[144] VEECO INSTRUMENTS INC SEC Filing

Rhea-AI Filing Summary

Form 144 notice for proposed sale of securities by a party associated with Veeco Instruments, Inc. The filing reports an intended sale of 4,046 common shares through Fidelity Brokerage Services LLC with an aggregate market value of $105,196.00, to be offered on or about 09/15/2025 on the NASDAQ. The filing states 60,161,823 shares outstanding for the class. The shares were acquired by the seller via restricted stock vesting on 09/01/2021 (818 shares) and 09/14/2021 (3,228 shares) and were paid as compensation. The filing reports Nothing to Report for sales during the past three months. Several filer and issuer identification fields in the form are blank in the provided content.

Positive

• Transparency of transaction details: number of shares, aggregate market value, broker, and intended sale date are explicitly disclosed
• Source of shares disclosed: all shares were acquired via restricted stock vesting and recorded as compensation
• No recent sales reported: the filer reported "Nothing to Report" for securities sold during the past three months

Negative

• Missing filer and issuer identification fields in the provided content reduce completeness of the disclosure
• Limited contextual information: the filing excerpt does not include the identity of the person for whose account the securities are to be sold or contact details

Insights

Securities Analyst

TL;DR: Routine insider sale of vested restricted stock through a broker; disclosure is narrow and appears procedural.

The submission documents a planned sale of 4,046 common shares on NASDAQ through Fidelity Brokerage Services for an aggregate value of $105,196.00. The shares were acquired by restricted stock vesting in September 2021 and were recorded as compensation. The filing notes no securities sold in the prior three months. Given the information provided, this reads as a standard Section 144 disclosure of an insider intending to liquidate vested compensation. Several identifying fields (filer CIK, issuer name and address, contact details) are not populated in the supplied content, which limits reviewability.

Corporate Governance Expert

TL;DR: Disclosure indicates compliance with Rule 144 mechanics but form omits some issuer/filer identifiers.

The record shows the source of the shares as restricted stock vesting and confirms the seller's representation about absence of material nonpublic information as required by the form. The planned brokered sale and the ‘Nothing to Report’ statement for recent sales are consistent with routine liquidity of vested compensation. However, missing filer and issuer identification fields in the provided excerpt reduce transparency for investors and reviewers relying on full filing metadata.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	4046	105196.00	60161823	09/15/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2021	Restricted Stock Vesting	Issuer			818	09/01/2021	Compensation
Common	09/14/2021	Restricted Stock Vesting	Issuer			3228	09/14/2021	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What securities does the Form 144 for VECO report?

The filing reports an intended sale of 4,046 common shares of Veeco Instruments, to be sold on NASDAQ through Fidelity Brokerage Services.

What is the aggregate market value and planned sale date in the Form 144?

The aggregate market value is reported as $105,196.00 with an approximate sale date of 09/15/2025.

How were the shares acquired according to the filing?

The shares were acquired via restricted stock vesting on 09/01/2021 (818 shares) and 09/14/2021 (3,228 shares) and were paid as compensation.

Did the filer report any sales in the past three months?

No. The filing states "Nothing to Report" for securities sold during the past three months.

Who is the broker handling the sale?

The broker named in the filing is Fidelity Brokerage Services LLC with an address listed in Smithfield, Rhode Island.