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Uxin (UXIN) COO details large direct and indirect option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Uxin Ltd Chief Operating Officer Zhang Zhitian reported existing holdings of employee share options linked to the company’s Class A ordinary shares. These positions reflect rights to buy shares rather than recent market trades.

Zhang holds options directly over 300,000 underlying shares at an exercise price of $1.0300 per share and over 210,000 underlying shares at $0.0330 per share, all expiring on August 20, 2028. In addition, 282,016,200 underlying shares are subject to options held indirectly through MENGMENG Limited, a British Virgin Islands company beneficially owned by Zhang through a trust, of which he is the sole director.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Zhang Zhitian

(Last)(First)(Middle)
NO. 16 GUANGSHUN S. AVENUE,
CHAOYANG DIST

(Street)
BEIJING100102

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Uxin Ltd [ UXIN ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee share options (right to buy)03/01/201908/20/2028Class A ordinary shares300,000$1.03D
Employee share options (right to buy)03/31/201908/20/2028Class A ordinary shares210,000$0.033D
Employee share options (right to buy)03/16/202608/20/2028Class A ordinary shares282,016,200$0.0001IBy MENGMENG Limited(1)
Explanation of Responses:
1. Shares held of record by MENGMENG Limited, a British Virgin Islands company beneficially owned by the reporting person through a trust, of which the reporting person is the sole director.
/s/ Zhitian Zhang03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What insider holdings did Uxin (UXIN) COO Zhang Zhitian report?

Zhang reported existing employee share options over Uxin Class A shares. These include direct options on 510,000 underlying shares and additional indirect options on 282,016,200 underlying shares, providing rights to buy shares rather than documenting new market transactions.

How many Uxin Class A shares are covered by Zhang Zhitian’s direct options?

Zhang’s direct employee share options cover 510,000 underlying Class A ordinary shares. This consists of 300,000 shares at an exercise price of $1.0300 and 210,000 shares at $0.0330, with all options expiring on August 20, 2028.

What is the scale of Zhang Zhitian’s indirect Uxin (UXIN) option holdings?

Indirectly, options over 282,016,200 underlying Class A ordinary shares are held through MENGMENG Limited. The filing notes MENGMENG Limited is a British Virgin Islands company beneficially owned by Zhang via a trust, with Zhang serving as sole director.

What are the exercise prices and expiry dates of the reported Uxin options?

The options have exercise prices of $1.0300, $0.0330, and $0.0001 per share. All series of options reported in the filing share the same expiration date of August 20, 2028, defining the timeframe in which they can be exercised.

How are MENGMENG Limited’s Uxin holdings related to Zhang Zhitian?

MENGMENG Limited holds options over 282,016,200 underlying Uxin Class A shares. It is described as a British Virgin Islands company beneficially owned by Zhang through a trust, with Zhang acting as its sole director, linking these holdings to him indirectly.
Uxin Ltd.

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