticker UWMC on the NYSE remains in place, subject to listing standards.
In addition, a Form 25 filing by the New York Stock Exchange documents the removal from listing and registration of UWM’s warrants. Through this page, users can review Forms 8-K and 25 and, via links to the SEC’s EDGAR system, locate annual reports on Form 10-K, quarterly reports on Form 10-Q, and other exhibits. Stock Titan’s interface is designed to surface key elements of these filings and can be paired with AI-powered summaries that explain complex sections of 10-Ks, 10-Qs, and 8-Ks, as well as highlight information about capital structure, debt instruments, dividends, and listing status changes.
UWM Holdings Corporation entered into a definitive merger agreement to acquire Two Harbors Investment Corp. through a stock-for-stock transaction. Each share of Two Harbors common stock will be converted into the right to receive 2.3328 shares of newly issued UWMC Class A common stock, plus cash in lieu of fractional shares. Each series of Two Harbors preferred stock will convert one-for-one into newly created UWMC Series A, B, or C preferred stock with corresponding terms.
The deal is subject to customary conditions, including approval by Two Harbors stockholders, antitrust and other regulatory clearances, effectiveness of a UWMC registration statement, NYSE listing of the new UWMC shares, and the absence of certain material adverse effects. Both boards have unanimously approved the transaction, and one director designated by Two Harbors will join the UWMC board at closing. The agreement includes a $25.35 million termination fee payable by Two Harbors to UWMC in specified circumstances and an outside closing date initially 12 months after signing, extendable to 15 months if regulatory clearances are the only remaining condition.
UWM Holdings Corporation has shared an internal email from its CEO Mat Ishbia to employees of Two Harbors Investment Corp. about a proposed transaction between the two companies. The message emphasizes enthusiasm about potentially combining the organizations and welcoming Two Harbors employees into the UWM family, while acknowledging that employees will have questions as plans develop.
The communication is accompanied by detailed legal disclosures describing the proposed transaction, including that it is expected to involve the issuance of UWM common and preferred stock and a planned registration statement on Form S-4 with a proxy statement / prospectus for Two Harbors stockholders. It highlights numerous risks and uncertainties that could affect completion and the future performance of the combined company, and explains that investors should carefully review the registration statement and proxy materials when filed with the SEC.
UWM Holdings Corporation is planning a major stock-for-stock acquisition of Two Harbors Investment Corp. valued at $1.3 billion in equity. Two Harbors common stockholders will receive 2.3328 shares of newly issued UWMC Class A common stock for each Two Harbors share, with cash paid instead of fractional shares. Holders of Two Harbors Series A, B and C preferred stock will receive newly issued UWMC preferred shares with the same terms as their current securities.
The deal is expected to materially increase UWMC’s public float to about 513 million shares, or $2.6 billion based on the UWMC share price on December 16, 2025, a 93% rise from its current float. After closing, existing UWMC stockholders are expected to own roughly 87% of the combined company on a fully diluted basis, while Two Harbors stockholders will own about 13%. UWMC’s board is expected to expand to eleven directors, adding one director designated by Two Harbors. The transaction has been unanimously approved by both companies’ boards and is expected to close in the second quarter of 2026, subject to Two Harbors stockholder approval and customary regulatory and closing conditions.
SFS Holding Corp files a notice of proposed sale under Rule 144 to sell 34394802 shares of Class A Common Stock through J.P. Morgan Securities LLC, with an approximate sale date of 12/23/2025 on the NYSE. The planned block has an aggregate market value of 180916658.52.
The notice states that 268415480 shares of this class are outstanding. SFS originally acquired 1502069787 shares on 01/21/2021 in a share-for-share exchange with the issuer, paying with securities in United Wholesale Mortgage LLC. Over the past three months, SFS Holding Corp has already sold 38166811 shares of Class A Common Stock for gross proceeds of 216610306.
UWM Holdings Corp CEO Mat Ishbia reported planned sales of Class A common stock executed by SFS Corp, a 10% holder he controls, under a Rule 10b5-1 trading plan. On December 11, 2025, SFS Corp sold 612,287 Class A shares at a weighted average price of $5.63 per share, followed by another 612,287 shares on December 12, 2025 at a weighted average price of $5.47 per share. After these transactions, SFS Corp held 3,730,973 Class A shares indirectly beneficially owned by Ishbia, while he also directly owned 279,989 Class A shares.
The sales were made pursuant to a 10b5-1 plan adopted by SFS Corp on March 17, 2025. Ishbia also held 180,737 restricted stock units that convert into Class A common stock on a one-for-one basis and are scheduled to vest on March 1, 2026 under the company’s 2020 Omnibus Incentive Plan.
UWM Holdings Corporation’s controlling shareholder Mat Ishbia and affiliate SFS Holding Corp. updated their ownership disclosure for the company’s Class A common stock. Ishbia is reported as beneficially owning 1,339,102,981 shares, or 83.7% of the Class A common stock, while SFS Holding Corp. is reported as beneficially owning 1,333,996,611 shares, or 83.4% of the class.
The amendment reflects sales of securities made under a previously adopted Rule 10b5‑1 trading plan. The 1,333,996,611 shares are held as Class D stock and related units that are convertible or exchangeable into Class A shares, with each Class D share carrying ten votes. Based on 265,901,489 Class A shares outstanding, the reporting persons collectively hold 79% of the company’s voting power because of a charter provision that caps any holder’s voting power, even though their holdings would otherwise represent 99.9% of the voting power.
UWM Holdings Corp. insider Mat Ishbia, through 10% holder SFS Corp, reported open-market sales of Class A common stock under a Rule 10b5-1 trading plan. SFS Corp sold 612,287 shares on 12/09/2025 at a weighted average price of $5.54 per share and another 612,287 shares on 12/10/2025 at a weighted average price of $5.60 per share. After these transactions, 4,955,547 shares of Class A common stock were beneficially owned indirectly, and 279,989 shares were held directly by Mat Ishbia. The filing also reports 180,737 restricted stock units that convert into Class A common stock on a one-for-one basis and are scheduled to vest on March 1, 2026 under the 2020 Omnibus Incentive Plan.
UWM Holdings Corp director, president and CEO Mat Ishbia, a 10% owner, reported multiple open‑market sales of Class A common stock made through SFS Corp. On December 4, 5 and 8, 2025, SFS Corp sold 612,287 Class A shares on each date at weighted average prices of $5.74, $5.78 and $5.67 per share, respectively, under a Rule 10b5‑1 trading plan adopted on March 17, 2025.
Following these transactions, Ishbia indirectly beneficially owned 6,180,121 Class A shares through SFS Corp and directly held 279,989 Class A shares. He also beneficially owns 180,737 restricted stock units that convert into Class A common stock on a one‑for‑one basis and are scheduled to vest on March 1, 2026 under the company’s 2020 Omnibus Incentive Plan.
UWM Holdings Corp insider Mat Ishbia reported a series of equity transactions involving Class A Common Stock and related units. On December 1, 2025, SFS Holding Corp, which is controlled by Ishbia, converted 6,800,000 UWM Paired Interests into an equal number of shares of Class A Common Stock. Each paired interest consisted of one share of non‑economic voting Class D Common Stock and one Class B common unit of UWM Holdings, LLC.
On December 1, 2, and 3, 2025, SFS Holding Corp sold 612,287 shares of Class A Common Stock on each day, at weighted average prices of $5.80, $5.80, and $5.71, respectively, under a Rule 10b5‑1 trading plan adopted on March 17, 2025. Following these transactions, SFS Holding Corp reported 8,016,982 shares of Class A Common Stock held indirectly, while Ishbia directly held 279,989 shares. In addition, Ishbia beneficially owned 180,737 restricted stock units that will vest on March 1, 2026 and convert into Class A Common Stock on a one-for-one basis.
UWM Holdings Corp insider Mat Ishbia reported multiple stock transactions and equity awards. Through SFS Corp, a 10% owner of UWM, he reported three open-market sales of Class A common stock under a pre-arranged Rule 10b5-1 trading plan on November 25, 26, and 28, 2025, at weighted average prices of $5.60, $5.81, and $5.85 per share, respectively. After these sales, SFS Corp held 3,053,843 Class A shares, which Ishbia indirectly controls.
Ishbia also directly owns 279,989 Class A shares separate from SFS Corp. In addition, he holds 180,737 restricted stock units that will convert into an equal number of Class A shares, scheduled to vest on March 1, 2026 under the 2020 Omnibus Incentive Plan. Ishbia is UWM’s President, CEO, director, and a 10% owner, so these changes reflect adjustments in a large insider’s economic and voting exposure to the company.