STOCK TITAN

Uwm Holdings Corporation SEC Filings

UWMC NYSE

Welcome to our dedicated page for Uwm Holdings Corporation SEC filings (Ticker: UWMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The UWM Holdings Corporation (UWMC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. UWM Holdings Corporation is the publicly traded parent of United Wholesale Mortgage, a wholesale residential mortgage lender that reports detailed information about its origination volumes, servicing portfolio, capital structure, and corporate actions through periodic and current reports.

In its Form 8-K filings, UWM discloses material events such as quarterly earnings releases, dividend declarations, senior unsecured note offerings, and significant transactions. For example, recent 8-Ks describe quarterly loan origination volume, total gain margin, revenue, net income or loss, non-GAAP measures like adjusted EBITDA and adjusted net income, and changes in mortgage servicing rights balances. Other 8-Ks outline the terms of a $1.0 billion aggregate principal amount of 6.250% senior unsecured notes due 2031, including interest, maturity, redemption provisions, and related covenants, as well as the announced all-stock acquisition of Two Harbors Investment Corp. and its conditions.

UWMC filings also cover board decisions on recurring cash dividends for Class A common stock and proportional distributions to a related entity, along with references to Form 8937 for tax characterization. A separate 8-K details the New York Stock Exchange’s decision to commence delisting proceedings and suspend trading in UWM’s warrants due to abnormally low selling price levels, while noting that trading in the common stock under ticker UWMC on the NYSE remains in place, subject to listing standards.

In addition, a Form 25 filing by the New York Stock Exchange documents the removal from listing and registration of UWM’s warrants. Through this page, users can review Forms 8-K and 25 and, via links to the SEC’s EDGAR system, locate annual reports on Form 10-K, quarterly reports on Form 10-Q, and other exhibits. Stock Titan’s interface is designed to surface key elements of these filings and can be paired with AI-powered summaries that explain complex sections of 10-Ks, 10-Qs, and 8-Ks, as well as highlight information about capital structure, debt instruments, dividends, and listing status changes.

Rhea-AI Summary

Mat Ishbia, President and CEO of UWM Holdings Corp (UWMC), reported a series of sales of Class A common stock under a 10b5-1 plan. On 10/07/2025 and 10/08/2025 a total of 596,356 shares were sold on each date according to the Form 4 entries, with the weighted average prices reported as $5.39 (range $5.28$5.64) and $5.40 (range $5.33$5.47), respectively. Following the reported transactions the filing shows beneficial ownership figures of 4,559,732 shares and then 3,963,376 shares for the reporting parties. The filing also discloses 180,737 restricted stock units that convert one-for-one to Class A shares and vest on March 1, 2026. The sales were made pursuant to the 10b5-1 plan adopted on March 17, 2025, and the Form 4 was signed on 10/08/2025.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Mat Ishbia and SFS Holding Corp. filed Amendment No. 9 to their Schedule 13D regarding UWM Holdings Corporation Class A common stock. The amendment reports that SFS Holding Corp. directly holds 1,365,482,620 shares of Class D stock convertible into Class A shares, representing 85.4% of Class A on an as-converted basis and contributing to an aggregate beneficial ownership of 1,370,588,990 shares (about 85.7% of Class A). The issuer’s charter imposes a Voting Limitation that caps any holder at 79% of total voting power; accordingly the Reporting Persons hold 79% of voting power through Class D ownership (10 votes per share). The filing also notes sales made under a previously disclosed 10b5-1 trading plan. The statement confirms Mat Ishbia’s role as trust advisor and that he and SFS Corp. share voting and dispositive power over the reported shares.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
-
Rhea-AI Summary

Mat Ishbia, President and CEO of UWM Holdings Corp (UWMC), reported multiple sales of Class A common stock executed under a 10b5-1 plan. Sales occurred on 10/02/2025, 10/03/2025, and 10/06/2025, with 596,356 shares sold on each of those first three dates at weighted average prices of $6.06, $5.99, and $5.69, respectively. Following the transactions the indirect ownership reported was 5,156,088 shares.

The filing also shows 279,989 additional Class A shares disposed and 180,737 Restricted Stock Units that vest on March 1, 2026 and convert one-for-one to Class A common stock. The disclosures identify SFS Holding Corp as a 10% holder and explain Mat Ishbia's indirect control of those shares.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
Rhea-AI Summary

Mat Ishbia and SFS Holding Corp reported multiple Class A common stock sales under a 10b5-1 plan. The filings show sale transactions on 09/25/2025, 09/26/2025 and 09/29/2025 of 596,356 shares each day at weighted average prices of $6.25, $6.23 and $6.11 respectively, reducing beneficial ownership from 2,530,580 to 1,337,868 shares across those reported transactions. The report also shows a disposal of 279,989 Class A shares and indicates 180,737 RSUs that convert one-for-one to Class A common stock and vest on 03/01/2026.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Insider Form 4 shows Mat Ishbia and SFS Holding Corp. The filing reports scheduled sales of Class A common stock on 09/23/2025 and 09/24/2025 under a 10b5-1 plan, with weighted-average sale prices of $6.42 and $6.42 respectively and sale price ranges noted from $6.24–$6.54 and $6.32–$6.51. After the transactions, reported beneficial holdings include 3,723,292 and 3,126,936 shares (reflecting different reporting lines). The filing also discloses 180,737 restricted stock units that convert one-for-one to Class A shares and vest on March 1, 2026. The Form 4 was signed by Mat Ishbia on 09/24/2025.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Mat Ishbia, President and CEO of UWM Holdings Corp (UWMC), reported multiple open-market dispositions under a 10b5-1 plan and holdings changes. On 09/19/2025 he sold 596,356 Class A shares at a weighted average price of $6.45, leaving 4,916,004 shares beneficially owned (indirect). On 09/22/2025 another 596,356 shares were sold at a weighted average price of $6.23, leaving 4,319,648 shares beneficially owned (indirect). The filing also reports a separate disposition of 279,989 Class A shares held directly by Mat Ishbia and 180,737 restricted stock units that convert one-for-one to Class A shares and vest on 03/01/2026. Sales were made pursuant to a 10b5-1 plan adopted March 17, 2025.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
Rhea-AI Summary

Mat Ishbia and SFS Holding Corp. reported multiple scheduled sales of UWM Holdings Corp. (UWMC) Class A common stock under a 10b5-1 plan. Over three consecutive transaction dates, 596,356 shares were sold each day at weighted-average prices of $6.66, $6.81, and $6.56, reducing SFS Corp's reported beneficial ownership from 6,705,072 to 5,512,360 shares. Separately, 279,989 shares were disposed of by Mat Ishbia directly. The filing also discloses 180,737 RSUs that convert one-for-one to Class A shares and vest March 1, 2026.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

UWM Holdings Corporation reported that its subsidiary UWM Holdings LLC issued $1.0 billion aggregate principal amount of 6.250% senior unsecured notes due 2031. The notes were issued at 100% of face value and pay interest semi-annually on March 15 and September 15, starting March 15, 2026, with final maturity on March 15, 2031.

UWM Holdings LLC can redeem the notes early at set premiums, including specified call prices beginning March 15, 2028, and an equity offering-related redemption of up to 40% of the notes at a price of 106.250% before that date. The notes are senior unsecured obligations of UWM Holdings LLC and are fully guaranteed on a senior unsecured basis by United Wholesale Mortgage, LLC, ranking equally with their other senior unsecured debt and effectively behind secured borrowings such as warehouse lines and facilities secured by mortgage servicing rights.

The indenture includes customary covenants that limit additional non-funding indebtedness based on leverage and coverage ratios, as well as restrictions on mergers, asset sales, restricted payments, affiliate transactions, sale-leasebacks and liens, along with change-of-control repurchase and event-of-default acceleration provisions.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
-
Rhea-AI Summary

UWM Holdings Corp (UWMC) filed a Form 144 notifying a proposed sale of 38,166,811 Class A common shares through J.P. Morgan Securities with an aggregate market value of $261,442,657, and lists 228,088,286 shares outstanding for the issuer. The filing says the shares were acquired on 01/21/2021 in a share-for-share exchange from the issuer, with 1,502,069,787 shares acquired in that transaction, and payment described as securities in United Wholesale Mortgage LLC.

The notice discloses a prior sale on 06/17/2025 by SFS Holding Corp of 24,402,216 Class A shares for gross proceeds of $117,395,862. The filer certifies no undisclosed material adverse information and includes the standard Rule 144 representations.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
Rhea-AI Summary

Mat Ishbia and affiliated SFS Holding Corp reported multiple transactions in UWM Holdings Corp (UWMC) Class A common stock. On 09/12/2025 and 09/15/2025 the reporting persons sold a total of 996,412 shares at weighted average prices of approximately $6.88 and $6.84, respectively. On 09/15/2025 SFS Holding Corp converted 6,800,000 UWM Paired Interests into 6,800,000 Class A shares, recorded as an acquisition. After these transactions the filing shows the reporting person(s) beneficially owning 7,301,428 Class A shares (indirect). Additionally, 180,737 Restricted Stock Units were reported disposed and noted to vest on 03/01/2026.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider

FAQ

What is the current stock price of Uwm Holdings Corporation (UWMC)?

The current stock price of Uwm Holdings Corporation (UWMC) is $4.41 as of February 27, 2026.

What is the market cap of Uwm Holdings Corporation (UWMC)?

The market cap of Uwm Holdings Corporation (UWMC) is approximately 1.3B.

UWMC Rankings

UWMC Stock Data

1.31B
223.65M
Mortgage Finance
Mortgage Bankers & Loan Correspondents
Link
United States
PONTIAC

UWMC RSS Feed